Form 8.3 - CARILLION PLC

Form 8.3 - CARILLION PLC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)	Â	Identity of the person whose positions/dealings	Â	Barclays PLC.
Â		are being disclosed:		Â
(b)		Owner or controller of interest and short
Â		positions disclosed, if different from 1(a):		Â
(c)		Name of offeror/offeree in relation to whose		CARILLION PLC
Â		relevant securities this form relates:		Â
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
Â		offeror/offeree:		Â
(e)		Date position held/dealing undertaken:		30 July 2014
(f)		Has the discloser previously disclosed, or are		YES:
		they today disclosing, under the Code in respect		BALFOUR BEATTY PLC
Â		of any other party to this offer?		Â

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Â	Â	Â	ORD
				Interests			Â	Short Positions
Â		Â		Number	Â	(%)		Number	Â	(%)
(1)		Relevant securities owned
		and/or controlled:		417,267		0.10%		4,215,605		0.98%
Â		Â		Â		Â		Â		Â
(2)		Derivatives (other than
		options):		3,932,622		0.91%		241,713		0.06%
Â		Â		Â		Â		Â		Â
(3)		Options and agreements to
		purchase/sell:		0		0.00%		0		0.00%
Â		Â		Â		Â		Â		Â
											Â
		TOTAL:		4,349,889		1.01%		4,457,318		1.04%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:	Â
Details, including nature of the rights concerned and relevant percentages:	Â

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant	Â	Purchase/sale	Â	Number of	Â	Price per unit
security		Â		securities		Â
ORD		Purchase		54		3.5440 GBP
ORD		Purchase		863		3.5200 GBP
ORD		Purchase		1,121		3.5270 GBP
ORD		Purchase		1,314		3.5320 GBP
ORD		Purchase		1,987		3.5498 GBP
ORD		Purchase		2,102		3.5395 GBP
ORD		Purchase		2,255		3.5357 GBP
ORD		Purchase		3,298		3.5271 GBP
ORD		Purchase		5,453		3.5404 GBP
ORD		Purchase		6,265		3.5305 GBP
ORD		Purchase		13,198		3.5301 GBP
ORD		Purchase		14,393		3.5298 GBP
ORD		Purchase		14,589		3.5316 GBP
ORD		Purchase		21,473		3.5330 GBP
ORD		Purchase		28,352		3.5278 GBP
ORD		Purchase		42,828		3.5327 GBP
ORD		Sale		54		3.5440 GBP
ORD		Sale		691		3.5340 GBP
ORD		Sale		750		3.5406 GBP
ORD		Sale		863		3.5200 GBP
ORD		Sale		1,121		3.5270 GBP
ORD		Sale		1,314		3.5320 GBP
ORD		Sale		1,551		3.5348 GBP
ORD		Sale		1,900		3.5450 GBP
ORD		Sale		5,600		3.5323 GBP
ORD		Sale		7,237		3.5229 GBP
ORD		Sale		8,598		3.5310 GBP
ORD		Sale		9,825		3.5298 GBP
ORD		Sale		13,765		3.5369 GBP
ORD		Sale		28,479		3.5377 GBP
ORD		Sale		28,809		3.5328 GBP

(b) Derivatives transactions (other than options)

Class of	Â	Product	Â	Nature of dealing	Â	Number of	Â	Price per
relevant		description				reference		unit
security		Â		Â		securities		Â
ORD		SWAP		Long		1,900		3.5446 GBP
ORD		SWAP		Long		3,600		3.5345 GBP
ORD		SWAP		Long		6,600		3.5365 GBP
ORD		SWAP		Long		7,237		3.5229 GBP
ORD		CFD		Long		9,825		3.5298 GBP
ORD		SWAP		Long		12,962		3.5344 GBP
ORD		SWAP		Long		16,867		3.5334 GBP
ORD		SWAP		Long		36,624		3.5364 GBP
ORD		SWAP		Short		400		3.5210 GBP
ORD		SWAP		Short		1,000		3.5202 GBP
ORD		SWAP		Short		2,000		3.5209 GBP
ORD		CFD		Short		2,492		3.5574 GBP
ORD		CFD		Short		2,102		3.5395 GBP
ORD		CFD		Short		6,265		3.5305 GBP
ORD		CFD		Short		9,004		3.5320 GBP
ORD		CFD		Short		10,100		3.5256 GBP
ORD		SWAP		Short		14,900		3.5263 GBP
ORD		CFD		Short		19,370		3.5333 GBP
ORD		SWAP		Short		36,557		3.5318 GBP
ORD		CFD		Short		53,211		3.5344 GBP
ORD		CFD		Short		33,423		3.5326 GBP

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class of relevant security

Â

Product description e.g. call option

Â

Writing, purchasing, selling, varying etc.

Â

Number of securities to which option relates

Â

Exercise price per unit

Â

Type e.g. American, European etc.

Â

Expiry date

Â

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Â

Product description e.g. call option

Â

Number of securities

Â

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Â

Nature of dealing e.g. subscription, conversion

Â

Details

Â

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?	Â	NO
Date of disclosure:		31 Jul 2014
Contact name:		Rajesh Muthanna
Telephone number:		020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on [phone].

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.