Form 8.3 - MELROSE INDUSTRIES PLC

Form 8.3 - MELROSE INDUSTRIES PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Full name of discloser:	Â	Barclays PLC.
Â		Â		Â
(b)		Owner or controller of interest and short
Â		positions disclosed, if different from 1(a):		Â
(c)		Name of offeror/offeree in relation to whose		MELROSE INDUSTRIES PLC
Â		relevant securities this form relates:		Â
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
Â		offeror/offeree:		Â
(e)		Date position held/dealing undertaken:		13 February 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
Â		disclosures in respect of any other party to the offer?		GKN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	48/7p ordinary	Â	Â	Â	Â	Â	Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		19,896,394		1.02%		35,364,563		1.82%
Â		Â		Â		Â		Â		Â
(2)		Cash-settled derivatives:
				31,922,845		1.64%		6,987,230		0.36%
Â		Â		Â		Â		Â		Â
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
											Â
		TOTAL:		51,819,239		2.67%		42,351,793		2.18%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
48/7p ordinary		Purchase		6		2.1210 GBP
48/7p ordinary		Purchase		119		2.1151 GBP
48/7p ordinary		Purchase		350		2.1170 GBP
48/7p ordinary		Purchase		372		2.1100 GBP
48/7p ordinary		Purchase		1,212		2.1080 GBP
48/7p ordinary		Purchase		1,370		2.1090 GBP
48/7p ordinary		Purchase		1,404		2.1130 GBP
48/7p ordinary		Purchase		3,331		2.1140 GBP
48/7p ordinary		Purchase		3,479		2.1091 GBP
48/7p ordinary		Purchase		4,353		2.1167 GBP
48/7p ordinary		Purchase		4,472		2.1149 GBP
48/7p ordinary		Purchase		4,951		2.1148 GBP
48/7p ordinary		Purchase		5,774		2.1107 GBP
48/7p ordinary		Purchase		8,398		2.1087 GBP
48/7p ordinary		Purchase		8,473		2.1097 GBP
48/7p ordinary		Purchase		19,876		2.1156 GBP
48/7p ordinary		Purchase		30,194		2.1132 GBP
48/7p ordinary		Purchase		33,241		2.1145 GBP
48/7p ordinary		Purchase		42,698		2.1114 GBP
48/7p ordinary		Purchase		51,008		2.1154 GBP
48/7p ordinary		Purchase		69,178		2.1209 GBP
48/7p ordinary		Purchase		84,798		2.1098 GBP
48/7p ordinary		Purchase		117,559		2.1123 GBP
48/7p ordinary		Purchase		134,196		2.1146 GBP
48/7p ordinary		Purchase		135,543		2.1109 GBP
48/7p ordinary		Purchase		270,394		2.1208 GBP
48/7p ordinary		Purchase		459,782		2.1163 GBP
48/7p ordinary		Sale		413		2.1112 GBP
48/7p ordinary		Sale		900		2.1170 GBP
48/7p ordinary		Sale		1,317		2.1172 GBP
48/7p ordinary		Sale		1,370		2.1090 GBP
48/7p ordinary		Sale		1,449		2.1180 GBP
48/7p ordinary		Sale		2,897		2.1118 GBP
48/7p ordinary		Sale		3,109		2.1140 GBP
48/7p ordinary		Sale		3,263		2.1163 GBP
48/7p ordinary		Sale		3,491		2.1100 GBP
48/7p ordinary		Sale		5,328		2.1080 GBP
48/7p ordinary		Sale		5,345		2.1097 GBP
48/7p ordinary		Sale		5,388		2.1124 GBP
48/7p ordinary		Sale		6,268		2.1169 GBP
48/7p ordinary		Sale		7,868		2.1142 GBP
48/7p ordinary		Sale		32,096		2.1157 GBP
48/7p ordinary		Sale		41,402		2.1092 GBP
48/7p ordinary		Sale		45,894		2.1083 GBP
48/7p ordinary		Sale		46,065		2.1141 GBP
48/7p ordinary		Sale		92,649		2.1155 GBP
48/7p ordinary		Sale		116,407		2.1187 GBP
48/7p ordinary		Sale		240,259		2.1210 GBP
48/7p ordinary		Sale		293,172		2.1201 GBP
48/7p ordinary		Sale		364,992		2.1101 GBP
48/7p ordinary		Sale		1,179,815		2.1110 GBP

(b) Cash-settled derivative transactions

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
48/7p ordinary		CFD		Long		449		2.1173 GBP
48/7p ordinary		SWAP		Long		576		2.1137 GBP
48/7p ordinary		CFD		Long		868		2.1172 GBP
48/7p ordinary		CFD		Long		2,034		2.1217 GBP
48/7p ordinary		CFD		Long		3,119		2.1100 GBP
48/7p ordinary		CFD		Long		3,263		2.1163 GBP
48/7p ordinary		SWAP		Long		4,116		2.1079 GBP
48/7p ordinary		SWAP		Long		4,410		2.1160 GBP
48/7p ordinary		CFD		Long		5,345		2.1097 GBP
48/7p ordinary		CFD		Long		9,081		2.1208 GBP
48/7p ordinary		CFD		Long		10,092		2.1209 GBP
48/7p ordinary		CFD		Long		18,536		2.1210 GBP
48/7p ordinary		SWAP		Long		19,068		2.1155 GBP
48/7p ordinary		SWAP		Long		20,072		2.1170 GBP
48/7p ordinary		SWAP		Long		21,197		2.1156 GBP
48/7p ordinary		CFD		Long		25,692		2.1127 GBP
48/7p ordinary		CFD		Long		41,402		2.1093 GBP
48/7p ordinary		CFD		Long		45,894		2.1083 GBP
48/7p ordinary		SWAP		Long		276,646		2.1202 GBP
48/7p ordinary		CFD		Long		364,992		2.1101 GBP
48/7p ordinary		SWAP		Long		1,179,815		2.1110 GBP
48/7p ordinary		CFD		Short		6		2.1216 GBP
48/7p ordinary		SWAP		Short		44		2.1109 GBP
48/7p ordinary		SWAP		Short		119		2.1150 GBP
48/7p ordinary		CFD		Short		350		2.1170 GBP
48/7p ordinary		SWAP		Short		405		2.1111 GBP
48/7p ordinary		SWAP		Short		428		2.1118 GBP
48/7p ordinary		SWAP		Short		994		2.1104 GBP
48/7p ordinary		CFD		Short		2,197		2.1207 GBP
48/7p ordinary		CFD		Short		2,355		2.1093 GBP
48/7p ordinary		SWAP		Short		2,355		2.1093 GBP
48/7p ordinary		SWAP		Short		2,743		2.1140 GBP
48/7p ordinary		SWAP		Short		3,399		2.1091 GBP
48/7p ordinary		SWAP		Short		5,369		2.1107 GBP
48/7p ordinary		CFD		Short		6,161		2.1126 GBP
48/7p ordinary		CFD		Short		8,398		2.1087 GBP
48/7p ordinary		CFD		Short		8,473		2.1097 GBP
48/7p ordinary		SWAP		Short		9,716		2.1132 GBP
48/7p ordinary		CFD		Short		13,378		2.1103 GBP
48/7p ordinary		SWAP		Short		14,173		2.1113 GBP
48/7p ordinary		SWAP		Short		16,003		2.1138 GBP
48/7p ordinary		CFD		Short		16,867		2.1125 GBP
48/7p ordinary		SWAP		Short		19,484		2.1133 GBP
48/7p ordinary		SWAP		Short		28,481		2.1114 GBP
48/7p ordinary		CFD		Short		33,326		2.1148 GBP
48/7p ordinary		CFD		Short		42,485		2.1098 GBP
48/7p ordinary		SWAP		Short		47,470		2.1099 GBP
48/7p ordinary		SWAP		Short		53,300		2.1212 GBP
48/7p ordinary		SWAP		Short		55,356		2.1079 GBP
48/7p ordinary		SWAP		Short		123,892		2.1123 GBP
48/7p ordinary		SWAP		Short		134,196		2.1147 GBP
48/7p ordinary		SWAP		Short		459,782		2.1163 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Â

Product description e.g. call option

Â

Exercising/ exercised against

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		14 Feb 2018
Contact name:		Elise Tang
Telephone number:		0207 1163 001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: http://www.businesswire.com/news/home/20180214005708/en/