Form 8.3 - SPIRE HEALTHCARE GROUP PLC

Form 8.3 - SPIRE HEALTHCARE GROUP PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Full name of discloser:	Â	Barclays PLC.
Â		Â		Â
(b)		Owner or controller of interest and short
Â		positions disclosed, if different from 1(a):		Â
(c)		Name of offeror/offeree in relation to whose		SPIRE HEALTHCARE GROUP PLC
Â		relevant securities this form relates:		Â
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
Â		offeror/offeree:		Â
(e)		Date position held/dealing undertaken:		27 October 2017
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
		disclosures in respect of any other party to the offer?		MEDICLINIC INTERNATIONAL PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			Â	1p ordinary
	Â			Interests			Â	Short Positions
Â		Â		Number	Â	(%)		Number	Â	(%)
(1)		Relevant securities owned
		and/or controlled:		1,937,330		0.48%		1,726,743		0.43%
Â		Â		Â		Â		Â		Â
(2)		Cash-settled derivatives:
				1,089,140		0.27%		519,084		0.13%
Â		Â		Â		Â		Â		Â
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
											Â
		TOTAL:		3,026,470		0.75%		2,245,827		0.56%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
1p ordinary		Purchase		60		2.9360 GBP
1p ordinary		Purchase		77		2.9470 GBP
1p ordinary		Purchase		526		2.9250 GBP
1p ordinary		Purchase		766		2.9380 GBP
1p ordinary		Purchase		2,136		2.9379 GBP
1p ordinary		Purchase		2,449		2.9528 GBP
1p ordinary		Purchase		2,836		2.9242 GBP
1p ordinary		Purchase		2,847		2.9386 GBP
1p ordinary		Purchase		5,502		2.9765 GBP
1p ordinary		Purchase		9,363		2.9468 GBP
1p ordinary		Purchase		9,812		2.9701 GBP
1p ordinary		Purchase		30,400		2.9385 GBP
1p ordinary		Purchase		64,198		2.9486 GBP
1p ordinary		Purchase		119,449		2.9449 GBP
1p ordinary		Sale		166		2.9378 GBP
1p ordinary		Sale		593		2.9312 GBP
1p ordinary		Sale		992		2.9759 GBP
1p ordinary		Sale		3,978		2.9590 GBP
1p ordinary		Sale		4,510		2.9767 GBP
1p ordinary		Sale		4,802		2.9482 GBP
1p ordinary		Sale		8,317		2.9560 GBP
1p ordinary		Sale		15,682		2.9402 GBP
1p ordinary		Sale		26,072		2.9377 GBP

(b) Cash-settled derivative transactions

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
1p ordinary		SWAP		Long		155		2.9350 GBP
1p ordinary		CFD		Long		166		2.9378 GBP
1p ordinary		CFD		Long		593		2.9312 GBP
1p ordinary		CFD		Long		6,319		2.9299 GBP
1p ordinary		SWAP		Long		12,140		2.9572 GBP
1p ordinary		CFD		Long		26,072		2.9377 GBP
1p ordinary		SWAP		Short		755		2.9231 GBP
1p ordinary		SWAP		Short		1,100		2.9236 GBP
1p ordinary		CFD		Short		1,520		2.9351 GBP
1p ordinary		CFD		Short		2,345		2.9301 GBP
1p ordinary		CFD		Short		2,836		2.9242 GBP
1p ordinary		SWAP		Short		9,500		2.9515 GBP
1p ordinary		CFD		Short		9,812		2.9701 GBP
1p ordinary		SWAP		Short		21,041		2.9353 GBP
1p ordinary		SWAP		Short		160,751		2.9479 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Â

Product description e.g. call option

Â

Exercising/ exercised against

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		30 Oct 2017
Contact name:		Femi Badmos
Telephone number:		020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: http://www.businesswire.com/news/home/20171030005630/en/