Form 8.3 - J SAINSBURY PLC

Form 8.3 - J SAINSBURY PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose J SAINSBURY PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 05 August 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? HOME RETAIL GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 13,053,255 0.68% 11,773,516 0.61%
           
(2) Cash-settled derivatives:
10,638,673 0.55% 4,729,445 0.25%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,300,000 0.07% 0 0.00%
           
 
TOTAL: 24,991,928 1.30% 16,502,961 0.86%
 
Class of relevant security:   Convertible Bond XS1268412993      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 300,000 0.02%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 0 0.00% 300,000 0.02%
 
Class of relevant security:   Convertible Bond XS1139087933      
Interests Short Positions
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,600,000 0.08% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
 
TOTAL: 1,600,000 0.08% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 11 2.2780 GBP
ORD Purchase 302 2.2790 GBP
ORD Purchase 396 2.3030 GBP
ORD Purchase 399 2.2650 GBP
ORD Purchase 400 2.2980 GBP
ORD Purchase 400 2.2970 GBP
ORD Purchase 531 2.2880 GBP
ORD Purchase 1,000 2.2955 GBP
ORD Purchase 1,127 2.2885 GBP
ORD Purchase 1,420 2.2810 GBP
ORD Purchase 1,603 2.2890 GBP
ORD Purchase 1,604 2.2930 GBP
ORD Purchase 1,604 2.2840 GBP
ORD Purchase 2,054 2.2908 GBP
ORD Purchase 2,062 2.2869 GBP
ORD Purchase 2,063 2.3025 GBP
ORD Purchase 2,075 2.2850 GBP
ORD Purchase 2,224 2.2710 GBP
ORD Purchase 3,074 2.2720 GBP
ORD Purchase 3,082 2.2910 GBP
ORD Purchase 3,151 2.2965 GBP
ORD Purchase 3,630 2.2760 GBP
ORD Purchase 3,722 2.2964 GBP
ADR Purchase 4,242 12.2070 USD
ORD Purchase 4,623 2.2740 GBP
ORD Purchase 4,752 2.2950 GBP
ORD Purchase 4,924 2.2730 GBP
ORD Purchase 5,384 2.2972 GBP
ORD Purchase 6,034 2.2960 GBP
ORD Purchase 6,161 2.2900 GBP
ORD Purchase 7,721 2.2750 GBP
ORD Purchase 9,236 2.2987 GBP
ORD Purchase 9,655 2.2770 GBP
ORD Purchase 13,066 2.2835 GBP
ORD Purchase 13,355 2.2830 GBP
ORD Purchase 15,074 2.3006 GBP
ORD Purchase 29,965 2.2860 GBP
ORD Purchase 31,134 2.2803 GBP
ORD Purchase 31,183 2.2976 GBP
ORD Purchase 31,595 2.2999 GBP
ORD Purchase 39,336 2.2875 GBP
ORD Purchase 42,693 2.2991 GBP
ORD Purchase 124,265 2.2833 GBP
ORD Purchase 171,155 2.2995 GBP
ORD Sale 11 2.2780 GBP
ORD Sale 235 2.3005 GBP
ORD Sale 289 2.2830 GBP
ORD Sale 302 2.2790 GBP
ORD Sale 318 2.3022 GBP
ORD Sale 399 2.2650 GBP
ORD Sale 400 2.2980 GBP
ORD Sale 400 2.2970 GBP
ORD Sale 531 2.2880 GBP
ORD Sale 685 2.2990 GBP
ORD Sale 1,000 2.2955 GBP
ORD Sale 1,127 2.2885 GBP
ORD Sale 1,420 2.2810 GBP
ORD Sale 1,603 2.2890 GBP
ORD Sale 1,604 2.2840 GBP
ORD Sale 1,604 2.2930 GBP
ORD Sale 1,790 2.3000 GBP
ORD Sale 1,815 2.2746 GBP
ORD Sale 1,983 2.3009 GBP
ORD Sale 2,063 2.3025 GBP
ORD Sale 2,075 2.2850 GBP
ORD Sale 2,224 2.2710 GBP
ORD Sale 2,936 2.2894 GBP
ORD Sale 3,000 2.2870 GBP
ORD Sale 3,074 2.2720 GBP
ORD Sale 3,082 2.2910 GBP
ORD Sale 3,151 2.2965 GBP
ORD Sale 3,630 2.2760 GBP
ADR Sale 4,242 12.2070 USD
ORD Sale 4,623 2.2740 GBP
ORD Sale 4,752 2.2950 GBP
ORD Sale 4,769 2.3029 GBP
ORD Sale 4,924 2.2730 GBP
ORD Sale 6,034 2.2960 GBP
ORD Sale 6,161 2.2900 GBP
ORD Sale 7,396 2.2770 GBP
ORD Sale 8,124 2.2750 GBP
ORD Sale 8,856 2.2976 GBP
ORD Sale 8,969 2.2860 GBP
ORD Sale 13,066 2.2835 GBP
ORD Sale 14,093 2.2781 GBP
ORD Sale 16,758 2.3001 GBP
ORD Sale 21,844 2.2855 GBP
ORD Sale 23,475 2.3023 GBP
ORD Sale 32,781 2.2845 GBP
ORD Sale 34,822 2.2823 GBP
ORD Sale 39,802 2.2838 GBP
ORD Sale 47,050 2.2998 GBP
ORD Sale 63,883 2.2851 GBP
ORD Sale 104,787 2.2844 GBP
ORD Sale 132,063 2.2992 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 1,815 2.2746 GBP
ORD CFD Long 2,936 2.2894 GBP
ORD SWAP Long 12,041 2.2919 GBP
ORD CFD Long 13,406 2.2907 GBP
ORD SWAP Long 14,093 2.2781 GBP
ORD CFD Long 16,235 2.2807 GBP
ORD CFD Long 47,050 2.2998 GBP
ORD CFD Long 129,402 2.2835 GBP
ORD SWAP Long 130,202 2.2839 GBP
ORD CFD Short 8,484 2.2978 GBP
ORD CFD Short 15,074 2.3005 GBP
ORD CFD Short 8,354 2.2963 GBP
ORD SWAP Short 18,080 2.2862 GBP
ORD CFD Short 11,362 2.2729 GBP
ORD CFD Short 28,427 2.2812 GBP
ORD CFD Short 31,595 2.2999 GBP
ORD CFD Short 42,693 2.2991 GBP
ORD SWAP Short 145,555 2.2840 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 8 Aug 2016
Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose J SAINSBURY PLC
relevant securities this from relates:  

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Written 1,000,000 260.0000 American 15 Dec 2017
ORD Call Options Purchased 300,000 230.0000 American 16 Sep 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Sainsbury (J) (SBRY)
UK 100
FTSE quotes by TradingView

Latest directors dealings

All directors dealings today