Form 8.5 (EPT/RI) - Amend- MONDI PLC

GoldmanSachs International
09 April 2024
 

Amendment - due to the amendment of Derivatives transactions, the disclosure made on 21 March for dealings on 20 March has been updated. Section 2(b) has been updated.

 

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

MONDI PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

SMITH (DS) PLC

(d) Date dealing undertaken:

20 March 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

YES - disclosed previously for SMITH (DS) PLC

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

EUR 0.22 ordinary

Purchases

440,277

13.4325 GBP

13.2850 GBP

EUR 0.22 ordinary

Sales

327,690

13.4300 GBP

13.2850 GBP

 

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

EUR 0.22 ordinary

CFD

Reducing a long position

17

13.3220 GBP

EUR 0.22 ordinary

CFD

Reducing a long position

116

13.3220 GBP

EUR 0.22 ordinary

CFD

Reducing a long position

19

13.3220 GBP

EUR 0.22 ordinary

CFD

Reducing a long position

388

13.3250 GBP

EUR 0.22 ordinary

CFD

Reducing a long position

1,065

13.3250 GBP

EUR 0.22 ordinary

CFD

Reducing a long position

37

13.3350 GBP

EUR 0.22 ordinary

CFD

Reducing a long position

253

13.3350 GBP

EUR 0.22 ordinary

CFD

Reducing a long position

42

13.3350 GBP

EUR 0.22 ordinary

CFD

Increasing a long position

74

13.3350 GBP

EUR 0.22 ordinary

CFD

Increasing a long position

258

13.3350 GBP

EUR 0.22 ordinary

CFD

Reducing a long position

128

13.3384 GBP

EUR 0.22 ordinary

CFD

Reducing a long position

47

13.3385 GBP

EUR 0.22 ordinary

CFD

Opening a short position

4,292

13.3397 GBP

EUR 0.22 ordinary

CFD

Increasing a long position

35,500

13.3448 GBP

EUR 0.22 ordinary

CFD

Reducing a long position

7,264

13.3451 GBP

EUR 0.22 ordinary

CFD

Reducing a long position

26,319

13.3451 GBP

EUR 0.22 ordinary

CFD

Reducing a long position

24,732

13.3451 GBP

EUR 0.22 ordinary

CFD

Reducing a long position

7,025

13.3451 GBP

EUR 0.22 ordinary

CFD

Reducing a long position

18,300

13.3451 GBP

EUR 0.22 ordinary

CFD

Reducing a long position

27,590

13.3451 GBP

EUR 0.22 ordinary

CFD

Increasing a long position

60

13.3467 GBP

EUR 0.22 ordinary

CFD

Reducing a long position

33,869

13.3535 GBP

EUR 0.22 ordinary

CFD

Increasing a long position

6,282

13.3566 GBP

EUR 0.22 ordinary

CFD

Increasing a long position

200

13.3574 GBP

EUR 0.22 ordinary

CFD

Reducing a long position

3,142

13.3650 GBP

EUR 0.22 ordinary

CFD

Increasing a long position

15,543

13.3675 GBP

EUR 0.22 ordinary

CFD

Reducing a short position

4,332

13.3717 GBP

EUR 0.22 ordinary

CFD

Reducing a long position

1,835

13.3720 GBP

EUR 0.22 ordinary

CFD

Reducing a long position

668

13.3720 GBP

EUR 0.22 ordinary

CFD

Reducing a long position

5,557

13.3720 GBP

EUR 0.22 ordinary

CFD

Reducing a long position

2,023

13.3720 GBP

EUR 0.22 ordinary

CFD

Increasing a long position

82

13.3745 GBP

EUR 0.22 ordinary

CFD

Increasing a long position

286

13.3745 GBP

EUR 0.22 ordinary

CFD

Increasing a long position

67

13.3745 GBP

EUR 0.22 ordinary

CFD

Increasing a long position

92

13.3755 GBP

EUR 0.22 ordinary

CFD

Increasing a long position

289

13.3755 GBP

EUR 0.22 ordinary

CFD

Increasing a long position

999

13.3755 GBP

EUR 0.22 ordinary

CFD

Reducing a short position

492

13.3837 GBP

EUR 0.22 ordinary

CFD

Reducing a short position

2,824

13.3837 GBP

EUR 0.22 ordinary

CFD

Reducing a short position

1,700

13.3847 GBP

EUR 0.22 ordinary

CFD

Reducing a short position

4,292

13.3849 GBP

EUR 0.22 ordinary

CFD

Reducing a long position

1,673

13.3849 GBP

EUR 0.22 ordinary

CFD

Reducing a long position

4,413

13.3851 GBP

EUR 0.22 ordinary

CFD

Increasing a short position

1,117

13.3852 GBP

EUR 0.22 ordinary

CFD

Increasing a long position

1,096

320.1751 ZAR

EUR 0.22 ordinary

CFD

Opening a short position

525

320.9083 ZAR

EUR 0.22 ordinary

CFD

Reducing a long position

938

320.9083 ZAR

EUR 0.22 ordinary

CFD

Reducing a long position

1,336

321.2037 ZAR

EUR 0.22 ordinary

Call Option

Opening a long position

49,462

0.1673 GBP

EUR 0.22 ordinary

SWAP

Reducing a long position

4,997

13.3665 GBP

EUR 0.22 ordinary

SWAP

Increasing a short position

1,096

320.2392 ZAR

EUR 0.22 ordinary

SWAP

Increasing a short position

230,974

320.7200 ZAR

EUR 0.22 ordinary

SWAP

Reducing a short position

2,799

321.0143 ZAR

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising / exercised against

Number of securities

Exercise price per unit






 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)


 

 



 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

 

Date of disclosure:

09 April 2024

Contact name:

Papa Lette and Andrzej Szyszka

Telephone number:

+33(1) 4212 1459 / +48(22) 317 4817

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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END
 
 

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