Form 8.3 - MELROSE INDUSTRIES PLC

Form 8.3 - MELROSE INDUSTRIES PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Full name of discloser:	Â	Barclays PLC.
Â		Â		Â
(b)		Owner or controller of interest and short
Â		positions disclosed, if different from 1(a):		Â
(c)		Name of offeror/offeree in relation to whose		MELROSE INDUSTRIES PLC
Â		relevant securities this form relates:		Â
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
Â		offeror/offeree:		Â
(e)		Date position held/dealing undertaken:		21 February 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
Â		disclosures in respect of any other party to the offer?		GKN PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:			Â	48/7p ordinary
	Â			Interests			Â	Short Positions
Â		Â		Number	Â	(%)		Number	Â	(%)
(1)		Relevant securities owned
		and/or controlled:		16,980,818		0.87%		34,905,662		1.80%
Â		Â		Â		Â		Â		Â
(2)		Cash-settled derivatives:
				30,659,404		1.58%		3,864,257		0.20%
Â		Â		Â		Â		Â		Â
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
											Â
		TOTAL:		47,640,222		2.45%		38,769,919		2.00%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
48/7p ordinary		Purchase		23		2.2329 GBP
48/7p ordinary		Purchase		486		2.2472 GBP
48/7p ordinary		Purchase		552		2.2420 GBP
48/7p ordinary		Purchase		575		2.2695 GBP
48/7p ordinary		Purchase		704		2.2320 GBP
48/7p ordinary		Purchase		825		2.2623 GBP
48/7p ordinary		Purchase		1,352		2.2538 GBP
48/7p ordinary		Purchase		1,828		2.2361 GBP
48/7p ordinary		Purchase		1,937		2.2630 GBP
48/7p ordinary		Purchase		2,720		2.2700 GBP
48/7p ordinary		Purchase		3,161		2.2640 GBP
48/7p ordinary		Purchase		3,203		2.2674 GBP
48/7p ordinary		Purchase		3,880		2.2404 GBP
48/7p ordinary		Purchase		4,265		2.2650 GBP
48/7p ordinary		Purchase		6,686		2.2315 GBP
48/7p ordinary		Purchase		10,302		2.2453 GBP
48/7p ordinary		Purchase		12,992		2.2385 GBP
48/7p ordinary		Purchase		14,385		2.2660 GBP
48/7p ordinary		Purchase		15,697		2.2499 GBP
48/7p ordinary		Purchase		16,207		2.2417 GBP
48/7p ordinary		Purchase		19,639		2.2398 GBP
48/7p ordinary		Purchase		20,841		2.2429 GBP
48/7p ordinary		Purchase		22,364		2.2478 GBP
48/7p ordinary		Purchase		33,092		2.2511 GBP
48/7p ordinary		Purchase		33,990		2.2670 GBP
48/7p ordinary		Purchase		34,548		2.2510 GBP
48/7p ordinary		Purchase		60,049		2.2434 GBP
48/7p ordinary		Purchase		60,752		2.2661 GBP
48/7p ordinary		Purchase		72,866		2.2555 GBP
48/7p ordinary		Purchase		103,858		2.2645 GBP
48/7p ordinary		Purchase		110,991		2.2483 GBP
48/7p ordinary		Purchase		207,150		2.2652 GBP
48/7p ordinary		Purchase		243,235		2.2574 GBP
48/7p ordinary		Purchase		275,140		2.2667 GBP
48/7p ordinary		Sale		205		2.2645 GBP
48/7p ordinary		Sale		1,205		2.2410 GBP
48/7p ordinary		Sale		1,999		2.2636 GBP
48/7p ordinary		Sale		3,160		2.2655 GBP
48/7p ordinary		Sale		3,161		2.2640 GBP
48/7p ordinary		Sale		3,908		2.2385 GBP
48/7p ordinary		Sale		6,431		2.2659 GBP
48/7p ordinary		Sale		10,524		2.2457 GBP
48/7p ordinary		Sale		15,606		2.2563 GBP
48/7p ordinary		Sale		16,741		2.2649 GBP
48/7p ordinary		Sale		45,970		2.2671 GBP
48/7p ordinary		Sale		49,200		2.2664 GBP
48/7p ordinary		Sale		53,862		2.2330 GBP
48/7p ordinary		Sale		81,235		2.2471 GBP
48/7p ordinary		Sale		86,754		2.2618 GBP
48/7p ordinary		Sale		90,557		2.2578 GBP
48/7p ordinary		Sale		122,856		2.2515 GBP
48/7p ordinary		Sale		147,296		2.2454 GBP
48/7p ordinary		Sale		155,384		2.2492 GBP
48/7p ordinary		Sale		386,002		2.2500 GBP
48/7p ordinary		Sale		594,427		2.2658 GBP

(b) Cash-settled derivative transactions

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
48/7p ordinary		SWAP		Long		1,200		2.2667 GBP
48/7p ordinary		SWAP		Long		24,994		2.2540 GBP
48/7p ordinary		SWAP		Long		35,662		2.2530 GBP
48/7p ordinary		CFD		Long		53,862		2.2330 GBP
48/7p ordinary		CFD		Long		81,235		2.2471 GBP
48/7p ordinary		SWAP		Long		114,400		2.2389 GBP
48/7p ordinary		CFD		Long		117,416		2.2515 GBP
48/7p ordinary		SWAP		Long		117,416		2.2515 GBP
48/7p ordinary		CFD		Long		147,296		2.2454 GBP
48/7p ordinary		SWAP		Long		376,854		2.2523 GBP
48/7p ordinary		SWAP		Short		438		2.2542 GBP
48/7p ordinary		CFD		Short		486		2.2472 GBP
48/7p ordinary		CFD		Short		575		2.2695 GBP
48/7p ordinary		CFD		Short		704		2.2320 GBP
48/7p ordinary		CFD		Short		825		2.2623 GBP
48/7p ordinary		SWAP		Short		890		2.2541 GBP
48/7p ordinary		SWAP		Short		932		2.2423 GBP
48/7p ordinary		CFD		Short		1,828		2.2361 GBP
48/7p ordinary		SWAP		Short		3,500		2.2405 GBP
48/7p ordinary		SWAP		Short		3,880		2.2404 GBP
48/7p ordinary		SWAP		Short		6,350		2.2315 GBP
48/7p ordinary		SWAP		Short		7,100		2.2383 GBP
48/7p ordinary		SWAP		Short		7,347		2.2659 GBP
48/7p ordinary		SWAP		Short		10,185		2.2454 GBP
48/7p ordinary		SWAP		Short		12,992		2.2385 GBP
48/7p ordinary		SWAP		Short		15,234		2.2503 GBP
48/7p ordinary		CFD		Short		16,207		2.2417 GBP
48/7p ordinary		CFD		Short		19,639		2.2398 GBP
48/7p ordinary		SWAP		Short		21,939		2.2658 GBP
48/7p ordinary		CFD		Short		33,092		2.2511 GBP
48/7p ordinary		CFD		Short		34,548		2.2510 GBP
48/7p ordinary		SWAP		Short		47,246		2.2339 GBP
48/7p ordinary		SWAP		Short		59,384		2.2435 GBP
48/7p ordinary		SWAP		Short		72,345		2.2556 GBP
48/7p ordinary		CFD		Short		79,419		2.2594 GBP
48/7p ordinary		CFD		Short		207,150		2.2652 GBP
48/7p ordinary		SWAP		Short		241,453		2.2575 GBP
48/7p ordinary		CFD		Short		314,211		2.2667 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Â

Product description e.g. call option

Â

Exercising/ exercised against

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		22 Feb 2018
Contact name:		Elise Tang
Telephone number:		0207 1163 001

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: http://www.businesswire.com/news/home/20180222005685/en/