Form 8.5 (EPT/RI) - Mondi Plc

UBS AG (EPT)

21 March 2024

 

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Mondi plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Mondi plc
(d) Date dealing undertaken:	20 March 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	NO

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
EUR 0.22 ordinary	Buy	524683	13.42736 GBP	13.28500        GBP
EUR 0.22 ordinary	Sell	896480	13.56712 GBP	13.08690        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
EUR 0.22 ordinary	CFD	Long	1778	320.673273340832        ZAR
EUR 0.22 ordinary	CFD	Long	37721	13.30160362        GBP
EUR 0.22 ordinary	CFD	Long	54000	13.354308        GBP
EUR 0.22 ordinary	CFD	Long	13500	13.374291        GBP
EUR 0.22 ordinary	CFD	Long	12560	13.4069        GBP
EUR 0.22 ordinary	CFD	Long	16600	13.365        GBP
EUR 0.22 ordinary	CFD	Long	635	13.31771497        GBP
EUR 0.22 ordinary	CFD	Long	891	13.39921337        GBP
EUR 0.22 ordinary	CFD	Long	1185	13.40117229        GBP
EUR 0.22 ordinary	CFD	Long	1040	13.40456929        GBP
EUR 0.22 ordinary	CFD	Long	771	13.40125597        GBP
EUR 0.22 ordinary	CFD	Long	909	13.40175729        GBP
EUR 0.22 ordinary	CFD	Long	392	13.39703109        GBP
EUR 0.22 ordinary	CFD	Long	4979	320.3917855        ZAR
EUR 0.22 ordinary	CFD	Long	8340	13.38932        GBP
EUR 0.22 ordinary	CFD	Long	1219	13.3773        GBP
EUR 0.22 ordinary	CFD	Long	12000	13.3159656667        GBP
EUR 0.22 ordinary	CFD	Long	12232	13.311183312        GBP
EUR 0.22 ordinary	CFD	Long	100000	13.0869        GBP
EUR 0.22 ordinary	CFD	Long	791	320.674197218711        ZAR
EUR 0.22 ordinary	CFD	Long	23042	13.385806        GBP
EUR 0.22 ordinary	CFD	Long	2	13.37        GBP
EUR 0.22 ordinary	CFD	Long	4271	13.3215816        GBP
EUR 0.22 ordinary	CFD	Long	25763	13.385        GBP
EUR 0.22 ordinary	CFD	Long	2533	13.322146        GBP
EUR 0.22 ordinary	CFD	Long	4864	13.3085218        GBP
EUR 0.22 ordinary	CFD	Long	3242	13.340395        GBP
EUR 0.22 ordinary	CFD	Long	4709	13.3961477        GBP
EUR 0.22 ordinary	CFD	Long	19367	13.384331        GBP
EUR 0.22 ordinary	CFD	Long	1168	13.384332        GBP
EUR 0.22 ordinary	CFD	Long	334	13.36401198        GBP
EUR 0.22 ordinary	CFD	Long	1023	13.37709189        GBP
EUR 0.22 ordinary	CFD	Long	44232	13.37876605        GBP
EUR 0.22 ordinary	CFD	Long	8581	13.384732        GBP
EUR 0.22 ordinary	CFD	Long	4103	13.396998        GBP
EUR 0.22 ordinary	CFD	Long	2517	13.418886        GBP
EUR 0.22 ordinary	CFD	Long	1989	13.405184        GBP
EUR 0.22 ordinary	CFD	Long	1700	13.385735        GBP
EUR 0.22 ordinary	CFD	Long	833	13.374898        GBP
EUR 0.22 ordinary	CFD	Long	833	13.377002        GBP
EUR 0.22 ordinary	CFD	Long	4446	13.3701934322987        GBP
EUR 0.22 ordinary	CFD	Long	643	13.394803        GBP
EUR 0.22 ordinary	CFD	Long	7068	320.29140351        ZAR
EUR 0.22 ordinary	CFD	Long	27935	320.72        ZAR
EUR 0.22 ordinary	CFD	Long	1583	13.3850031585597        GBP
EUR 0.22 ordinary	CFD	Short	8886	13.385        GBP
EUR 0.22 ordinary	CFD	Short	4178	13.3758        GBP
EUR 0.22 ordinary	CFD	Short	34297	13.3364585823833        GBP
EUR 0.22 ordinary	CFD	Short	1970	13.3838439337056        GBP
EUR 0.22 ordinary	CFD	Short	2374	13.31488207        GBP
EUR 0.22 ordinary	CFD	Short	836	13.31445821        GBP
EUR 0.22 ordinary	CFD	Short	357	13.32066228        GBP
EUR 0.22 ordinary	CFD	Short	1858	13.31377732        GBP
EUR 0.22 ordinary	CFD	Short	398	13.31194831        GBP
EUR 0.22 ordinary	CFD	Short	7068	320.29140351        ZAR
EUR 0.22 ordinary	CFD	Short	4412	13.377403        GBP
EUR 0.22 ordinary	CFD	Short	16977	13.38035        GBP
EUR 0.22 ordinary	CFD	Short	467	13.37715203        GBP
EUR 0.22 ordinary	CFD	Short	62	13.3019758        GBP
EUR 0.22 ordinary	CFD	Short	943	13.385673        GBP
EUR 0.22 ordinary	CFD	Short	155	13.365677        GBP
EUR 0.22 ordinary	CFD	Short	5939	13.36296324        GBP
EUR 0.22 ordinary	CFD	Short	1181	13.3769094        GBP
EUR 0.22 ordinary	CFD	Short	32	13.38625        GBP
EUR 0.22 ordinary	CFD	Short	16848	13.364044        GBP
EUR 0.22 ordinary	CFD	Short	108	13.3375        GBP
EUR 0.22 ordinary	CFD	Short	1173	13.3701137        GBP
EUR 0.22 ordinary	CFD	Short	488	13.39303279        GBP
EUR 0.22 ordinary	CFD	Short	55870	320.72        ZAR
EUR 0.22 ordinary	CFD	Short	4979	320.3917855        ZAR
EUR 0.22 ordinary	CFD	Short	2569	320.6735578        ZAR
EUR 0.22 ordinary	CFD	Short	6853	13.3906797        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	21 March 2024
Contact name:	Richard Howard
Telephone number:	[phone]

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

END