EPT Disclosure Kraft Foods Inc
FORM 38.5(b)
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS
WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RI STATUS
BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
(Rule 38.5(b) of the Takeover Code)
1. KEY INFORMATION
Name of exempt principal Barclays Capital Inc
trader
Company dealt in Kraft Foods Inc
Class of relevant security A Common
to which the dealings being
disclosed relate (Note 1)
Date of dealing 25 January 2010
2. INTERESTS, SHORT POSITIONS AND RIGHTS TO SUBSCRIBE
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 2)
Long Short
Number (%) Number (%)
(1) Relevant securities 434,740 0.03% 283,283 0.02%
(2) Derivatives (other than 0 0.00% 0 0.00%
options)
(3) Options and agreements 734,700 0.05% 1,338,800 0.09%
to purchase/sell
Total 1,169,440 0.08% 1,622,083 0.11%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 2)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than
options)
(3) Options and agreements
to purchase/sell
Total
(c) Rights to subscribe (Note 2)
Class of relevant security: Details
3. DEALINGS (Note 3)
(a) Purchases and sales
Purchase/sale Number of securities Price per unit (Note 4)
(USD)
Purchase 1,000 27.66
Purchase 200 27.66
Purchase 2,700 27.69555556
Purchase 200 27.69
Purchase 2,571 27.70261766
Purchase 1,422 27.69797468
Purchase 7,025 27.6762605
Purchase 597 27.66502513
Purchase 4,300 27.66
Purchase 400 27.69
Purchase 949 27.67
Purchase 415 27.69
Purchase 100 27.66
Purchase 500 27.656
Purchase 200 27.655
Purchase 300 27.65333333
Purchase 100 27.69
Purchase 3,700 27.67735135
Purchase 480 27.67
Purchase 1,281 27.68468384
Purchase 5,900 27.66978814
Purchase 800 27.668125
Purchase 300 27.66186667
Purchase 200 27.66
Purchase 700 27.67085714
Purchase 300 27.68
Purchase 6,169 27.69
Purchase 14,000 27.6685
Purchase 1,900 27.68315789
Purchase 8,300 27.70060241
Purchase 2,900 27.70688966
Purchase 1,200 27.7475
Purchase 200 27.72
Purchase 2,700 27.65
Purchase 300 27.65
Purchase 100 27.649
Purchase 1,200 27.65
Purchase 1,251 27.65
Purchase 3,000 27.65833333
Purchase 3,949 27.6546822
Purchase 7,500 27.65156667
Purchase 300 27.72
Purchase 700 27.72
Purchase 19,067 27.87
Purchase 4,600 27.69130435
Purchase 300 27.67333333
Purchase 600 27.68
Purchase 1,300 27.68315385
Purchase 80 27.7
Purchase 100 27.7
Purchase 200 27.7
Purchase 500 27.62
Purchase 500 27.726
Purchase 650 27.7
Purchase 5,000 27.7143
Purchase 4,600 27.65804348
Purchase 2,300 27.66726087
Purchase 5,900 27.66561017
Purchase 3,000 27.68673333
Purchase 1,300 27.63792308
Purchase 300 27.83
Purchase 600 27.75433333
Purchase 1,000 27.6557
Purchase 2,700 27.66703704
Purchase 3,000 27.6528
Purchase 100 27.81
Purchase 100 27.73
Purchase 5,300 27.65775472
Purchase 5,800 27.66336207
Purchase 100 27.661
Purchase 200 27.65
Purchase 300 27.661
Purchase 5,500 27.64400545
Purchase 4,300 27.65906977
Purchase 100 27.66
Purchase 3,900 27.65192821
Purchase 19,000 27.6809
Purchase 14,700 27.68266871
Purchase 200 27.6495
Purchase 1,900 27.67052632
Purchase 2,200 27.7
Purchase 3,500 27.66314286
Purchase 2,900 27.67758621
Purchase 1,700 27.65558824
Purchase 14,700 27.69840136
Purchase 400 27.72
Purchase 500 27.69
Purchase 300 27.703
Purchase 900 27.69222222
Purchase 1,300 27.673
Purchase 5,100 27.66392157
Purchase 4,200 27.705
Purchase 1,000 27.72
Purchase 461,525 27.67969971
Purchase 9,400 27.87
Sale 100 27.67
Sale 500 27.67
Sale 1,000 27.66
Sale 149 27.67
Sale 200 27.67
Sale 19,200 27.6806
Sale 3,500 27.65885714
Sale 900 27.65111111
Sale 9,200 27.66305435
Sale 2,700 27.6462963
Sale 1,400 27.66928571
Sale 7,300 27.65739726
Sale 3,400 27.69
Sale 800 27.6725
Sale 7,100 27.6688
Sale 1,200 27.7475
Sale 200 27.72
Sale 2,900 27.70689655
Sale 1,200 27.7383
Sale 1,900 27.683158
Sale 20,469 27.67514827
Sale 7,100 27.6942
Sale 20,000 27.6528
Sale 1,000 27.72
Sale 19,067 27.87
Sale 600 27.68
Sale 300 27.67333333
Sale 5,900 27.68950847
Sale 200 27.70005
Sale 200 27.66
Sale 100 27.73
Sale 500 27.7126
Sale 350 27.72285714
Sale 800 27.6625
Sale 4,500 27.71444444
Sale 380 27.7
Sale 19,000 27.68090526
Sale 3,800 27.65452632
Sale 3,500 27.69571429
Sale 2,100 27.68566667
Sale 400 27.825
Sale 7,800 27.68041026
Sale 100 27.661
Sale 1,500 27.66366667
Sale 3,900 27.65192308
Sale 3,600 27.698
Sale 100 27.73
Sale 1,900 27.68289474
Sale 200 27.63
Sale 1,500 27.666
Sale 500 27.6774
Sale 200 27.67
Sale 900 27.65522222
Sale 50 27.65
Sale 50 27.67
Sale 100 27.63
Sale 9,700 27.65118041
Sale 200 27.65
Sale 17,200 27.65698547
Sale 5,800 27.6634
Sale 2,100 27.71
Sale 2,100 27.7
Sale 200 27.7
Sale 600 27.70416667
Sale 100 27.665
Sale 2,000 27.7
Sale 3,300 27.66
Sale 4,800 27.6658125
Sale 200 27.67
Sale 200 27.64
Sale 3,400 27.67941176
Sale 1,700 27.65558824
Sale 1,600 27.675
Sale 2,100 27.668524
Sale 15,400 27.69905065
Sale 1,000 27.66
Sale 273,382 27.67991228
Sale 188,193 27.68444347
Sale 9,400 27.87
(b) Derivatives transactions (other than options)
Product Long/short Number of securities Price per unit
name, (Note 5) (Note 6) (Note 4)
e.g. CFD
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Product Writing, Number of Exercise Type, Expiry Option
name, selling, securities price e.g. date money
e.g. call purchasing, to which (USD) American, paid/received
option varying etc. the option European per unit
relates etc. (Note 4)
(Note 6)
Put Option Purchasing 400 22.5 American 18/09/2010 0.5
Put Option Purchasing 600 23 American 19/06/2010 0.3
Put Option Purchasing 700 27 American 19/06/2010 1.4
Put Option Purchasing 700 27 American 19/06/2010 1.4
Put Option Purchasing 100 25 American 22/01/2011 1.6
Put Option Purchasing 100 27 American 20/02/2010 0.4
Put Option Purchasing 100 27 American 20/02/2010 0.4
Put Option Purchasing 100 27 American 20/02/2010 0.45
Put Option Purchasing 100 27 American 20/02/2010 0.45
Put Option Purchasing 600 28 American 20/02/2010 0.85
Put Option Purchasing 100 28 American 20/02/2010 0.85
Put Option Purchasing 400 25 American 21/01/2012 2.65
Put Option Purchasing 100 25 American 21/01/2012 2.6
Call Optiion Purchasing 100 29 American 18/09/2010 1.15
Call Optiion Purchasing 100 30 American 18/09/2010 0.85
Call Optiion Purchasing 100 28 American 20/02/2010 0.58
Call Optiion Purchasing 100 28 American 20/02/2010 0.57
Call Optiion Purchasing 100 28 American 20/02/2010 0.57
Call Optiion Purchasing 100 28 American 20/02/2010 0.55
Call Optiion Purchasing 400 28 American 20/02/2010 0.57
Call Optiion Purchasing 100 28 American 20/02/2010 0.56
Call Optiion Purchasing 100 30 American 22/01/2011 1.1
Call Optiion Purchasing 700 30 American 22/01/2011 1.15
Call Optiion Purchasing 500 25 American 21/01/2012 4.1
Put Option Selling 100 25 American 20/03/2010 0.25
Put Option Selling 100 29 American 20/03/2010 1.8
Call Optiion Selling 6,100 28 American 20/02/2010 0.6
Call Optiion Selling 1,000 30 American 21/01/2012 1.95
Call Optiion Selling 400 26 American 20/02/2010 1.85
Call Optiion Selling 100 30 American 20/03/2010 0.25
Call Optiion Selling 100 30 American 20/03/2010 0.25
Call Optiion Selling 100 30 American 20/03/2010 0.25
Call Optiion Selling 1,000 25 American 21/01/2012 4.2
Call Optiion Selling 1,000 25 American 21/01/2012 4.2
Call Optiion Selling 100 30 American 20/02/2010 0.15
Call Optiion Selling 200 25 American 19/06/2010 3.3
Call Optiion Selling 100 20 American 21/01/2012 8
(ii) Exercising
Product name, e.g. call Number of securities Exercise price per unit
option (Note 4)
(d) Other dealings (including new securities) (Note 3)
Nature of transaction Details Price per unit (if
(Note 7) applicable) (Note 4)
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the
person disclosing and any other person relating to the voting rights of
any relevant securities under any option referred to on this form or
relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is
referenced. If none, this should be stated.
Is a Supplemental Form 38.5(b) attached? (Note 8) YES
Date of disclosure 26 January 2010
Contact name Geoff Smith
Telephone number 020 7116 2913
Name of offeree/offeror with which Kraft Foods Inc
connected
Nature of connection (Note 9) Advisor
SUPPLEMENTAL FORM 38.5(b)
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 38.5(b))
OPEN POSITIONS (Note 1)
Product Written Number of Exercise Type, Expiry date
name, or securities price e.g.
e.g. call purchased to which (Note 2) American,
option the option (USD) European
or etc.
derivative
relates
Put Option Purchased 100 50 American 22/01/2011
Put Option Purchased 72,200 26 American 20/03/2010
Put Option Purchased 100 30 American 18/09/2010
Put Option Purchased 5,500 40 American 22/01/2011
Put Option Purchased 7,800 35 American 22/01/2011
Put Option Purchased 9,800 25 American 20/03/2010
Put Option Purchased 500 31 American 19/06/2010
Put Option Purchased 800 25 American 18/09/2010
Put Option Purchased 400 22.5 American 18/09/2010
Put Option Purchased 120,000 30 American 20/02/2010
Put Option Purchased 9,200 20 American 22/01/2011
Put Option Purchased 1,200 21 American 20/03/2010
Put Option Purchased 1,100 23 American 19/06/2010
Put Option Purchased 3,400 29 American 19/06/2010
Put Option Purchased 600 28 American 18/09/2010
Put Option Purchased 900 30 American 21/01/2012
Put Option Purchased 106,900 25 American 22/01/2011
Put Option Purchased 8,700 15 American 22/01/2011
Put Option Purchased 5,400 30 American 19/06/2010
Put Option Purchased 500 17.5 American 22/01/2011
Put Option Purchased 27,300 31 American 20/02/2010
Put Option Purchased 3,300 27 American 19/06/2010
Put Option Purchased 1,300 27 American 18/09/2010
Put Option Purchased 33,500 23 American 20/03/2010
Put Option Purchased 5,100 33 American 18/09/2010
Put Option Purchased 2,900 24 American 20/03/2010
Put Option Purchased 27,600 30 American 22/01/2011
Put Option Purchased 4,200 25 American 19/06/2010
Put Option Purchased 1,100 26 American 18/09/2010
Call Option Purchased 6,200 28 American 20/02/2010
Call Option Purchased 200 27 American 19/06/2010
Call Option Purchased 2,400 20 American 22/01/2011
Call Option Purchased 200 20 American 20/03/2010
Call Option Purchased 300 25 American 20/03/2010
Call Option Purchased 2,000 26 American 20/03/2010
Call Option Purchased 200 23 American 19/06/2010
Call Option Purchased 1,500 29 American 19/06/2010
Call Option Purchased 7,800 30 American 21/01/2012
Call Option Purchased 300 27 American 18/09/2010
Call Option Purchased 134,200 29 American 20/02/2010
Call Option Purchased 4,500 31 American 19/06/2010
Call Option Purchased 300 32 American 18/09/2010
Call Option Purchased 100 26 American 18/09/2010
Call Option Purchased 10,500 31 American 20/03/2010
Call Option Purchased 200 28 American 18/09/2010
Call Option Purchased 200 33 American 18/09/2010
Call Option Purchased 2,900 34 American 19/06/2010
Call Option Purchased 900 30 American 18/09/2010
Call Option Purchased 8,800 27 American 20/02/2010
Call Option Purchased 76,700 27 American 20/03/2010
Call Option Purchased 500 32 American 19/06/2010
Call Option Purchased 200 33 American 19/06/2010
Call Option Purchased 11,200 31 American 20/02/2010
Call Option Purchased 400 29 American 18/09/2010
Call Option Purchased 600 31 American 18/09/2010
Put Option Sold 77,800 27 American 20/02/2010
Put Option Sold 700 35 American 21/01/2012
Put Option Sold 11,800 32 American 19/06/2010
Put Option Sold 163,900 30 American 20/02/2010
Put Option Sold 13,300 29 American 20/02/2010
Put Option Sold 500 24 American 19/06/2010
Put Option Sold 27,700 28 American 20/02/2010
Put Option Sold 6,300 28 American 20/03/2010
Put Option Sold 2,700 33 American 20/03/2010
Put Option Sold 21,000 26 American 19/06/2010
Put Option Sold 2,200 25 American 21/01/2012
Put Option Sold 100 10 American 22/01/2011
Put Option Sold 26,800 22.5 American 22/01/2011
Put Option Sold 172,900 30 American 20/03/2010
Put Option Sold 2,300 27 American 20/03/2010
Put Option Sold 200 35 American 20/03/2010
Put Option Sold 8,800 31 American 20/03/2010
Put Option Sold 1,500 32 American 20/03/2010
Put Option Sold 1,100 20 American 21/01/2012
Put Option Sold 200 12.5 American 22/01/2011
Put Option Sold 300 20 American 19/06/2010
Put Option Sold 1,300 32 American 18/09/2010
Put Option Sold 6,400 29 American 20/03/2010
Put Option Sold 6,000 28 American 19/06/2010
Put Option Sold 50,000 31 American 18/09/2010
Put Option Sold 1,900 25 American 20/02/2010
Call Option Sold 30,400 26 American 20/02/2010
Call Option Sold 9,600 22.5 American 22/01/2011
Call Option Sold 3,000 28 American 19/06/2010
Call Option Sold 2,400 24 American 19/06/2010
Call Option Sold 600 33 American 20/03/2010
Call Option Sold 200 25 American 19/06/2010
Call Option Sold 100 20 American 21/01/2012
Call Option Sold 35,400 30 American 22/01/2011
Call Option Sold 13,900 25 American 21/01/2012
Call Option Sold 100 17.5 American 22/01/2011
Call Option Sold 1,800 35 American 19/06/2010
Call Option Sold 41,700 28 American 20/03/2010
Call Option Sold 4,800 30 American 20/02/2010
Call Option Sold 1,500 45 American 22/01/2011
Call Option Sold 3,800 40 American 22/01/2011
Call Option Sold 8,300 50 American 22/01/2011
Call Option Sold 500 32 American 20/03/2010
Call Option Sold 27,600 26 American 19/06/2010
Call Option Sold 73,800 25 American 22/01/2011
Call Option Sold 377,400 29 American 20/03/2010
Call Option Sold 2,100 15 American 22/01/2011
Call Option Sold 14,600 30 American 20/03/2010
Call Option Sold 48,400 30 American 19/06/2010
Call Option Sold 1,800 35 American 21/01/2012
Call Option Sold 27,300 35 American 22/01/2011
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell should also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For details of the Code's dealing disclosure requirements, see Rules 8 and 38.5
and their Notes which can be viewed on the Takeover Panel's website at
www.thetakeoverpanel.org.uk
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