Form 8.5 (EPT/RI) - MONDI PLC

GoldmanSachs International

11 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

1.         KEY INFORMATION

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	MONDI PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	SMITH (DS) PLC
(d) Date dealing undertaken:	10 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for INTERNATIONAL PAPER COMPANY & SMITH (DS) PLC

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Purchases	1,114,609	14.3150 GBP	14.1000 GBP
EUR 0.22 ordinary	Sales	935,971	14.3200 GBP	14.0900 GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Reducing a short position	1,369	14.1253 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,800	14.1654 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	373	14.1700 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	121	14.1700 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	403	14.1746 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	887	14.1836 GBP
EUR 0.22 ordinary	CFD	Opening a short position	1,369	14.1924 GBP
EUR 0.22 ordinary	CFD	Opening a short position	1,369	14.1924 GBP
EUR 0.22 ordinary	CFD	Opening a short position	18,200	14.1978 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,300	14.1978 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,118	14.2018 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	113,538	14.2018 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	52,640	14.2018 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	4,134	14.2018 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,597	14.2080 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,204	14.2086 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	437	14.2091 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	108	14.2091 GBP
EUR 0.22 ordinary	CFD	Increasing a short position	311	14.2105 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	4,300	14.2107 GBP
EUR 0.22 ordinary	CFD	Opening a long position	1,300	14.2107 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	10,068	14.2109 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	1,060	14.2279 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	7,082	14.2286 GBP
EUR 0.22 ordinary	CFD	Opening a long position	12,810	14.2289 GBP
EUR 0.22 ordinary	CFD	Reducing a short position	16	14.2297 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	11,971	14.2301 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	65	14.2321 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	18	14.2321 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	99	14.2400 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	369	14.2400 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	349	14.2400 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,312	14.2400 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	273	14.2400 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	6	14.2400 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	5	14.2400 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	7	14.2400 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,874	14.2400 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	909	14.2508 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	56	14.2545 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	55	14.2554 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	193	14.2554 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1	14.2554 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1	14.2554 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	568	14.2564 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	462	14.2670 GBP
EUR 0.22 ordinary	CFD	Increasing a long position	1,185	14.2947 GBP
EUR 0.22 ordinary	CFD	Reducing a long position	1,402	333.8055 ZAR
EUR 0.22 ordinary	CFD	Increasing a short position	870	334.6938 ZAR
EUR 0.22 ordinary	SWAP	Reducing a long position	766	14.1834 GBP
EUR 0.22 ordinary	SWAP	Reducing a short position	6,401	333.6202 ZAR
EUR 0.22 ordinary	SWAP	Increasing a short position	1,816	334.5265 ZAR

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

Date of disclosure:	11 April 2024
Contact name:	Papa Lette and Andrzej Szyszka
Telephone number:	[phone] / [phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END