Form 8.3 - MELROSE INDUSTRIES PLC

Form 8.3 - MELROSE INDUSTRIES PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Full name of discloser:	Â	Barclays PLC.
Â		Â		Â
(b)		Owner or controller of interest and short
Â		positions disclosed, if different from 1(a):		Â
(c)		Name of offeror/offeree in relation to whose		MELROSE INDUSTRIES PLC
Â		relevant securities this form relates:		Â
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
Â		offeror/offeree:		Â
(e)		Date position held/dealing undertaken:		06 February 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
Â		disclosures in respect of any other party to the offer?		GKN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	48/7p ordinary	Â	Â	Â	Â	Â	Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		19,983,599		1.03%		36,465,875		1.88%
Â		Â		Â		Â		Â		Â
(2)		Cash-settled derivatives:
				34,284,619		1.77%		8,193,113		0.42%
Â		Â		Â		Â		Â		Â
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)
		TOTAL:		54,268,218		2.80%		44,658,988		2.30%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
48/7p ordinary		Purchase		345		2.1470 GBP
48/7p ordinary		Purchase		483		2.1450 GBP
48/7p ordinary		Purchase		575		2.1660 GBP
48/7p ordinary		Purchase		1,227		2.1655 GBP
48/7p ordinary		Purchase		1,270		2.1572 GBP
48/7p ordinary		Purchase		1,385		2.1412 GBP
48/7p ordinary		Purchase		3,087		2.1067 GBP
48/7p ordinary		Purchase		3,852		2.1475 GBP
48/7p ordinary		Purchase		4,076		2.1368 GBP
48/7p ordinary		Purchase		4,555		2.1432 GBP
48/7p ordinary		Purchase		4,619		2.1533 GBP
48/7p ordinary		Purchase		4,751		2.1238 GBP
48/7p ordinary		Purchase		4,860		2.1351 GBP
48/7p ordinary		Purchase		8,434		2.1526 GBP
48/7p ordinary		Purchase		8,844		2.1044 GBP
48/7p ordinary		Purchase		9,810		2.1211 GBP
48/7p ordinary		Purchase		10,395		2.1279 GBP
48/7p ordinary		Purchase		10,516		2.1674 GBP
48/7p ordinary		Purchase		14,678		2.1004 GBP
48/7p ordinary		Purchase		15,443		2.1478 GBP
48/7p ordinary		Purchase		19,258		2.1476 GBP
48/7p ordinary		Purchase		21,779		2.1554 GBP
48/7p ordinary		Purchase		31,439		2.1456 GBP
48/7p ordinary		Purchase		37,867		2.1462 GBP
48/7p ordinary		Purchase		38,088		2.1164 GBP
48/7p ordinary		Purchase		61,987		2.1510 GBP
48/7p ordinary		Purchase		127,047		2.1417 GBP
48/7p ordinary		Purchase		138,414		2.1535 GBP
48/7p ordinary		Purchase		151,760		2.1552 GBP
48/7p ordinary		Purchase		250,000		2.1329 GBP
48/7p ordinary		Purchase		856,664		2.1457 GBP
48/7p ordinary		Sale		68		2.1194 GBP
48/7p ordinary		Sale		810		2.1479 GBP
48/7p ordinary		Sale		1,200		2.1700 GBP
48/7p ordinary		Sale		2,407		2.1677 GBP
48/7p ordinary		Sale		2,532		2.1520 GBP
48/7p ordinary		Sale		3,524		2.1462 GBP
48/7p ordinary		Sale		3,600		2.1665 GBP
48/7p ordinary		Sale		4,706		2.1664 GBP
48/7p ordinary		Sale		5,065		2.1425 GBP
48/7p ordinary		Sale		5,266		2.1442 GBP
48/7p ordinary		Sale		8,281		2.1572 GBP
48/7p ordinary		Sale		8,366		2.1376 GBP
48/7p ordinary		Sale		8,532		2.1400 GBP
48/7p ordinary		Sale		10,036		2.1220 GBP
48/7p ordinary		Sale		10,194		2.1262 GBP
48/7p ordinary		Sale		11,172		2.1402 GBP
48/7p ordinary		Sale		11,767		2.1197 GBP
48/7p ordinary		Sale		15,316		2.1186 GBP
48/7p ordinary		Sale		16,313		2.1179 GBP
48/7p ordinary		Sale		26,845		2.1458 GBP
48/7p ordinary		Sale		27,221		2.1456 GBP
48/7p ordinary		Sale		35,345		2.1601 GBP
48/7p ordinary		Sale		39,119		2.1579 GBP
48/7p ordinary		Sale		41,810		2.1472 GBP
48/7p ordinary		Sale		44,260		2.1286 GBP
48/7p ordinary		Sale		62,268		2.1540 GBP
48/7p ordinary		Sale		62,299		2.1333 GBP
48/7p ordinary		Sale		71,730		2.1508 GBP
48/7p ordinary		Sale		96,028		2.1510 GBP
48/7p ordinary		Sale		115,909		2.1339 GBP
48/7p ordinary		Sale		144,800		2.1538 GBP
48/7p ordinary		Sale		215,505		2.1372 GBP
48/7p ordinary		Sale		315,221		2.1423 GBP
48/7p ordinary		Sale		397,636		2.1547 GBP

(b) Cash-settled derivative transactions

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
48/7p ordinary		SWAP		Long		68		2.1194 GBP
48/7p ordinary		SWAP		Long		431		2.1670 GBP
48/7p ordinary		SWAP		Long		770		2.1117 GBP
48/7p ordinary		SWAP		Long		810		2.1479 GBP
48/7p ordinary		SWAP		Long		1,210		2.1067 GBP
48/7p ordinary		SWAP		Long		1,606		2.1125 GBP
48/7p ordinary		SWAP		Long		1,813		2.1493 GBP
48/7p ordinary		SWAP		Long		2,398		2.1024 GBP
48/7p ordinary		CFD		Long		2,532		2.1520 GBP
48/7p ordinary		SWAP		Long		3,524		2.1462 GBP
48/7p ordinary		SWAP		Long		3,688		2.0922 GBP
48/7p ordinary		CFD		Long		4,201		2.1440 GBP
48/7p ordinary		SWAP		Long		4,295		2.1480 GBP
48/7p ordinary		SWAP		Long		4,396		2.0980 GBP
48/7p ordinary		SWAP		Long		4,418		2.0979 GBP
48/7p ordinary		CFD		Long		4,706		2.1664 GBP
48/7p ordinary		SWAP		Long		4,880		2.0912 GBP
48/7p ordinary		SWAP		Long		4,973		2.1473 GBP
48/7p ordinary		CFD		Long		5,266		2.1442 GBP
48/7p ordinary		SWAP		Long		5,762		2.1369 GBP
48/7p ordinary		SWAP		Long		5,776		2.1477 GBP
48/7p ordinary		SWAP		Long		7,745		2.1469 GBP
48/7p ordinary		CFD		Long		8,366		2.1376 GBP
48/7p ordinary		SWAP		Long		8,430		2.1238 GBP
48/7p ordinary		SWAP		Long		11,300		2.1691 GBP
48/7p ordinary		CFD		Long		12,007		2.1677 GBP
48/7p ordinary		SWAP		Long		12,007		2.1677 GBP
48/7p ordinary		CFD		Long		13,488		2.1542 GBP
48/7p ordinary		SWAP		Long		14,575		2.1175 GBP
48/7p ordinary		CFD		Long		15,316		2.1186 GBP
48/7p ordinary		CFD		Long		27,221		2.1456 GBP
48/7p ordinary		CFD		Long		31,132		2.0998 GBP
48/7p ordinary		CFD		Long		35,345		2.1601 GBP
48/7p ordinary		CFD		Long		41,810		2.1472 GBP
48/7p ordinary		SWAP		Long		62,000		2.1507 GBP
48/7p ordinary		SWAP		Long		67,675		2.1120 GBP
48/7p ordinary		SWAP		Long		70,396		2.1465 GBP
48/7p ordinary		CFD		Long		75,075		2.1508 GBP
48/7p ordinary		SWAP		Long		81,385		2.1397 GBP
48/7p ordinary		CFD		Long		115,909		2.1339 GBP
48/7p ordinary		SWAP		Long		132,323		2.1463 GBP
48/7p ordinary		SWAP		Long		144,800		2.1538 GBP
48/7p ordinary		CFD		Long		397,636		2.1547 GBP
48/7p ordinary		CFD		Short		76		2.1469 GBP
48/7p ordinary		CFD		Short		269		2.1470 GBP
48/7p ordinary		SWAP		Short		1,220		2.1112 GBP
48/7p ordinary		CFD		Short		1,227		2.1655 GBP
48/7p ordinary		CFD		Short		1,270		2.1572 GBP
48/7p ordinary		CFD		Short		1,385		2.1412 GBP
48/7p ordinary		SWAP		Short		1,700		2.1667 GBP
48/7p ordinary		SWAP		Short		3,513		2.1125 GBP
48/7p ordinary		SWAP		Short		3,531		2.1282 GBP
48/7p ordinary		SWAP		Short		4,076		2.1368 GBP
48/7p ordinary		SWAP		Short		4,555		2.1432 GBP
48/7p ordinary		CFD		Short		4,619		2.1533 GBP
48/7p ordinary		SWAP		Short		4,860		2.1351 GBP
48/7p ordinary		SWAP		Short		6,297		2.1259 GBP
48/7p ordinary		SWAP		Short		7,036		2.1664 GBP
48/7p ordinary		SWAP		Short		8,434		2.1526 GBP
48/7p ordinary		SWAP		Short		8,844		2.1045 GBP
48/7p ordinary		SWAP		Short		10,395		2.1279 GBP
48/7p ordinary		CFD		Short		10,438		2.1475 GBP
48/7p ordinary		CFD		Short		12,672		2.1476 GBP
48/7p ordinary		SWAP		Short		14,575		2.1175 GBP
48/7p ordinary		CFD		Short		15,443		2.1478 GBP
48/7p ordinary		CFD		Short		31,439		2.1456 GBP
48/7p ordinary		CFD		Short		32,257		2.1713 GBP
48/7p ordinary		CFD		Short		37,867		2.1462 GBP
48/7p ordinary		CFD		Short		61,987		2.1510 GBP
48/7p ordinary		SWAP		Short		67,675		2.1120 GBP
48/7p ordinary		SWAP		Short		69,696		2.1635 GBP
48/7p ordinary		SWAP		Short		70,396		2.1465 GBP
48/7p ordinary		CFD		Short		93,501		2.1435 GBP
48/7p ordinary		CFD		Short		95,482		2.1659 GBP
48/7p ordinary		CFD		Short		138,414		2.1535 GBP
48/7p ordinary		CFD		Short		142,550		2.1258 GBP
48/7p ordinary		SWAP		Short		185,825		2.1473 GBP
48/7p ordinary		SWAP		Short		485,227		2.1426 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Â

Product description e.g. call option

Â

Exercising/ exercised against

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		7 Feb 2018
Contact name:		Elise Tang
Telephone number:		0207 1163 001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: http://www.businesswire.com/news/home/20180207005647/en/