Form 8.5 (EPT/RI) - Anglo American Plc - Amendment

UBS AG (EPT)
09 May 2024
 

This announcement replaces the previous RNS announcement 6429N released at 12:17 on the 8th May 2024. Amendments to sections 2a and 2b. All other information remains unchanged

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:

            UBS Investment Bank, London

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

            Anglo American plc

(c) Name of the party to the offer with which exempt principal trader is connected:

            BHP Group Limited

(d) Date dealing undertaken:

            07 May 2024

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?

     If it is a cash offer or possible cash offer, state "N/A"

NO

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchases/ sales

 

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Buy

 

942067

27.65500        GBP

26.60000        GBP

USD 0.54945 ordinary

Sell

 

551563

27.54500        GBP

26.57500        GBP

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

USD 0.54945 ordinary

CFD

 

Long

6085

26.8533        GBP

USD 0.54945 ordinary

CFD

 

Long

10000

27.19767813        GBP

USD 0.54945 ordinary

CFD

 

Long

876

26.8        GBP

USD 0.54945 ordinary

CFD

 

Long

3061492

27.125        GBP

USD 0.54945 ordinary

CFD

 

Long

29677

26.80546301        GBP

USD 0.54945 ordinary

CFD

 

Long

16311

26.79667432        GBP

USD 0.54945 ordinary

CFD

 

Long

251

26.877092        GBP

USD 0.54945 ordinary

CFD

 

Long

188

26.96038108        GBP

USD 0.54945 ordinary

CFD

 

Long

57

26.84596491        GBP

USD 0.54945 ordinary

CFD

 

Long

5247

26.8082513831961        GBP

USD 0.54945 ordinary

CFD

 

Long

125

26.9132        GBP

USD 0.54945 ordinary

CFD

 

Long

3113

26.7990681586444        GBP

USD 0.54945 ordinary

CFD

 

Long

56

26.764241        GBP

USD 0.54945 ordinary

CFD

 

Long

783

26.8497701158621        GBP

USD 0.54945 ordinary

CFD

 

Long

37971

26.981258        GBP

USD 0.54945 ordinary

CFD

 

Long

540

26.885        GBP

USD 0.54945 ordinary

CFD

 

Long

583

27.205        GBP

USD 0.54945 ordinary

CFD

 

Long

137

27.185        GBP

USD 0.54945 ordinary

CFD

 

Long

1418

26.955        GBP

USD 0.54945 ordinary

CFD

 

Long

554

26.951291        GBP

USD 0.54945 ordinary

CFD

 

Long

353

26.97        GBP

USD 0.54945 ordinary

CFD

 

Long

713

26.96        GBP

USD 0.54945 ordinary

CFD

 

Long

517

26.945        GBP

USD 0.54945 ordinary

CFD

 

Long

596

26.79        GBP

USD 0.54945 ordinary

CFD

 

Long

563

26.725        GBP

USD 0.54945 ordinary

CFD

 

Long

262

26.80666        GBP

USD 0.54945 ordinary

CFD

 

Long

1344

26.785        GBP

USD 0.54945 ordinary

CFD

 

Long

176

26.928011        GBP

USD 0.54945 ordinary

CFD

 

Long

279

26.920054        GBP

USD 0.54945 ordinary

CFD

 

Long

1144

26.916167        GBP

USD 0.54945 ordinary

CFD

 

Long

199

27.096683        GBP

USD 0.54945 ordinary

CFD

 

Long

239

27.075356        GBP

USD 0.54945 ordinary

CFD

 

Long

221

27.055        GBP

USD 0.54945 ordinary

CFD

 

Long

761

26.962503        GBP

USD 0.54945 ordinary

CFD

 

Long

248

27.03        GBP

USD 0.54945 ordinary

CFD

 

Long

568

26.995        GBP

USD 0.54945 ordinary

CFD

 

Long

605

27.005        GBP

USD 0.54945 ordinary

CFD

 

Long

121

27.047521        GBP

USD 0.54945 ordinary

CFD

 

Long

472

27.04        GBP

USD 0.54945 ordinary

CFD

 

Long

838

26.975        GBP

USD 0.54945 ordinary

CFD

 

Long

568

26.99        GBP

USD 0.54945 ordinary

CFD

 

Long

517

26.9825        GBP

USD 0.54945 ordinary

CFD

 

Long

188

27.035        GBP

USD 0.54945 ordinary

CFD

 

Long

241

27.0525        GBP

USD 0.54945 ordinary

CFD

 

Long

299

27.052492        GBP

USD 0.54945 ordinary

CFD

 

Long

36

26.777083        GBP

USD 0.54945 ordinary

CFD

 

Short

18219

26.8        GBP

USD 0.54945 ordinary

CFD

 

Short

139385

26.698343        GBP

USD 0.54945 ordinary

CFD

 

Short

5768

26.738085        GBP

USD 0.54945 ordinary

CFD

 

Short

5000

26.973285        GBP

USD 0.54945 ordinary

CFD

 

Short

4771

27.1178269973004        GBP

USD 0.54945 ordinary

CFD

 

Short

1582

26.7995678        GBP

USD 0.54945 ordinary

CFD

 

Short

3

26.795        GBP

USD 0.54945 ordinary

CFD

 

Short

2593

26.8013459281141        GBP

USD 0.54945 ordinary

CFD

 

Short

7100

26.9059757        GBP

USD 0.54945 ordinary

CFD

 

Short

3271

26.79690079        GBP

USD 0.54945 ordinary

CFD

 

Short

3988

26.782859        GBP

USD 0.54945 ordinary

CFD

 

Short

4346

26.82744604        GBP

USD 0.54945 ordinary

CFD

 

Short

3945

26.83227757        GBP

USD 0.54945 ordinary

CFD

 

Short

35656

26.8035033373062        GBP

USD 0.54945 ordinary

CFD

 

Short

2650

26.8443547150189        GBP

USD 0.54945 ordinary

CFD

 

Short

302

26.8098841025497        GBP

USD 0.54945 ordinary

CFD

 

Short

14100

27.411        GBP

USD 0.54945 ordinary

CFD

 

Short

5553

26.791407        GBP

USD 0.54945 ordinary

CFD

 

Short

38930

26.8607507747        GBP

USD 0.54945 ordinary

CFD

 

Short

4348

26.85175943        GBP

USD 0.54945 ordinary

CFD

 

Short

66081

33.6415582        USD

USD 0.54945 ordinary

CFD

 

Short

3061492

27.125        GBP

USD 0.54945 ordinary

CFD

 

Short

10000

27.1677        GBP

USD 0.54945 ordinary

CFD

 

Short

14396

27.22500    GBP

USD 0.54945 ordinary

CFD

 

Long

552

27.19500    GBP

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

Date of disclosure:

09 May 2024

Contact name:

Richard Howard

Telephone number:

+44 (0)207 568 9128

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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