Form 8.5 (EPT/RI)-Mondi plc Amend

JPMorgan Securities Plc
16 April 2024
 

AMENDMENT

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

J.P. Morgan Securities Plc

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Mondi plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Corporate broker to Smith (DS) plc

(d) Date dealing undertaken:

12 April 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes, Smith (DS) plc & International Paper Company

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

EUR 0.22 ordinary

Purchase

 

Sale

1,154,291

 

 618,198

14.2825 GBP

 

 14.2800 GBP

 14.0339 GBP

 

 14.0150 GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

EUR 0.22 ordinary

Equity Swap

Decrease Long

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Decrease Short

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Increase Long

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Increase Short

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Opening a long position

 

31,684

 31,684

 13,305

 17,516

 12,796

 10,628

 2,449

 105

 50

 18,871

 113

 1

 57

 87

 

 37,573

 7

 23,823

 100,000

 387

 8

 2,183

 748

 595

 1,498

 325

 1,073

 4,905

 1,630

 173

 1,319

 1,366

 91

 1,030

 2,231

 29

 206

 87

 

 1,167

 2,100

 1,116

 16,514

 140,000

 65,995

 968

 537

 293

 460

 3,932

 513

 2,449

 3,075

 1

 3,419

 3,211

 2,058

 

 151

 124

 173

 79

 4,937

 14

 34,887

 5,580

 7

 8

 6,160

 173

 708

 2,367

 165

 

 31,956

14.0794 GBP

14.0798 GBP

14.0825 GBP

14.0888 GBP

14.1035 GBP

14.1076 GBP

14.1100 GBP

329.1000 ZAR

329.8900 ZAR

330.3986 ZAR

330.4000 ZAR

330.8200 ZAR

331.5500 ZAR

334.7700 ZAR

 

14.0792 GBP

14.0811 GBP

14.0944 GBP

14.0947 GBP

14.1027 GBP

14.1063 GBP

328.8243 ZAR

329.8690 ZAR

330.0244 ZAR

330.0247 ZAR

330.0999 ZAR

330.2551 ZAR

330.3385 ZAR

330.4676 ZAR

330.7519 ZAR

330.7936 ZAR

330.9164 ZAR

330.9500 ZAR

331.0000 ZAR

331.2255 ZAR

331.3100 ZAR

331.8431 ZAR

334.7667 ZAR

 

14.0688 GBP

14.0706 GBP

14.0777 GBP

14.0800 GBP

14.0929 GBP

14.0942 GBP

14.0952 GBP

14.0956 GBP

14.0986 GBP

14.1082 GBP

14.1094 GBP

14.1097 GBP

14.1100 GBP

330.4335 ZAR

330.8200 ZAR

331.0918 ZAR

331.0929 ZAR

331.0964 ZAR

 

14.0875 GBP

14.0888 GBP

14.0909 GBP

14.0910 GBP

14.0935 GBP

14.0978 GBP

14.1093 GBP

14.1108 GBP

14.1114 GBP

14.1138 GBP

14.1174 GBP

329.9061 ZAR

330.1697 ZAR

330.5897 ZAR

331.0000 ZAR

 

14.1015 GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

 

 

 

Date of disclosure:

16 April 2024

Contact name:

Natasha Mondon

Telephone number:

01202 325175

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. 

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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