Form 8.3 - MEDICLINIC INTERNATIONAL PLC

Form 8.3 - MEDICLINIC INTERNATIONAL PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Full name of discloser:   Barclays PLC.
     
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose MEDICLINIC INTERNATIONAL PLC
  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 14 November 2017
(f) In addition to the company in 1(c) above, is the discloser making YES:
  disclosures in respect of any other party to the offer? SPIRE HEALTHCARE GROUP PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       10p ordinary
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 6,350,572 0.86% 7,774,144 1.05%
           
(2) Cash-settled derivatives:
2,384,376 0.32% 2,106,945 0.29%
           
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
           
(4)
TOTAL: 8,734,948 1.18% 9,881,089 1.34%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
10p ordinary Purchase 9 112.6500 ZAR
10p ordinary Purchase 84 112.5400 ZAR
10p ordinary Purchase 141 112.8000 ZAR
10p ordinary Purchase 155 6.0000 GBP
10p ordinary Purchase 169 5.9500 GBP
10p ordinary Purchase 184 112.8200 ZAR
10p ordinary Purchase 185 112.0000 ZAR
10p ordinary Purchase 279 112.8100 ZAR
10p ordinary Purchase 435 5.9575 GBP
10p ordinary Purchase 510 5.9900 GBP
10p ordinary Purchase 539 5.9925 GBP
10p ordinary Purchase 568 5.9675 GBP
10p ordinary Purchase 589 5.9390 GBP
10p ordinary Purchase 661 112.8600 ZAR
10p ordinary Purchase 701 5.9650 GBP
10p ordinary Purchase 747 5.9875 GBP
10p ordinary Purchase 749 112.7100 ZAR
10p ordinary Purchase 963 112.7400 ZAR
10p ordinary Purchase 1,052 5.9950 GBP
10p ordinary Purchase 1,108 6.0025 GBP
10p ordinary Purchase 1,111 5.9825 GBP
10p ordinary Purchase 1,508 112.7500 ZAR
10p ordinary Purchase 1,895 5.9700 GBP
10p ordinary Purchase 1,900 5.9775 GBP
10p ordinary Purchase 2,000 112.5100 ZAR
10p ordinary Purchase 2,307 5.9850 GBP
10p ordinary Purchase 2,345 5.9725 GBP
10p ordinary Purchase 2,462 5.9820 GBP
10p ordinary Purchase 2,993 5.9800 GBP
10p ordinary Purchase 3,000 112.4800 ZAR
10p ordinary Purchase 3,467 5.9771 GBP
10p ordinary Purchase 4,000 112.6400 ZAR
10p ordinary Purchase 4,190 112.9000 ZAR
10p ordinary Purchase 6,858 5.9805 GBP
10p ordinary Purchase 7,416 5.9793 GBP
10p ordinary Purchase 7,884 5.9837 GBP
10p ordinary Purchase 11,742 5.9750 GBP
10p ordinary Purchase 12,331 5.9798 GBP
10p ordinary Purchase 38,448 112.5943 ZAR
10p ordinary Purchase 38,507 5.9772 GBP
10p ordinary Purchase 54,145 112.5000 ZAR
10p ordinary Purchase 82,827 5.9726 GBP
10p ordinary Sale 3 112.9700 ZAR
10p ordinary Sale 5 112.0700 ZAR
10p ordinary Sale 32 112.3200 ZAR
10p ordinary Sale 61 113.0100 ZAR
10p ordinary Sale 76 112.3900 ZAR
10p ordinary Sale 107 112.5200 ZAR
10p ordinary Sale 153 112.7800 ZAR
10p ordinary Sale 155 6.0000 GBP
10p ordinary Sale 166 112.7600 ZAR
10p ordinary Sale 169 5.9500 GBP
10p ordinary Sale 173 112.9600 ZAR
10p ordinary Sale 190 5.9733 GBP
10p ordinary Sale 217 112.4600 ZAR
10p ordinary Sale 242 5.9650 GBP
10p ordinary Sale 247 112.8700 ZAR
10p ordinary Sale 314 112.8000 ZAR
10p ordinary Sale 411 5.9761 GBP
10p ordinary Sale 435 5.9575 GBP
10p ordinary Sale 450 5.9888 GBP
10p ordinary Sale 452 112.4500 ZAR
10p ordinary Sale 472 112.7000 ZAR
10p ordinary Sale 491 112.4200 ZAR
10p ordinary Sale 494 112.5600 ZAR
10p ordinary Sale 494 112.6800 ZAR
10p ordinary Sale 496 112.7100 ZAR
10p ordinary Sale 510 5.9900 GBP
10p ordinary Sale 519 112.3300 ZAR
10p ordinary Sale 527 5.9746 GBP
10p ordinary Sale 538 112.8400 ZAR
10p ordinary Sale 539 5.9925 GBP
10p ordinary Sale 551 112.9400 ZAR
10p ordinary Sale 552 112.6100 ZAR
10p ordinary Sale 564 112.5400 ZAR
10p ordinary Sale 568 112.0600 ZAR
10p ordinary Sale 568 5.9675 GBP
10p ordinary Sale 603 112.4700 ZAR
10p ordinary Sale 614 112.4400 ZAR
10p ordinary Sale 747 5.9875 GBP
10p ordinary Sale 768 5.9749 GBP
10p ordinary Sale 798 5.9651 GBP
10p ordinary Sale 898 112.5900 ZAR
10p ordinary Sale 922 112.4800 ZAR
10p ordinary Sale 1,032 112.9500 ZAR
10p ordinary Sale 1,045 112.7300 ZAR
10p ordinary Sale 1,052 5.9950 GBP
10p ordinary Sale 1,108 6.0025 GBP
10p ordinary Sale 1,214 5.9825 GBP
10p ordinary Sale 1,308 112.6200 ZAR
10p ordinary Sale 1,343 112.8200 ZAR
10p ordinary Sale 1,386 5.9547 GBP
10p ordinary Sale 1,499 5.9750 GBP
10p ordinary Sale 1,505 112.7200 ZAR
10p ordinary Sale 1,563 112.6400 ZAR
10p ordinary Sale 1,594 112.4900 ZAR
10p ordinary Sale 1,632 112.8900 ZAR
10p ordinary Sale 1,745 112.8600 ZAR
10p ordinary Sale 1,821 112.6900 ZAR
10p ordinary Sale 1,865 112.5000 ZAR
10p ordinary Sale 1,895 5.9700 GBP
10p ordinary Sale 1,900 5.9775 GBP
10p ordinary Sale 2,000 112.2600 ZAR
10p ordinary Sale 2,000 112.8500 ZAR
10p ordinary Sale 2,000 112.0900 ZAR
10p ordinary Sale 2,000 112.6000 ZAR
10p ordinary Sale 2,165 112.6700 ZAR
10p ordinary Sale 2,208 5.9850 GBP
10p ordinary Sale 2,345 5.9725 GBP
10p ordinary Sale 2,600 5.9800 GBP
10p ordinary Sale 2,862 112.7500 ZAR
10p ordinary Sale 3,104 112.7700 ZAR
10p ordinary Sale 3,282 5.9704 GBP
10p ordinary Sale 3,486 112.5800 ZAR
10p ordinary Sale 3,749 112.7400 ZAR
10p ordinary Sale 4,122 112.5500 ZAR
10p ordinary Sale 4,664 112.6600 ZAR
10p ordinary Sale 5,035 112.5100 ZAR
10p ordinary Sale 5,342 5.9793 GBP
10p ordinary Sale 5,999 112.6500 ZAR
10p ordinary Sale 7,353 111.9900 ZAR
10p ordinary Sale 11,048 5.9755 GBP
10p ordinary Sale 16,421 112.5571 ZAR
10p ordinary Sale 18,505 5.9823 GBP
10p ordinary Sale 21,318 5.9814 GBP
10p ordinary Sale 25,166 5.9777 GBP
10p ordinary Sale 196,127 5.9736 GBP

(b) Cash-settled derivative transactions

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
10p ordinary SWAP Long 200 5.9749 GBP
10p ordinary CFD Long 798 5.9651 GBP
10p ordinary SWAP Long 1,386 5.9547 GBP
10p ordinary SWAP Long 1,517 5.9750 GBP
10p ordinary CFD Long 3,799 5.9591 GBP
10p ordinary SWAP Long 6,611 5.9837 GBP
10p ordinary CFD Long 7,967 111.9837 ZAR
10p ordinary SWAP Long 17,491 5.9825 GBP
10p ordinary SWAP Long 36,313 5.9813 GBP
10p ordinary SWAP Long 38,246 5.9803 GBP
10p ordinary CFD Long 43,452 5.9718 GBP
10p ordinary CFD Long 62,362 112.5985 ZAR
10p ordinary CFD Long 64,461 5.9647 GBP
10p ordinary SWAP Short 128 5.9789 GBP
10p ordinary CFD Short 651 5.9802 GBP
10p ordinary SWAP Short 818 5.9665 GBP
10p ordinary SWAP Short 2,883 5.9750 GBP
10p ordinary SWAP Short 4,003 5.9738 GBP
10p ordinary SWAP Short 5,673 5.9755 GBP
10p ordinary CFD Short 6,201 112.6729 ZAR
10p ordinary SWAP Short 6,494 5.9586 GBP
10p ordinary SWAP Short 6,807 5.9458 GBP
10p ordinary SWAP Short 12,331 5.9798 GBP
10p ordinary CFD Short 62,219 5.9770 GBP
10p ordinary CFD Short 64,604 112.5704 ZAR

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit   Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit

(ii) Exercise

Class of relevant security   Product description

e.g. call option

  Exercising/ exercised against   Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   NO
Date of disclosure: 15 Nov 2017
Contact name: Jay Supaya
Telephone number: 020 7773 0635

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

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