Form 8.3 - J SAINSBURY PLC

Form 8.3 - J SAINSBURY PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1.        KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose J SAINSBURY
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 09 June 2016
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? HOME RETAIL GROUP

2.        POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)       Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 10,160,972 0.53% 11,825,282 0.61%
           
(2) Cash-settled derivatives:
10,265,198 0.53% 400,575 0.02%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,000,000 0.05% 0 0.00%
           
(4)
TOTAL: 21,426,170 1.11% 12,225,857 0.63%
 
Class of relevant security:   Convertible Bond XS1268412993      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,300,000 0.07% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 1,300,000 0.07% 0 0.00%
 
Class of relevant security:   Convertible Bond XS1139087933      
Interests   Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,700,000 0.24% 0 0.00%
           
(2) Cash-settled derivatives:
0 0.00% 0 0.00%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 4,700,000 0.24% 0 0.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b)       Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3.        DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)       Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 378 2.5040 GBP
ORD Purchase 522 2.5071 GBP
ORD Purchase 614 2.4885 GBP
ORD Purchase 621 2.5106 GBP
ORD Purchase 681 2.5300 GBP
ORD Purchase 939 2.4805 GBP
ORD Purchase 1,052 2.5185 GBP
ORD Purchase 1,228 2.5330 GBP
ORD Purchase 1,276 2.4845 GBP
ORD Purchase 1,470 2.4835 GBP
ORD Purchase 1,603 2.5260 GBP
ORD Purchase 1,603 2.5200 GBP
ORD Purchase 1,717 2.5064 GBP
ORD Purchase 1,725 2.5320 GBP
ORD Purchase 1,731 2.4875 GBP
ORD Purchase 2,235 2.4815 GBP
ORD Purchase 2,465 2.4865 GBP
ORD Purchase 2,566 2.5310 GBP
ORD Purchase 2,737 2.4830 GBP
ORD Purchase 3,293 2.4800 GBP
ORD Purchase 3,737 2.5220 GBP
ORD Purchase 4,220 2.5316 GBP
ORD Purchase 4,720 2.5120 GBP
ORD Purchase 6,255 2.4900 GBP
ORD Purchase 6,262 2.5108 GBP
ORD Purchase 6,772 2.4850 GBP
ORD Purchase 6,944 2.5155 GBP
ORD Purchase 7,662 2.5240 GBP
ORD Purchase 8,031 2.4932 GBP
ORD Purchase 10,011 2.5197 GBP
ORD Purchase 11,170 2.4753 GBP
ORD Purchase 15,798 2.4870 GBP
ORD Purchase 16,080 2.4860 GBP
ORD Purchase 17,070 2.5149 GBP
ORD Purchase 19,514 2.5138 GBP
ORD Purchase 21,752 2.4905 GBP
ORD Purchase 43,264 2.5162 GBP
ORD Purchase 46,103 2.4867 GBP
ORD Purchase 66,848 2.4884 GBP
ORD Purchase 76,796 2.4750 GBP
ORD Purchase 85,980 2.4880 GBP
ORD Purchase 93,289 2.4854 GBP
Convertible Bond XS1268412993 Purchase 1,500,000 95.3750 GBP
ORD Sale 378 2.5040 GBP
ORD Sale 614 2.5330 GBP
ORD Sale 650 2.5000 GBP
ORD Sale 681 2.5300 GBP
ORD Sale 939 2.4805 GBP
ORD Sale 1,052 2.5185 GBP
ORD Sale 1,276 2.4845 GBP
ORD Sale 1,470 2.4835 GBP
ORD Sale 1,586 2.4890 GBP
ORD Sale 1,603 2.5260 GBP
ORD Sale 1,603 2.5200 GBP
ORD Sale 1,725 2.5320 GBP
ORD Sale 1,731 2.4875 GBP
ORD Sale 1,855 2.5307 GBP
ORD Sale 2,235 2.4815 GBP
ORD Sale 2,300 2.4859 GBP
ORD Sale 2,465 2.4865 GBP
ORD Sale 2,566 2.5310 GBP
ORD Sale 3,207 2.5220 GBP
ORD Sale 3,293 2.4800 GBP
ORD Sale 3,646 2.4826 GBP
ORD Sale 3,711 2.4881 GBP
ORD Sale 3,831 2.5240 GBP
ORD Sale 4,039 2.4830 GBP
ORD Sale 4,720 2.5120 GBP
ORD Sale 6,548 2.4820 GBP
ORD Sale 7,240 2.4750 GBP
ORD Sale 7,299 2.4902 GBP
ORD Sale 8,103 2.4810 GBP
ORD Sale 10,051 2.5118 GBP
ORD Sale 10,535 2.5232 GBP
ORD Sale 15,822 2.4840 GBP
ORD Sale 22,037 2.5194 GBP
ORD Sale 23,462 2.4932 GBP
ORD Sale 23,593 2.4907 GBP
ORD Sale 25,337 2.4747 GBP
ORD Sale 29,015 2.4885 GBP
ORD Sale 29,749 2.4974 GBP
ORD Sale 30,146 2.4850 GBP
ORD Sale 32,225 2.4860 GBP
ORD Sale 42,235 2.4880 GBP
ORD Sale 42,997 2.4914 GBP
ORD Sale 49,602 2.5162 GBP
ORD Sale 50,000 2.4900 GBP
ORD Sale 50,938 2.4855 GBP
ORD Sale 58,788 2.4870 GBP
ORD Sale 70,620 2.4786 GBP
ORD Sale 76,796 2.4894 GBP
ORD Sale 78,155 2.4883 GBP
ORD Sale 87,726 2.5155 GBP
ORD Sale 102,591 2.5189 GBP

(b)       Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD CFD Long 1,855 2.5307 GBP
ORD CFD Long 1,874 2.5216 GBP
ORD CFD Long 7,299 2.4902 GBP
ORD CFD Long 18,691 2.5173 GBP
ORD CFD Long 19,154 2.5231 GBP
ORD SWAP Long 19,154 2.5231 GBP
ORD CFD Long 25,337 2.4747 GBP
ORD CFD Long 32,608 2.5027 GBP
ORD SWAP Long 43,958 2.5037 GBP
ORD SWAP Long 45,871 2.5263 GBP
ORD CFD Long 70,620 2.4786 GBP
ORD SWAP Long 74,221 2.5186 GBP
ORD CFD Long 76,796 2.4894 GBP
ORD CFD Short 522 2.5071 GBP
ORD CFD Short 621 2.5106 GBP
ORD CFD Short 1,717 2.5064 GBP
ORD SWAP Short 4,220 2.5316 GBP
ORD SWAP Short 6,944 2.5155 GBP
ORD SWAP Short 8,770 2.4936 GBP
ORD CFD Short 11,170 2.4753 GBP
ORD CFD Short 13,524 2.4882 GBP
ORD SWAP Short 47,379 2.4893 GBP
ORD CFD Short 73,061 2.4877 GBP
ORD CFD Short 76,796 2.4750 GBP

(c)       Stock-settled derivative transactions (including options)

(i)       Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii)      Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d)       Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4.        OTHER INFORMATION

(a)       Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b)       Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c)       Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure:

10 Jun 2016

Contact name: Pinar Coktas
Telephone number: 020 7116 1165

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.  The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1.        KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose J SAINSBURY
relevant securities this from relates:  

2.        OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Written 1,000,000 260.0000 American 15 Dec 2017

3.        AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Sainsbury (J) (SBRY)
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