Form 8.5 (EPT/RI) - Mondi plc

UBS AG (EPT)

11 April 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	10 April 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	762820	14.24903         GBP	14.05875        GBP
EUR 0.22 ordinary	Sell	1029783	14.30428         GBP	14.13151        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	8101	14.22944563        GBP
EUR 0.22 ordinary	CFD	Long	858	14.20794872        GBP
EUR 0.22 ordinary	CFD	Long	16866	14.194799        GBP
EUR 0.22 ordinary	CFD	Long	3982	14.20247609        GBP
EUR 0.22 ordinary	CFD	Long	878	14.166327        GBP
EUR 0.22 ordinary	CFD	Long	192	14.305        GBP
EUR 0.22 ordinary	CFD	Long	298	14.279312        GBP
EUR 0.22 ordinary	CFD	Long	49352	14.23        GBP
EUR 0.22 ordinary	CFD	Long	1260	14.19746939        GBP
EUR 0.22 ordinary	CFD	Long	2893	14.19696701        GBP
EUR 0.22 ordinary	CFD	Long	6519	14.2282873        GBP
EUR 0.22 ordinary	CFD	Long	13527	333.87808383        ZAR
EUR 0.22 ordinary	CFD	Long	2639	14.211141        GBP
EUR 0.22 ordinary	CFD	Long	45830	14.170666        GBP
EUR 0.22 ordinary	CFD	Long	13317	14.180942        GBP
EUR 0.22 ordinary	CFD	Long	3039	14.17968        GBP
EUR 0.22 ordinary	CFD	Long	2262	14.199716        GBP
EUR 0.22 ordinary	CFD	Long	2200	14.272284        GBP
EUR 0.22 ordinary	CFD	Long	1258	14.229999600159        GBP
EUR 0.22 ordinary	CFD	Long	909	14.214117        GBP
EUR 0.22 ordinary	CFD	Long	24	14.187841        GBP
EUR 0.22 ordinary	CFD	Long	14096	14.205229        GBP
EUR 0.22 ordinary	CFD	Long	161	14.24704969        GBP
EUR 0.22 ordinary	CFD	Long	1223	333.26914963        ZAR
EUR 0.22 ordinary	CFD	Long	7691	333.67722143        ZAR
EUR 0.22 ordinary	CFD	Long	1012	14.229289        GBP
EUR 0.22 ordinary	CFD	Long	70	14.304286        GBP
EUR 0.22 ordinary	CFD	Long	4014	14.17425012        GBP
EUR 0.22 ordinary	CFD	Long	3389	334.375125405724        ZAR
EUR 0.22 ordinary	CFD	Long	692	14.12        GBP
EUR 0.22 ordinary	CFD	Long	1	14.094919        GBP
EUR 0.22 ordinary	CFD	Long	139	14.095        GBP
EUR 0.22 ordinary	CFD	Long	16	14.28        GBP
EUR 0.22 ordinary	CFD	Long	7650	334.375156862745        ZAR
EUR 0.22 ordinary	CFD	Long	5741	14.2294308        GBP
EUR 0.22 ordinary	CFD	Long	2024	333.507229        ZAR
EUR 0.22 ordinary	CFD	Long	703402	14.24        GBP
EUR 0.22 ordinary	CFD	Long	669	14.1913        GBP
EUR 0.22 ordinary	CFD	Long	10364	14.204379        GBP
EUR 0.22 ordinary	CFD	Short	486	14.1705453        GBP
EUR 0.22 ordinary	CFD	Short	847	333.26893742621        ZAR
EUR 0.22 ordinary	CFD	Short	501000	14.172444        GBP
EUR 0.22 ordinary	CFD	Short	13493	14.249034        GBP
EUR 0.22 ordinary	CFD	Short	106	14.135        GBP
EUR 0.22 ordinary	CFD	Short	148	14.191862        GBP
EUR 0.22 ordinary	CFD	Short	500	14.181        GBP
EUR 0.22 ordinary	CFD	Short	362	14.146133        GBP
EUR 0.22 ordinary	CFD	Short	5376	14.17630952        GBP
EUR 0.22 ordinary	CFD	Short	91	14.164517        GBP
EUR 0.22 ordinary	CFD	Short	2340	14.16902724        GBP
EUR 0.22 ordinary	CFD	Short	46859	14.23        GBP
EUR 0.22 ordinary	CFD	Short	538	14.10549368        GBP
EUR 0.22 ordinary	CFD	Short	491	14.14842797        GBP
EUR 0.22 ordinary	CFD	Short	231	14.11049385        GBP
EUR 0.22 ordinary	CFD	Short	7691	333.67722143        ZAR
EUR 0.22 ordinary	CFD	Short	10840	14.16691721        GBP
EUR 0.22 ordinary	CFD	Short	17495	14.201535        GBP
EUR 0.22 ordinary	CFD	Short	708	14.16999294        GBP
EUR 0.22 ordinary	CFD	Short	34710	14.2295747        GBP
EUR 0.22 ordinary	CFD	Short	2587	14.203564        GBP
EUR 0.22 ordinary	CFD	Short	13527	333.87808383        ZAR
EUR 0.22 ordinary	CFD	Short	2024	333.5072        ZAR
EUR 0.22 ordinary	CFD	Short	11039	334.37514721        ZAR
EUR 0.22 ordinary	CFD	Short	376	333.269627659574        ZAR
EUR 0.22 ordinary	CFD	Short	811	14.208661        GBP
EUR 0.22 ordinary	CFD	Short	3300	14.1837515151515        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	11 April 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END