Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

28 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	27 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	3218773	14.26250          GBP	13.79786        GBP
EUR 0.22 ordinary	Sell	2426067	14.26250          GBP	13.78089        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	5772	14.1978        GBP
EUR 0.22 ordinary	CFD	Long	76914	17.6167575        USD
EUR 0.22 ordinary	CFD	Long	14397	14.019705        GBP
EUR 0.22 ordinary	CFD	Long	72029	337.60069611        ZAR
EUR 0.22 ordinary	CFD	Long	200000	13.78089955        GBP
EUR 0.22 ordinary	CFD	Long	18951	13.985        GBP
EUR 0.22 ordinary	CFD	Long	5841	13.98107559        GBP
EUR 0.22 ordinary	CFD	Long	11834	14.08174413        GBP
EUR 0.22 ordinary	CFD	Long	41695	14.10327377        GBP
EUR 0.22 ordinary	CFD	Long	105030	14.20289422        GBP
EUR 0.22 ordinary	CFD	Long	105030	13.9865        GBP
EUR 0.22 ordinary	CFD	Long	20780	13.9799        GBP
EUR 0.22 ordinary	CFD	Long	5772	14.20177755        GBP
EUR 0.22 ordinary	CFD	Long	2586	14.126544        GBP
EUR 0.22 ordinary	CFD	Long	3	14.0175        GBP
EUR 0.22 ordinary	CFD	Long	13431	14.091456        GBP
EUR 0.22 ordinary	CFD	Long	2865	13.9843        GBP
EUR 0.22 ordinary	CFD	Long	967	14.099297        GBP
EUR 0.22 ordinary	CFD	Long	42568	14.09887614        GBP
EUR 0.22 ordinary	CFD	Long	106	14.0        GBP
EUR 0.22 ordinary	CFD	Long	3	14.16        GBP
EUR 0.22 ordinary	CFD	Long	1401	14.09934333        GBP
EUR 0.22 ordinary	CFD	Long	11301	14.01205533        GBP
EUR 0.22 ordinary	CFD	Long	2916	14.0789952        GBP
EUR 0.22 ordinary	CFD	Long	4284	13.98348        GBP
EUR 0.22 ordinary	CFD	Long	3795	14.03646377        GBP
EUR 0.22 ordinary	CFD	Long	2395	340.134534446764        ZAR
EUR 0.22 ordinary	CFD	Long	11278	14.10214783        GBP
EUR 0.22 ordinary	CFD	Long	8096	14.09291582        GBP
EUR 0.22 ordinary	CFD	Long	5586	14.11903455        GBP
EUR 0.22 ordinary	CFD	Long	2352	14.12310793        GBP
EUR 0.22 ordinary	CFD	Long	7058	14.15770757        GBP
EUR 0.22 ordinary	CFD	Long	5812	14.0544745        GBP
EUR 0.22 ordinary	CFD	Long	2975	14.067574        GBP
EUR 0.22 ordinary	CFD	Long	191	14.00950965        GBP
EUR 0.22 ordinary	CFD	Long	133	13.99999948        GBP
EUR 0.22 ordinary	CFD	Long	4895	14.11803445        GBP
EUR 0.22 ordinary	CFD	Long	4285	14.13350181        GBP
EUR 0.22 ordinary	CFD	Long	8313	14.12415814        GBP
EUR 0.22 ordinary	CFD	Long	5032	14.0138        GBP
EUR 0.22 ordinary	CFD	Long	52858	14.016548        GBP
EUR 0.22 ordinary	CFD	Long	18135	14.062729        GBP
EUR 0.22 ordinary	CFD	Long	3194	13.9461208515967        GBP
EUR 0.22 ordinary	CFD	Long	9905	14.03193937        GBP
EUR 0.22 ordinary	CFD	Long	148	14.03141892        GBP
EUR 0.22 ordinary	CFD	Long	10725	14.16245921        GBP
EUR 0.22 ordinary	CFD	Long	101	336.77        ZAR
EUR 0.22 ordinary	CFD	Long	39001	336.87743673        ZAR
EUR 0.22 ordinary	CFD	Long	53197	338.12816117        ZAR
EUR 0.22 ordinary	CFD	Long	1052	340.135047528517        ZAR
EUR 0.22 ordinary	CFD	Long	65880	14.18949666        GBP
EUR 0.22 ordinary	CFD	Long	67079	14.18979055        GBP
EUR 0.22 ordinary	CFD	Long	31031	14.10327382        GBP
EUR 0.22 ordinary	CFD	Long	46546	14.08174365        GBP
EUR 0.22 ordinary	CFD	Long	129677	14.18949667        GBP
EUR 0.22 ordinary	CFD	Long	132039	14.18979059        GBP
EUR 0.22 ordinary	CFD	Long	91620	14.08174361        GBP
EUR 0.22 ordinary	CFD	Long	61080	14.1032739        GBP
EUR 0.22 ordinary	CFD	Short	3312	14.2267451690821        GBP
EUR 0.22 ordinary	CFD	Short	16226	338.128066683101        ZAR
EUR 0.22 ordinary	CFD	Short	27000	14.1613        GBP
EUR 0.22 ordinary	CFD	Short	364500	14.1872217        GBP
EUR 0.22 ordinary	CFD	Short	200000	14.21136        GBP
EUR 0.22 ordinary	CFD	Short	167500	14.162166        GBP
EUR 0.22 ordinary	CFD	Short	151440	14.057267        GBP
EUR 0.22 ordinary	CFD	Short	300000	13.9813        GBP
EUR 0.22 ordinary	CFD	Short	19092	14.135951        GBP
EUR 0.22 ordinary	CFD	Short	568	14.115        GBP
EUR 0.22 ordinary	CFD	Short	407	14.23        GBP
EUR 0.22 ordinary	CFD	Short	101	336.77        ZAR
EUR 0.22 ordinary	CFD	Short	39001	336.87743673        ZAR
EUR 0.22 ordinary	CFD	Short	68	14.1611        GBP
EUR 0.22 ordinary	CFD	Short	108500	14.0098        GBP
EUR 0.22 ordinary	CFD	Short	48500	14.1889753608        GBP
EUR 0.22 ordinary	CFD	Short	60750	13.9612        GBP
EUR 0.22 ordinary	CFD	Short	79504	13.95929991        GBP
EUR 0.22 ordinary	CFD	Short	27000	14.2151        GBP
EUR 0.22 ordinary	CFD	Short	102425	13.959306        GBP
EUR 0.22 ordinary	CFD	Short	800	13.9450005        GBP
EUR 0.22 ordinary	CFD	Short	1572	14.0265        GBP
EUR 0.22 ordinary	CFD	Short	76914	17.6167575        USD
EUR 0.22 ordinary	CFD	Short	9728	14.2419099506579        GBP
EUR 0.22 ordinary	CFD	Short	11110	14.2267461746175        GBP
EUR 0.22 ordinary	CFD	Short	81000	14.08458864        GBP
EUR 0.22 ordinary	CFD	Short	36971	338.128202645317        ZAR
EUR 0.22 ordinary	CFD	Short	6164	13.98494638        GBP
EUR 0.22 ordinary	CFD	Short	5882	13.93625535        GBP
EUR 0.22 ordinary	CFD	Short	3046	13.9689779        GBP
EUR 0.22 ordinary	CFD	Short	1785	13.94125263        GBP
EUR 0.22 ordinary	CFD	Short	13538	13.98182909        GBP
EUR 0.22 ordinary	CFD	Short	8327	13.93649653        GBP
EUR 0.22 ordinary	CFD	Short	8215	13.96396575        GBP
EUR 0.22 ordinary	CFD	Short	4152	13.93540854        GBP
EUR 0.22 ordinary	CFD	Short	540	14.0604921        GBP
EUR 0.22 ordinary	CFD	Short	479	13.98310125        GBP
EUR 0.22 ordinary	CFD	Short	7203	13.99430174        GBP
EUR 0.22 ordinary	CFD	Short	1643	13.95563146        GBP
EUR 0.22 ordinary	CFD	Short	2827	13.9855594        GBP
EUR 0.22 ordinary	CFD	Short	88700	13.9799426155581        GBP
EUR 0.22 ordinary	CFD	Short	41081	14.0277159757552        GBP
EUR 0.22 ordinary	CFD	Short	3876	14.0027244582043        GBP
EUR 0.22 ordinary	CFD	Short	2943	14.0130784913354        GBP
EUR 0.22 ordinary	CFD	Short	61	14.010984        GBP
EUR 0.22 ordinary	CFD	Short	60000	14.1889753333        GBP
EUR 0.22 ordinary	CFD	Short	26672	14.2194856        GBP
EUR 0.22 ordinary	CFD	Short	7967	13.9476161        GBP
EUR 0.22 ordinary	CFD	Short	3447	340.13469104        ZAR
EUR 0.22 ordinary	CFD	Short	72029	337.60069611        ZAR
EUR 0.22 ordinary	CFD	Short	5446	13.985        GBP
EUR 0.22 ordinary	CFD	Short	32631	14.2419098403359        GBP
EUR 0.22 ordinary	CFD	Short	3	14.036667        GBP
EUR 0.22 ordinary	CFD	Short	66	13.95        GBP
EUR 0.22 ordinary	CFD	Short	22859	13.9849872        GBP
EUR 0.22 ordinary	CFD	Short	21477	14.064685        GBP
EUR 0.22 ordinary	CFD	Short	7314	14.0176713        GBP
EUR 0.22 ordinary	CFD	Short	5024	13.985699        GBP
EUR 0.22 ordinary	CFD	Short	30	14.235        GBP
EUR 0.22 ordinary	CFD	Short	27	13.965        GBP
EUR 0.22 ordinary	CFD	Short	4696	14.01973338        GBP
EUR 0.22 ordinary	CFD	Short	1790	14.02074302        GBP
EUR 0.22 ordinary	CFD	Short	106	14.105        GBP
EUR 0.22 ordinary	CFD	Short	11694	14.07255        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	28 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END