Form 8 (DD) - Equinix Inc

Form 8 (DD) - Equinix Inc

BARCLAYS PLC

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:   Barclays Plc
(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.

 
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Equinix Inc

(d) Status of person making the disclosure:

e.g. offeror, offeree, person acting in concert with the offeror/offeree (specify name of offeror/offeree)

Connected to Telecity Group plc
(e) Date dealing undertaken: 21 August 2015
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state “N/A”

YES / NO / N/A

If YES, specify which:

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

Class of relevant security:    

 

Interests   Short positions
Number   % Number   %
(1) Relevant securities owned and/or controlled: 585 0.00

0

0.00
(2) Cash-settled derivatives: 89,966 0.16 0 0.00
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 20,949 0.04 24,980 0.04

TOTAL:

111,500 0.20 24,980 0.04

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

3. DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

(i) Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

Class of relevant security Purchase/sale Number of securities Price per unit (in USD)

(ii) Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

Class of relevant security Purchases/ sales Total number of securities Highest price per unit paid/received Lowest price per unit paid/received

(b) Cash-settled derivative transactions

Class of relevant security Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities Price per unit

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security   Product description e.g. call option   Writing, purchasing, selling, varying etc.   Number of securities to which option relates   Exercise price per unit

(USD)

  Type

e.g. American, European etc.

  Expiry date   Option money paid/ received per unit (USD)
USD 0.001 Call Option Purchasing 1,000 290 American 21082015 8.5000
USD 0.001 Call Option Selling 800 280 American 21082015 5.2875
USD 0.001 Call Option Selling 103 165 American 21082015 122.8000
USD 0.001 Put Option Purchasing 100 290 American 15012016 27.0000
USD 0.001 Put Option Selling 500 230 American 18092015 0.6500
USD 0.001 Put Option Selling 1,000 270 American 18092015 5.4000
USD 0.001 Put Option Purchasing 1,000 220 American 15012016 2.7500

(ii) Exercise

Class of relevant security Product description

e.g. call option

Exercising/ exercised against Number of securities Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security Nature of dealing

e.g. subscription, conversion

Details Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the party to the offer or person acting in concert making the disclosure and any other person:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the party to the offer or person acting in concert making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

(c) Attachments

Are any Supplemental Forms attached?

Supplemental Form 8 (Open Positions) YES/NO
Supplemental Form 8 (SBL) YES/NO
Date of disclosure:   24 August 2015
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Full name of person making disclosure: Barclays Plc
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: Equinix Inc

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security Product description e.g. call option Written or purchased Number of securities to which option or derivative relates Exercise price per unit

(USD)

Type

e.g. American, European etc.

Expiry date
USD 0.001 Call Options Purchased 190 American 15012016 200
USD 0.001 Call Options Purchased 220 American 18122015 100
USD 0.001 Call Options Purchased 230 American 15012016 103
USD 0.001 Call Options Purchased 240 American 15012016 200
USD 0.001 Call Options Purchased 260 American 15012016 300
USD 0.001 Call Options Purchased 270 American 15012016 1000
USD 0.001 Call Options Purchased 290 American 18092015 100
USD 0.001 Call Options Purchased 290 American 18122015 1000
USD 0.001 Call Options Written 160 American 15012016 -309
USD 0.001 Call Options Written 200 American 15012016 -409
USD 0.001 Call Options Written 270 American 18092015 -300
USD 0.001 Call Options Written 280 American 18092015 -400
USD 0.001 Call Options Written 290 American 18032016 -500
USD 0.001 Call Options Written 320 American 18032016 -1000
USD 0.001 Put Options Purchased 105 American 15012016 -824
USD 0.001 Put Options Purchased 180 American 15012016 -4738
USD 0.001 Put Options Purchased 180 American 18122015 -100
USD 0.001 Put Options Purchased 210 American 15012016 -2000
USD 0.001 Put Options Purchased 220 American 15012016 -1000
USD 0.001 Put Options Purchased 220 American 18122015 -100
USD 0.001 Put Options Purchased 230 American 18122015 -2500
USD 0.001 Put Options Purchased 240 American 18092015 -4400
USD 0.001 Put Options Purchased 240 American 18122015 -1100
USD 0.001 Put Options Purchased 260 American 15012016 -1200
USD 0.001 Put Options Purchased 270 American 15012016 -1100
USD 0.001 Put Options Purchased 280 American 18092015 -2400
USD 0.001 Put Options Purchased 290 American 15012016 -100
USD 0.001 Put Options Purchased 290 American 18122015 -100
USD 0.001 Put Options Purchased 300 American 18092015 -100
USD 0.001 Put Options Purchased 310 American 15012016 -100
USD 0.001 Put Options Purchased 340 American 18122015 -100
USD 0.001 Put Options Purchased 350 American 18122015 -100
USD 0.001 Put Options Written 95 American 15012016 309
USD 0.001 Put Options Written 115 American 15012016 206
USD 0.001 Put Options Written 120 American 15012016 515
USD 0.001 Put Options Written 150 American 18092015 200
USD 0.001 Put Options Written 155 American 15012016 500
USD 0.001 Put Options Written 155 American 18092015 1300
USD 0.001 Put Options Written 165 American 15012016 1500
USD 0.001 Put Options Written 175 American 15012016 618
USD 0.001 Put Options Written 200 American 15012016 200
USD 0.001 Put Options Written 220 American 15012016 103
USD 0.001 Put Options Written 230 American 15012016 4014
USD 0.001 Put Options Written 230 American 18092015 300
USD 0.001 Put Options Written 240 American 15012016 103
USD 0.001 Put Options Written 250 American 15012016 1442
USD 0.001 Put Options Written 260 American 18092015 2700
USD 0.001 Put Options Written 260 American 18122015 100
USD 0.001 Put Options Written 270 American 18092015 2400
USD 0.001 Put Options Written 280 American 15012016 1030
USD 0.001 Put Options Written 300 American 15012016 200
USD 0.001 Put Options Written 310 American 15012016 206

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Barclays (BARC)
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