Form 8.3 - CARILLION PLC

Form 8.3 - CARILLION PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Identity of the person whose positions/dealings	Â	Barclays PLC.
Â		are being disclosed:		Â
(b)		Owner or controller of interest and short
Â		positions disclosed, if different from 1(a):		Â
(c)		Name of offeror/offeree in relation to whose		CARILLION PLC
Â		relevant securities this form relates:		Â
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
Â		offeror/offeree:		Â
(e)		Date position held/dealing undertaken:		4 August 2014
(f)		Has the discloser previously disclosed, or are		YES:
		they today disclosing, under the Code in respect		BALFOUR BEATTY PLC
Â		of any other party to this offer?		Â

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD	Â	Â	Â	Â	Â	Â
				Interests				Short Positions
Â		Â		Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		438,397		0.10%		3,928,803		0.91%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		3,684,642		0.86%		286,074		0.07%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
(4)
		TOTAL:		4,123,039		0.96%		4,214,877		0.98%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		118		3.2790 GBP
ORD		Purchase		126		3.2860 GBP
ORD		Purchase		826		3.2945 GBP
ORD		Purchase		935		3.3150 GBP
ORD		Purchase		1,138		3.2900 GBP
ORD		Purchase		2,040		3.3010 GBP
ORD		Purchase		2,090		3.3070 GBP
ORD		Purchase		2,483		3.3000 GBP
ORD		Purchase		2,779		3.2929 GBP
ORD		Purchase		3,162		3.3020 GBP
ORD		Purchase		15,104		3.2974 GBP
ORD		Purchase		19,991		3.3065 GBP
ORD		Purchase		24,768		3.2970 GBP
ORD		Purchase		29,162		3.2964 GBP
ORD		Purchase		35,447		3.2963 GBP
ORD		Purchase		40,564		3.2989 GBP
ORD		Purchase		76,465		3.3033 GBP
ORD		Sale		118		3.2790 GBP
ORD		Sale		126		3.2860 GBP
ORD		Sale		826		3.2945 GBP
ORD		Sale		935		3.3150 GBP
ORD		Sale		1,045		3.3070 GBP
ORD		Sale		1,138		3.2900 GBP
ORD		Sale		2,040		3.3010 GBP
ORD		Sale		2,483		3.3000 GBP
ORD		Sale		2,775		3.2996 GBP
ORD		Sale		3,162		3.3020 GBP
ORD		Sale		4,057		3.3032 GBP
ORD		Sale		5,177		3.3007 GBP
ORD		Sale		7,349		3.2962 GBP
ORD		Sale		12,987		3.3025 GBP
ORD		Sale		18,110		3.2977 GBP
ORD		Sale		31,097		3.2997 GBP
ORD		Sale		32,917		3.2992 GBP
ORD		Sale		40,430		3.2987 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		CFD		Long		2,024		3.2869 GBP
ORD		SWAP		Long		14,510		3.3092 GBP
ORD		SWAP		Long		21,838		3.3029 GBP
ORD		SWAP		Long		70,370		3.2977 GBP
ORD		SWAP		Short		1,700		3.2926 GBP
ORD		CFD		Short		4,587		3.3095 GBP
ORD		SWAP		Short		6,279		3.2937 GBP
ORD		SWAP		Short		12,316		3.2895 GBP
ORD		CFD		Short		12,616		3.2977 GBP
ORD		SWAP		Short		12,616		3.2977 GBP
ORD		CFD		Short		30,363		3.2993 GBP
ORD		CFD		Short		63,705		3.3032 GBP
ORD		SWAP		Short		79,367		3.3026 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		5 Aug 2014
Contact name:		Rajesh Muthanna
Telephone number:		020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.