Notice of Interest in Shares

RNS Number : 5571O

Dignity PLC

20 September 2011

 



TR-1 Notice of Interest in Shares
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii				Dignity Plc
2. Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights					X
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the notification obligation: iii		Baring International Investment Limited ("BIIL") OppenheimerFunds, Inc. ("OFI") OFI Institutional Asset Management, Inc. ("OFII")
4. Full name of shareholder(s)  (if different from 3.):iv
5. Date of the transaction and date on which the threshold is crossed or reached: v		September 16, 2011
6. Date on which issuer notified:		September 19, 2011
7. Threshold(s) that is/are crossed or reached: vi, vii		5% (aggregate position increased to 5.0909%)

8. Notified details:              Company Secretary, Richard Portman @ [e-mail] 4 King Edwards Court, King Edward Square, Sutton Coldfield, West Midlands, B73 6AP

A: Voting rights attached to shares viii, ix

Class/type of shares if possible using the ISIN CODE

Situation previous to the triggering transaction

Resulting situation after the triggering transaction

Number of Shares

Number of Voting Rights

Number of shares

Number of voting rights

% of  voting rights x

Direct

Direct xi

Indirect xii

Direct

Indirect

GB00B14W3659

BAM:  1,166 OFI:  2,759,244   Total: 2,760,410

BAM:  1,166 OFI:  2,759,244   Total: 2,760,410

BIIL*:  24,414 OFI:  2,414,306 OFII:  348,932     Total: 2,787,652

BIIL*:  24,414 OFI:  2,414,306 OFII:  348,932    Total: 2,787,652

BIIL*:  0.0446% OFI:  4.4092% OFII:  0.6372%    Total: 5.0909%

* See chain of command in section 9 below.

B: Qualifying Financial Instruments

Resulting situation after the triggering transaction

Type of financial instrument

Expiration date xiii

Exercise/ Conversion Period xiv

Number of voting rights that may be acquired if the instrument is exercised/ converted.

% of voting rights

C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi

Resulting situation after the triggering transaction

Type of financial instrument

Exercise price

Expiration date xvii

Exercise/ Conversion period xviii

Number of voting rights instrument refers to

% of voting rights xix, xx

Nominal

Delta

Total (A+B+C)
Number of voting rights	Percentage of voting rights
BIIL:  24,414 OFI:  2,414,306 OFII:  348,932    Total: 2,787,652	BIIL:  0.0446% OFI:  4.4092% OFII:  0.6372%    Total: 5.0909%

9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi
Massachusetts Mutual Life Insurance Company is the ultimate parent company of OppenheimerFunds, Inc. ("OFI"), Baring Asset Management Limited ("BAM"), and Baring Asset Management LLC ("BAMLLC").  OFI Institutional Asset Management, Inc. ("OFII") is a wholly-owned subsidiary of OFI.  Baring International Investment Limited ("BIIL") is a wholly-owned subsidiary of BAM.  With respect to the BIIL shares noted above, the accounts are contracted to BAMLLC; however, BAMLLC has delegated day-to-day investment management of such accounts to BIIL.  BIIL also maintains voting discretion for such accounts.  The percentage of holdings noted above is based on total outstanding shares of 54,757,054.
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will cease to hold:
12. Date on which proxy holder will cease to hold voting rights:
13. Additional information:
14. Contact name:	Susan Beaudin, Massachusetts Mutual Life Insurance Company
15. Contact telephone number:	011 [phone]

 

END

 

 

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