Form 8.3 - Spire Healthcare Group plc

Form 8.3 - Spire Healthcare Group plc

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose SPIRE HEALTHCARE GROUP PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 23 October 2017
(f) In addition to the company in 1(c) above, is the discloser making YES
  disclosures in respect of any other party to the offer? MEDICLINIC INTERNATIONAL PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   1p ordinary
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 846,509 0.21% 2,222,302 0.55%
           
(2) Cash-settled derivatives:
1,573,907 0.39% 475,342 0.12%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 2,420,416 0.60% 2,697,644 0.67%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
1p ordinary Purchase 158 2.9540 GBP
1p ordinary Purchase 1,226 3.0080 GBP
1p ordinary Purchase 1,734 2.9358 GBP
1p ordinary Purchase 1,817 2.9379 GBP
1p ordinary Purchase 2,000 2.9255 GBP
1p ordinary Purchase 2,452 2.9600 GBP
1p ordinary Purchase 2,604 2.9940 GBP
1p ordinary Purchase 2,632 2.9420 GBP
1p ordinary Purchase 2,657 2.9770 GBP
1p ordinary Purchase 2,812 2.9772 GBP
1p ordinary Purchase 3,098 2.9900 GBP
1p ordinary Purchase 3,890 2.9445 GBP
1p ordinary Purchase 7,203 2.9800 GBP
1p ordinary Purchase 10,000 2.9300 GBP
1p ordinary Purchase 10,329 3.0057 GBP
1p ordinary Purchase 13,157 2.9400 GBP
1p ordinary Purchase 16,008 2.9751 GBP
1p ordinary Purchase 26,537 2.9205 GBP
1p ordinary Purchase 43,122 3.0120 GBP
1p ordinary Purchase 43,518 2.9469 GBP
1p ordinary Purchase 47,479 2.9666 GBP
1p ordinary Purchase 50,000 2.9949 GBP
1p ordinary Purchase 50,111 2.9366 GBP
1p ordinary Purchase 75,000 2.9047 GBP
1p ordinary Purchase 81,473 2.9291 GBP
1p ordinary Purchase 100,000 2.9545 GBP
1p ordinary Purchase 100,000 2.9491 GBP
1p ordinary Purchase 100,000 2.9310 GBP
1p ordinary Purchase 220,000 2.9022 GBP
1p ordinary Purchase 220,000 2.9028 GBP
1p ordinary Purchase 260,712 2.9517 GBP
1p ordinary Purchase 617,313 2.9497 GBP
1p ordinary Sale 96 3.0068 GBP
1p ordinary Sale 158 2.9540 GBP
1p ordinary Sale 517 2.9649 GBP
1p ordinary Sale 760 2.9676 GBP
1p ordinary Sale 883 2.8982 GBP
1p ordinary Sale 1,226 3.0080 GBP
1p ordinary Sale 1,680 2.9010 GBP
1p ordinary Sale 1,889 2.9335 GBP
1p ordinary Sale 2,452 2.9600 GBP
1p ordinary Sale 2,604 2.9940 GBP
1p ordinary Sale 2,632 2.9420 GBP
1p ordinary Sale 2,657 2.9770 GBP
1p ordinary Sale 2,831 2.9605 GBP
1p ordinary Sale 3,098 2.9900 GBP
1p ordinary Sale 4,000 2.9255 GBP
1p ordinary Sale 5,000 2.9810 GBP
1p ordinary Sale 5,034 2.9091 GBP
1p ordinary Sale 7,203 2.9800 GBP
1p ordinary Sale 7,653 2.9909 GBP
1p ordinary Sale 8,730 2.9048 GBP
1p ordinary Sale 15,788 2.9621 GBP
1p ordinary Sale 17,030 2.9765 GBP
1p ordinary Sale 19,086 2.9296 GBP
1p ordinary Sale 28,620 2.9358 GBP
1p ordinary Sale 58,160 2.9469 GBP
1p ordinary Sale 102,282 2.9199 GBP
1p ordinary Sale 260,961 2.9260 GBP
1p ordinary Sale 615,127 2.9716 GBP
1p ordinary Sale 1,700,586 2.9222 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
1p ordinary CFD Long 96 3.0068 GBP
1p ordinary CFD Long 200 2.9657 GBP
1p ordinary CFD Long 350 2.9177 GBP
1p ordinary SWAP Long 600 2.9519 GBP
1p ordinary CFD Long 760 2.9676 GBP
1p ordinary CFD Long 1,472 2.9977 GBP
1p ordinary CFD Long 1,477 2.9918 GBP
1p ordinary CFD Long 1,889 2.9335 GBP
1p ordinary CFD Long 2,500 2.9197 GBP
1p ordinary CFD Long 4,000 2.9708 GBP
1p ordinary SWAP Long 4,234 2.9312 GBP
1p ordinary CFD Long 5,000 2.9047 GBP
1p ordinary CFD Long 5,000 2.9098 GBP
1p ordinary SWAP Long 5,034 2.9090 GBP
1p ordinary CFD Long 7,653 2.9909 GBP
1p ordinary CFD Long 8,000 2.9021 GBP
1p ordinary CFD Long 9,511 2.9865 GBP
1p ordinary CFD Long 10,000 2.8959 GBP
1p ordinary CFD Long 10,000 2.9000 GBP
1p ordinary CFD Long 14,311 2.9590 GBP
1p ordinary SWAP Long 18,197 2.9997 GBP
1p ordinary SWAP Long 18,786 2.9798 GBP
1p ordinary CFD Long 30,000 2.8712 GBP
1p ordinary CFD Long 75,000 2.9297 GBP
1p ordinary SWAP Long 104,071 2.9042 GBP
1p ordinary CFD Long 200,000 2.9031 GBP
1p ordinary CFD Long 200,000 2.9816 GBP
1p ordinary CFD Long 250,000 2.9012 GBP
1p ordinary CFD Long 250,000 2.9033 GBP
1p ordinary SWAP Long 266,118 3.0100 GBP
1p ordinary SWAP Long 284,611 2.9518 GBP
1p ordinary SWAP Short 100 2.8980 GBP
1p ordinary SWAP Short 161 2.9729 GBP
1p ordinary SWAP Short 300 2.9630 GBP
1p ordinary CFD Short 1,817 2.9379 GBP
1p ordinary CFD Short 2,812 2.9772 GBP
1p ordinary CFD Short 3,439 2.9172 GBP
1p ordinary SWAP Short 3,826 2.9849 GBP
1p ordinary CFD Short 5,000 2.9392 GBP
1p ordinary CFD Short 6,072 2.9107 GBP
1p ordinary SWAP Short 6,218 2.9753 GBP
1p ordinary CFD Short 10,000 2.8993 GBP
1p ordinary CFD Short 13,157 2.9400 GBP
1p ordinary SWAP Short 15,531 2.9390 GBP
1p ordinary CFD Short 16,008 2.9751 GBP
1p ordinary SWAP Short 43,122 3.0120 GBP
1p ordinary CFD Short 47,479 2.9666 GBP
1p ordinary SWAP Short 297,518 2.9511 GBP
1p ordinary SWAP Short 556,638 2.9508 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 24 Oct 2017
Contact name: Femi Badmos
Telephone number: 020 3555 1125

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Spire Healthcare Group (SPI)
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