Form 8.3 - MELROSE INDUSTRIES PLC

Form 8.3 - MELROSE INDUSTRIES PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Full name of discloser:	Â	Barclays PLC.
Â		Â		Â
(b)		Owner or controller of interest and short
Â		positions disclosed, if different from 1(a):
(c)		Name of offeror/offeree in relation to whose		MELROSE INDUSTRIES PLC
Â		relevant securities this form relates:		Â
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
Â		offeror/offeree:		Â
(e)		Date position held/dealing undertaken:		05 February 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
Â		disclosures in respect of any other party to the offer?		GKN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	48/7p ordinary	Â	Â	Â	Â	Â	Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		20,222,460		1.04%		36,727,093		1.89%
Â		Â		Â		Â		Â		Â
(2)		Cash-settled derivatives:
				34,455,845		1.77%		8,167,045		0.42%
Â		Â		Â		Â		Â		Â
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
											Â
		TOTAL:		54,678,305		2.82%		44,894,138		2.31%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
48/7p ordinary		Purchase		988		2.1495 GBP
48/7p ordinary		Purchase		2,520		2.1430 GBP
48/7p ordinary		Purchase		6,743		2.1471 GBP
48/7p ordinary		Purchase		8,675		2.1566 GBP
48/7p ordinary		Purchase		9,680		2.1589 GBP
48/7p ordinary		Purchase		9,905		2.1542 GBP
48/7p ordinary		Purchase		10,203		2.1532 GBP
48/7p ordinary		Purchase		15,806		2.1482 GBP
48/7p ordinary		Purchase		18,312		2.1503 GBP
48/7p ordinary		Purchase		24,284		2.1494 GBP
48/7p ordinary		Purchase		30,396		2.1550 GBP
48/7p ordinary		Purchase		31,209		2.1499 GBP
48/7p ordinary		Purchase		32,897		2.1484 GBP
48/7p ordinary		Purchase		33,078		2.1551 GBP
48/7p ordinary		Purchase		34,618		2.1505 GBP
48/7p ordinary		Purchase		46,979		2.1546 GBP
48/7p ordinary		Purchase		54,182		2.1528 GBP
48/7p ordinary		Purchase		59,711		2.1517 GBP
48/7p ordinary		Purchase		85,828		2.1521 GBP
48/7p ordinary		Purchase		112,917		2.1531 GBP
48/7p ordinary		Purchase		127,869		2.1529 GBP
48/7p ordinary		Purchase		191,220		2.1591 GBP
48/7p ordinary		Purchase		218,134		2.1500 GBP
48/7p ordinary		Sale		53		2.1537 GBP
48/7p ordinary		Sale		391		2.1591 GBP
48/7p ordinary		Sale		437		2.1548 GBP
48/7p ordinary		Sale		472		2.1522 GBP
48/7p ordinary		Sale		652		2.1464 GBP
48/7p ordinary		Sale		758		2.1778 GBP
48/7p ordinary		Sale		826		2.1510 GBP
48/7p ordinary		Sale		2,684		2.1485 GBP
48/7p ordinary		Sale		2,754		2.1576 GBP
48/7p ordinary		Sale		3,279		2.1505 GBP
48/7p ordinary		Sale		4,839		2.1598 GBP
48/7p ordinary		Sale		5,054		2.1509 GBP
48/7p ordinary		Sale		5,763		2.1519 GBP
48/7p ordinary		Sale		11,132		2.1590 GBP
48/7p ordinary		Sale		11,593		2.1574 GBP
48/7p ordinary		Sale		14,517		2.1620 GBP
48/7p ordinary		Sale		14,989		2.1613 GBP
48/7p ordinary		Sale		20,155		2.1501 GBP
48/7p ordinary		Sale		23,039		2.1506 GBP
48/7p ordinary		Sale		26,192		2.1531 GBP
48/7p ordinary		Sale		26,994		2.1571 GBP
48/7p ordinary		Sale		33,628		2.1565 GBP
48/7p ordinary		Sale		55,959		2.1593 GBP
48/7p ordinary		Sale		60,500		2.1582 GBP
48/7p ordinary		Sale		70,464		2.1549 GBP
48/7p ordinary		Sale		267,749		2.1523 GBP
48/7p ordinary		Sale		494,565		2.1520 GBP
48/7p ordinary		Sale		505,448		2.1532 GBP

(b) Cash-settled derivative transactions

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
48/7p ordinary		SWAP		Long		53		2.1537 GBP
48/7p ordinary		SWAP		Long		391		2.1591 GBP
48/7p ordinary		SWAP		Long		437		2.1547 GBP
48/7p ordinary		SWAP		Long		472		2.1522 GBP
48/7p ordinary		CFD		Long		652		2.1464 GBP
48/7p ordinary		SWAP		Long		758		2.1778 GBP
48/7p ordinary		CFD		Long		806		2.1498 GBP
48/7p ordinary		CFD		Long		2,684		2.1485 GBP
48/7p ordinary		SWAP		Long		2,754		2.1576 GBP
48/7p ordinary		SWAP		Long		3,279		2.1505 GBP
48/7p ordinary		CFD		Long		5,054		2.1509 GBP
48/7p ordinary		CFD		Long		11,380		2.1531 GBP
48/7p ordinary		CFD		Long		11,593		2.1574 GBP
48/7p ordinary		SWAP		Long		14,989		2.1613 GBP
48/7p ordinary		SWAP		Long		15,632		2.1524 GBP
48/7p ordinary		CFD		Long		18,053		2.1548 GBP
48/7p ordinary		CFD		Long		20,155		2.1501 GBP
48/7p ordinary		CFD		Long		26,994		2.1571 GBP
48/7p ordinary		CFD		Long		33,628		2.1565 GBP
48/7p ordinary		CFD		Long		44,083		2.1549 GBP
48/7p ordinary		SWAP		Long		45,454		2.1499 GBP
48/7p ordinary		SWAP		Long		45,533		2.1482 GBP
48/7p ordinary		CFD		Long		55,959		2.1593 GBP
48/7p ordinary		CFD		Long		56,794		2.1519 GBP
48/7p ordinary		CFD		Long		60,500		2.1582 GBP
48/7p ordinary		SWAP		Long		63,371		2.1540 GBP
48/7p ordinary		SWAP		Long		77,249		2.1541 GBP
48/7p ordinary		CFD		Long		175,565		2.1520 GBP
48/7p ordinary		SWAP		Long		567,151		2.1533 GBP
48/7p ordinary		SWAP		Short		100		2.1615 GBP
48/7p ordinary		CFD		Short		147		2.1527 GBP
48/7p ordinary		CFD		Short		1,664		2.1511 GBP
48/7p ordinary		CFD		Short		2,520		2.1430 GBP
48/7p ordinary		SWAP		Short		4,025		2.1543 GBP
48/7p ordinary		CFD		Short		10,203		2.1532 GBP
48/7p ordinary		CFD		Short		12,000		2.1508 GBP
48/7p ordinary		CFD		Short		15,635		2.1495 GBP
48/7p ordinary		CFD		Short		15,806		2.1482 GBP
48/7p ordinary		SWAP		Short		18,312		2.1503 GBP
48/7p ordinary		SWAP		Short		21,854		2.1507 GBP
48/7p ordinary		CFD		Short		24,284		2.1494 GBP
48/7p ordinary		CFD		Short		29,743		2.1620 GBP
48/7p ordinary		CFD		Short		32,897		2.1484 GBP
48/7p ordinary		CFD		Short		33,078		2.1551 GBP
48/7p ordinary		CFD		Short		34,618		2.1505 GBP
48/7p ordinary		CFD		Short		54,035		2.1528 GBP
48/7p ordinary		CFD		Short		59,711		2.1517 GBP
48/7p ordinary		CFD		Short		65,637		2.1584 GBP
48/7p ordinary		CFD		Short		85,828		2.1521 GBP
48/7p ordinary		CFD		Short		127,869		2.1529 GBP
48/7p ordinary		CFD		Short		198,248		2.1591 GBP
48/7p ordinary		SWAP		Short		198,248		2.1591 GBP
48/7p ordinary		CFD		Short		243,922		2.1490 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Â

Product description e.g. call option

Â

Exercising/ exercised against

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		6 Feb 2018
Contact name:		Elise Tang
Telephone number:		0207 1163 001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: http://www.businesswire.com/news/home/20180206005775/en/