Form 8.3 - CARILLION PLC

Form 8.3 - CARILLION PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings are being disclosed:	Â	Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient	Â	Â
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Â	CARILLION PLC
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:	Â	Â
(e) Date position held/dealing undertaken:	Â	29 July 2014
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?	Â	YES: BALFOUR BEATTY PLC

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests		Â		Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		433,685		0.10%		4,324,036		1.00%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		4,079,527		0.95%		250,384		0.06%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)
		TOTAL:		4,513,212		1.05%		4,574,420		1.06%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit	Â
security		Â		securities		Â
ORD		Purchase		113		3.6030 GBP
ORD		Purchase		115		3.5800 GBP
ORD		Purchase		320		3.5730 GBP
ORD		Purchase		613		3.5560 GBP
ORD		Purchase		1,902		3.5980 GBP
ORD		Purchase		3,022		3.5927 GBP
ORD		Purchase		5,164		3.5962 GBP
ORD		Purchase		6,961		3.5908 GBP
ORD		Purchase		18,122		3.5777 GBP
ORD		Purchase		20,358		3.5830 GBP
ORD		Purchase		44,960		3.5888 GBP
ORD		Purchase		55,469		3.5875 GBP
ORD		Purchase		68,393		3.5747 GBP
ORD		Sale		113		3.6030 GBP
ORD		Sale		115		3.5800 GBP
ORD		Sale		176		3.6026 GBP
ORD		Sale		320		3.5730 GBP
ORD		Sale		613		3.5560 GBP
ORD		Sale		951		3.5980 GBP
ORD		Sale		1,369		3.6000 GBP
ORD		Sale		1,539		3.5761 GBP
ORD		Sale		2,666		3.5699 GBP
ORD		Sale		15,808		3.5851 GBP
ORD		Sale		18,664		3.5736 GBP
ORD		Sale		21,355		3.6005 GBP
ORD		Sale		28,460		3.5852 GBP
ORD		Sale		28,610		3.5882 GBP
ORD		Sale		49,151		3.5755 GBP
									Â
(b)		Derivatives transactions (other than options)		Â		Â		Â
Class of		Product		Nature of dealing		Number of		Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		2,151		3.6000 GBP
ORD		CFD		Long		5,394		3.5647 GBP
ORD		CFD		Long		13,657		3.5828 GBP
ORD		SWAP		Long		14,349		3.6004 GBP
ORD		SWAP		Long		27,822		3.5899 GBP
ORD		SWAP		Long		80,011		3.5813 GBP
ORD		CFD		Short		528		3.5851 GBP
ORD		CFD		Short		3,022		3.5927 GBP
ORD		CFD		Short		4,438		3.5618 GBP
ORD		CFD		Short		8,869		3.6216 GBP
ORD		CFD		Short		53,931		3.5856 GBP
ORD		SWAP		Short		69,500		3.5794 GBP
ORD		SWAP		Short		80,114		3.5819 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:	30 July 2014
Contact name:	Rajesh Muthanna
Telephone number:	020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.