Form 8.3 - SENIOR PLC

Form 8.3 - SENIOR PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Full name of discloser:	Barclays PLC.
(b)	Owner or controller of interest and short
	positions disclosed, if different from 1(a):
(c)	Name of offeror/offeree in relation to whose	SENIOR PLC
	relevant securities this form relates:
(d)	If an exempt fund manager connected with an
	offeror/offeree, state this and specify identity of
	offeror/offeree:
(e)	Date position held/dealing undertaken:	21 June 2021
(f)	In addition to the company in 1(c) above, is the discloser making	NO
	disclosures in respect of any other party to the offer?

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:		10p ordinary
		Interests		Short Positions
		Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:	5,636,971	1.34%	467,055	0.11%
(2)	Cash-settled derivatives:
		418,839	0.10%	3,061,795	0.73%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:	0	0.00%	0	0.00%
	TOTAL:	6,055,810	1.44%	3,528,850	0.84%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Purchase/sale	Number of	Price per unit
security		securities
10p ordinary	Purchase	131	1.5320 GBP
10p ordinary	Purchase	211	1.6455 GBP
10p ordinary	Purchase	570	1.6458 GBP
10p ordinary	Purchase	1,696	1.5300 GBP
10p ordinary	Purchase	1,743	1.6413 GBP
10p ordinary	Purchase	2,436	1.7464 GBP
10p ordinary	Purchase	3,016	1.6430 GBP
10p ordinary	Purchase	3,748	1.6074 GBP
10p ordinary	Purchase	15,341	1.7738 GBP
10p ordinary	Purchase	28,555	1.6405 GBP
10p ordinary	Purchase	217,725	1.6756 GBP
10p ordinary	Sale	1,006	1.5739 GBP
10p ordinary	Sale	1,241	1.4991 GBP
10p ordinary	Sale	1,750	1.6430 GBP
10p ordinary	Sale	1,808	1.5044 GBP
10p ordinary	Sale	2,890	1.6515 GBP
10p ordinary	Sale	3,000	1.7242 GBP
10p ordinary	Sale	11,108	1.7294 GBP
10p ordinary	Sale	14,727	1.6570 GBP
10p ordinary	Sale	16,878	1.6307 GBP
10p ordinary	Sale	106,047	1.6377 GBP

(b) Cash-settled derivative transactions

Class of	Product	Nature of dealing	Number of	Price per
relevant	description		reference	unit
security			securities
10p ordinary	SWAP	Long	622	1.4938 GBP
10p ordinary	SWAP	Long	769	1.6569 GBP
10p ordinary	SWAP	Long	1,241	1.4991 GBP
10p ordinary	SWAP	Long	3,000	1.7242 GBP
10p ordinary	SWAP	Long	16,603	1.6369 GBP
10p ordinary	SWAP	Long	19,339	1.6498 GBP
10p ordinary	SWAP	Long	32,533	1.6648 GBP
10p ordinary	SWAP	Long	56,955	1.6172 GBP
10p ordinary	SWAP	Short	131	1.5320 GBP
10p ordinary	SWAP	Short	527	1.5315 GBP
10p ordinary	CFD	Short	1,847	1.6452 GBP
10p ordinary	SWAP	Short	5,713	1.7453 GBP
10p ordinary	SWAP	Short	18,300	1.6451 GBP
10p ordinary	SWAP	Short	46,301	1.6705 GBP
10p ordinary	SWAP	Short	72,073	1.6734 GBP
10p ordinary	SWAP	Short	99,191	1.6754 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii) Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	NO
Date of disclosure:	22 Jun 2021
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210623005427/en/