Holding(s) in Company

RNS Number : 9345Y

Henderson Diversified Income Ltd

11 July 2008

 



11 July 2008

Henderson Diversified Income Limited

TR-1: notification of major interests in shares 

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: (ii)

Henderson Diversified Income Limited

2. Reason for the notification (please tick the appropriate box or boxes):

State Yes/No

An acquisition or disposal of voting rights

Yes

An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached

No

An event changing the breakdown of voting rights

No

Other (please specify):

No

3. Full name of person(s) subject to the notification obligation: (iii)

Midas Capital Plc

4. Full name of shareholder(s) (if different from 3.): (iv):

(See Section 9 below)

5. Date of the transaction (and date on which the threshold is crossed or reached if different) (v):

04/07/2008

6. Date on which issuer notified:

11/07/2008

7. Threshold(s) that is/are crossed or reached:

12%

8. Notified details:

N/A

A: Voting rights attached to shares

Class/type of shares  if possible using the ISIN CODE

Situation previous to the Triggering transaction (vi)

Resulting situation after the triggering transaction (vii)

Number of Shares

Number of Voting Rights (viii)

Number of shares

Number of voting rights (ix)

% of voting rights

Direct

Direct (x)

Indirect (xi)

Direct

Indirect

Ordinary shares JE00B1Y1NS49

10,150,000 10,150,000

10,000,000

10,000,000

N/A

11.96%

N/A

B: Financial Instruments

Resulting situation after the triggering transaction (xii)

Type of financial instrument

Expiration date (xiii)

Exercise/ Conversion Period/ Date (xiv)

Number of voting rights that may be acquired if the instrument is exercised/ converted.

% of voting rights

N/A

N/A

N/A

N/A

N/A

Total (A+B)

Number of voting rights

% of voting rights

10,000,000

11.96%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable (xv):

CF Midas Balanced Income Fund                                                                    7,500,000 (Registered Bank of New York Nominees A/C 392513) Chartwell Balanced Income                                                                                  550,000 (Registered: HSBC Global Custoday Nominee (UK) Ltd A/C 630426) CF iimia Growth Fund                                                                                           925,000 (Registered: HSBC Global Custody Nominee (UK) Ltd A/C 949182) CF iimia Income Fund                                                                                           775,000 (Registered: HSBC Global Custody Nominee (UK) Ltd A/C 949170) Discretionary Client                                                                                               250,000 (Registered: Bank of New York Nominees A/C 254905)

Proxy Voting:

10. Name of the proxy holder:

N/A

11. Number of voting rights proxy holder will cease to hold:

N/A

12. Date on which proxy holder will cease to hold voting rights:

N/A

13. Additional information:

iimia plc, Miton Asset Management Ltd and Midas Capital Partners Ltd are all subsidiaries of Midas Capital plc

14. Contact name:

Helen Craig

15. Contact telephone number:

01392 475972

Annex Notification Of Major Interests In Shares (xvi)

A: Identity of the person or legal entity subject to the notification obligation Midas Capital plc

Full name (including legal form for legal entities)

Midas Capital plc

Contact address (registered office for legal entities)

23 Cathedral Yard Exeter EX1 1HB

Phone number

01392 475972

Other useful information (at least legal representative for legal persons)

B:     Identity of the notifier, if applicable (xvii)

Full name

Helen Craig

Contact address

23 Cathedral Yard Exeter EX1 1HB

Phone number

01392 475972

Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation)

C:    Additional information

Notes 

i.     This form is to be sent to the issuer or underlying issuer and to be filed with the competent authority.

ii.     Either the full name of the legal entity or another method for identifying the issuer or underlying issuer, provided it is reliable and accurate. 

iii.     This should be the full name of (a) the shareholder; (b) the person acquiring, disposing of or exercising voting rights in the cases provided for in DTR5.2.1 (b) to (h); (c) all the parties to the agreement referred to in DTR5.2.1 (a), or (d) the direct or indirect holder of financial instruments entitled to acquire shares already issued to which voting rights are attached, as appropriate. 

In relation to the transactions referred to in points DTR5.2.1 (b) to (h), the following list is provided as indication of the persons who should be mentioned: 

• in the circumstances foreseen in DTR5.2.1 (b), the person that acquires the voting rights and is entitled to exercise them under the agreement and the natural person or legal entity who is transferring temporarily for consideration the voting rights;

• in the circumstances foreseen in DTR 5.2.1 (c), the person holding the collateral, provided the person or entity controls the voting rights and declares its intention of exercising them, and person lodging the collateral under these conditions;

• in the circumstances foreseen in DTR5.2.1(d), the person who has a life interest in shares if that person is entitled to exercise the voting rights attached to the shares and the person who is disposing of the voting rights when the life interest is created;

• in the circumstances foreseen in DTR5.2.1 (e), the parent undertaking and, provided it has a notification duty at an individual level under DTR 5.1, under DTR5.2.1 (a) to (d) or under a combination of any of those situations, the controlled undertaking; 

• in the circumstances foreseen in DTR5.2.1 (f), the deposit taker of the shares, if he can exercise the voting rights attached to the shares deposited with him at his discretion, and the depositor of the shares allowing the deposit taker to exercise the voting rights at his discretion;

- in the circumstances foreseen in DTR5.2.1 (g), the person that controls the voting rights;

• in the circumstances foreseen in DTR5.2.1 (h), the proxy holder, if he can exercise the voting rights at his discretion, and the shareholder who has given his proxy to the proxy holder allowing the latter to exercise the voting rights at his discretion.

iv.     Applicable in the cases provided for in DTR 5.2.1 (b) to (h). This should be the full name of the shareholder or holder of financial instruments who is the counterparty to the natural person or legal entity referred to in DTR5.2. 

v.     The date of the transaction should normally be, in the case of an on exchange transaction, the date on which the matching of orders occurs; in the case of an off exchange transaction, date of the entering into an agreement.  

The date on which threshold is crossed should normally be the date on which the acquisition, disposal or possibility to exercise voting rights takes effect (see DTR 5.1.1R (3)). For passive crossings, the date when the corporate event took effect. 

These dates will usually be the same unless the transaction is subject to a condition beyond the control of the parties. 

vi.    Please refer to the situation disclosed in the previous notification, In case the situation previous to the triggering transaction was below 3%, please state 'below 3%'. 

vii If the holding has fallen below the minimum threshold , the notifying party should not be obliged to disclose the extent of the holding, only that the new holding is less than 3%.

For the case provided for in DTR5.2.1(a), there should be no disclosure of individual holdings per party to the agreement unless a party individually crosses or reaches an Article 9 threshold. This applies upon entering into, introducing changes to or terminating an agreement. 

viii     Direct and indirect 

ix     In case of combined holdings of shares with voting rights attached 'direct holding' and voting rights 'indirect holdings', please split the voting rights number and percentage into the direct and indirect columns-if there is no combined holdings, please leave the relevant box blank.

X      Voting rights attached to shares in respect of which the notifying party is a direct shareholder (DTR 5.1)

xi     Voting rights held by the notifying party as an indirect shareholder (DTR 5.2.1)

xii     If the holding has fallen below the minimum threshold, the notifying party should not be obliged to disclose the extent of the holding, only that the new holding is below 3%. 

xiii     date of maturity / expiration of the finical instrument i.e. the date when the right to acquire shares ends.

xiv     If the financial instrument has such a period-please specify the period- for example once every three months starting from the [date]

xv    The notification should include the name(s) of the controlled undertakings through which the voting rights are held. The notification should also include the amount of voting rights and the percentage held by each controlled undertaking, insofar as individually the controlled undertaking holds 3% or more, and insofar as the notification by the parent undertaking is intended to cover the notification obligations of the controlled undertaking.

xvi    This annex is only to be filed with the competent authority.

xvii    Whenever another person makes the notification on behalf of the shareholder or the natural person/legal entity referred to in DTR5.2 and DTR5.3.

For further information please contact:

Jeremy Hamon

Company Secretary

BNP Paribas Fund Services Jersey Limited

Tel: [phone]

 

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