Form 8.3 - MELROSE INDUSTRIES PLC

Form 8.3 - MELROSE INDUSTRIES PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Full name of discloser:	Â	Barclays PLC.
Â		Â		Â
(b)		Owner or controller of interest and short
Â		positions disclosed, if different from 1(a):		Â
(c)		Name of offeror/offeree in relation to whose		MELROSE INDUSTRIES PLC
Â		relevant securities this form relates:		Â
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
Â		offeror/offeree:		Â
(e)		Date position held/dealing undertaken:		30 January 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
Â		disclosures in respect of any other party to the offer?		GKN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	48/7p ordinary
				Interests			Â	Short Positions
Â		Â		Number	Â	(%)		Number	Â	(%)
(1)		Relevant securities owned
		and/or controlled:		20,071,647		1.03%		36,777,815		1.89%
Â		Â		Â		Â		Â		Â
(2)		Cash-settled derivatives:
				35,277,338		1.82%		8,579,582		0.44%
Â		Â		Â		Â		Â		Â
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)
		TOTAL:		55,348,985		2.85%		45,357,397		2.34%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
48/7p ordinary		Purchase		1,906		2.2980 GBP
48/7p ordinary		Purchase		2,000		2.2950 GBP
48/7p ordinary		Purchase		2,379		2.2881 GBP
48/7p ordinary		Purchase		2,905		2.2838 GBP
48/7p ordinary		Purchase		3,106		2.2961 GBP
48/7p ordinary		Purchase		3,289		2.2874 GBP
48/7p ordinary		Purchase		4,863		2.2875 GBP
48/7p ordinary		Purchase		5,359		2.2872 GBP
48/7p ordinary		Purchase		5,584		2.2933 GBP
48/7p ordinary		Purchase		6,467		2.2938 GBP
48/7p ordinary		Purchase		6,720		2.2912 GBP
48/7p ordinary		Purchase		7,331		2.2915 GBP
48/7p ordinary		Purchase		8,802		2.2916 GBP
48/7p ordinary		Purchase		9,594		2.2894 GBP
48/7p ordinary		Purchase		11,521		2.2885 GBP
48/7p ordinary		Purchase		14,544		2.2941 GBP
48/7p ordinary		Purchase		20,098		2.2909 GBP
48/7p ordinary		Purchase		20,119		2.2893 GBP
48/7p ordinary		Purchase		22,352		2.2925 GBP
48/7p ordinary		Purchase		24,633		2.2917 GBP
48/7p ordinary		Purchase		34,713		2.2844 GBP
48/7p ordinary		Purchase		64,688		2.2867 GBP
48/7p ordinary		Purchase		81,354		2.2911 GBP
48/7p ordinary		Purchase		92,732		2.2888 GBP
48/7p ordinary		Purchase		158,301		2.2913 GBP
48/7p ordinary		Sale		831		2.2867 GBP
48/7p ordinary		Sale		1,224		2.2999 GBP
48/7p ordinary		Sale		2,862		2.2834 GBP
48/7p ordinary		Sale		2,955		2.2868 GBP
48/7p ordinary		Sale		3,930		2.2960 GBP
48/7p ordinary		Sale		4,538		2.2896 GBP
48/7p ordinary		Sale		5,184		2.2890 GBP
48/7p ordinary		Sale		6,033		2.2902 GBP
48/7p ordinary		Sale		7,406		2.2874 GBP
48/7p ordinary		Sale		11,739		2.2923 GBP
48/7p ordinary		Sale		16,300		2.2949 GBP
48/7p ordinary		Sale		16,545		2.2846 GBP
48/7p ordinary		Sale		26,248		2.2870 GBP
48/7p ordinary		Sale		27,097		2.2933 GBP
48/7p ordinary		Sale		41,086		2.2859 GBP
48/7p ordinary		Sale		46,034		2.2888 GBP
48/7p ordinary		Sale		46,329		2.2895 GBP
48/7p ordinary		Sale		81,354		2.2850 GBP
48/7p ordinary		Sale		88,491		2.2862 GBP
48/7p ordinary		Sale		120,620		2.2904 GBP
48/7p ordinary		Sale		128,479		2.2877 GBP
48/7p ordinary		Sale		201,635		2.2873 GBP

(b) Cash-settled derivative transactions

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
48/7p ordinary		SWAP		Long		700		2.2799 GBP
48/7p ordinary		CFD		Long		831		2.2867 GBP
48/7p ordinary		CFD		Long		1,224		2.2999 GBP
48/7p ordinary		CFD		Long		2,499		2.2841 GBP
48/7p ordinary		CFD		Long		2,862		2.2834 GBP
48/7p ordinary		CFD		Long		3,446		2.2907 GBP
48/7p ordinary		CFD		Long		4,206		2.2996 GBP
48/7p ordinary		CFD		Long		5,496		2.2800 GBP
48/7p ordinary		CFD		Long		6,033		2.2902 GBP
48/7p ordinary		SWAP		Long		6,279		2.2881 GBP
48/7p ordinary		SWAP		Long		6,820		2.2945 GBP
48/7p ordinary		CFD		Long		16,545		2.2846 GBP
48/7p ordinary		CFD		Long		25,010		2.2927 GBP
48/7p ordinary		SWAP		Long		26,478		2.2903 GBP
48/7p ordinary		CFD		Long		27,097		2.2933 GBP
48/7p ordinary		SWAP		Long		37,100		2.2847 GBP
48/7p ordinary		CFD		Long		41,086		2.2859 GBP
48/7p ordinary		SWAP		Long		44,694		2.2911 GBP
48/7p ordinary		CFD		Long		55,420		2.2949 GBP
48/7p ordinary		SWAP		Long		67,572		2.2873 GBP
48/7p ordinary		CFD		Long		81,354		2.2850 GBP
48/7p ordinary		CFD		Long		81,500		2.2882 GBP
48/7p ordinary		CFD		Long		97,740		2.2848 GBP
48/7p ordinary		SWAP		Long		125,700		2.2877 GBP
48/7p ordinary		SWAP		Short		150		2.2858 GBP
48/7p ordinary		SWAP		Short		165		2.2964 GBP
48/7p ordinary		SWAP		Short		200		2.2935 GBP
48/7p ordinary		SWAP		Short		720		2.2889 GBP
48/7p ordinary		SWAP		Short		1,416		2.2960 GBP
48/7p ordinary		SWAP		Short		1,872		2.2930 GBP
48/7p ordinary		SWAP		Short		1,906		2.2980 GBP
48/7p ordinary		SWAP		Short		3,289		2.2874 GBP
48/7p ordinary		CFD		Short		3,613		2.2838 GBP
48/7p ordinary		SWAP		Short		3,613		2.2838 GBP
48/7p ordinary		SWAP		Short		3,988		2.2914 GBP
48/7p ordinary		SWAP		Short		5,209		2.2872 GBP
48/7p ordinary		SWAP		Short		6,820		2.2945 GBP
48/7p ordinary		SWAP		Short		8,886		2.2898 GBP
48/7p ordinary		SWAP		Short		9,343		2.2915 GBP
48/7p ordinary		SWAP		Short		11,521		2.2885 GBP
48/7p ordinary		SWAP		Short		14,379		2.2941 GBP
48/7p ordinary		SWAP		Short		18,682		2.2905 GBP
48/7p ordinary		CFD		Short		24,633		2.2917 GBP
48/7p ordinary		CFD		Short		32,339		2.2902 GBP
48/7p ordinary		SWAP		Short		35,878		2.2866 GBP
48/7p ordinary		SWAP		Short		38,137		2.2958 GBP
48/7p ordinary		CFD		Short		43,964		2.2891 GBP
48/7p ordinary		SWAP		Short		76,192		2.2919 GBP
48/7p ordinary		CFD		Short		81,354		2.2911 GBP
48/7p ordinary		CFD		Short		92,732		2.2888 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Â

Product description e.g. call option

Â

Exercising/ exercised against

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		31 Jan 2018
Contact name:		Elise Tang
Telephone number:		0207 1163 001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: http://www.businesswire.com/news/home/20180131005833/en/