Form 8.3 - AbbVie
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) Identity of the person whose positions/dealings are being disclosed: | Â |
Barclays PLC. |
(b) Owner or controller of interests and short positions disclosed,
if different from 1(a):
The naming of nominee or vehicle companies is insufficient |
 |
 |
(c) Name of offeror/offeree in relation to whose relevant securities
this form relates:
Use a separate form for each offeror/offeree |
 |
ABBVIE INC |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | Â | Â |
(e) Date position held/dealing undertaken: | Â |
14 October 2014 |
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | Â |
YES: SHIRE PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | Â | Â | ORD | Â | Â | Â | Â | Â | Â | |
Interests | Â | Short Positions | Â | ||||||||
 |  | Number | (%) | Number | (%) | ||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 5,039,358 | 0.32% | 4,770,969 | 0.30% | |||||||
 |  |  |  |  |  | ||||||
(2) | Derivatives (other than | ||||||||||
options): | 3,618,968 | 0.23% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 6,947,367 | 0.44% | 8,962,500 | 0.56% | |||||||
 |  |  |  |  |  | ||||||
(4) | |||||||||||
TOTAL: | 15,605,693 | 0.98% | 13,733,469 | 0.86% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | Â | ||
security | Â | securities | Â | ||||||
ORD | Purchase | 44 | 53.8700 USD | ||||||
ORD | Purchase | 75 | 53.5416 USD | ||||||
ORD | Purchase | 100 | 53.6000 USD | ||||||
ORD | Purchase | 100 | 53.6100 USD | ||||||
ORD | Purchase | 100 | 53.8050 USD | ||||||
ORD | Purchase | 100 | 54.2600 USD | ||||||
ORD | Purchase | 100 | 54.7000 USD | ||||||
ORD | Purchase | 134 | 54.6600 USD | ||||||
ORD | Purchase | 200 | 53.9400 USD | ||||||
ORD | Purchase | 200 | 54.3100 USD | ||||||
ORD | Purchase | 200 | 54.3350 USD | ||||||
ORD | Purchase | 213 | 54.0776 USD | ||||||
ORD | Purchase | 223 | 53.6599 USD | ||||||
ORD | Purchase | 235 | 54.2449 USD | ||||||
ORD | Purchase | 300 | 54.0600 USD | ||||||
ORD | Purchase | 300 | 54.1766 USD | ||||||
ORD | Purchase | 400 | 53.8200 USD | ||||||
ORD | Purchase | 400 | 54.0400 USD | ||||||
ORD | Purchase | 459 | 53.6600 USD | ||||||
ORD | Purchase | 500 | 54.6440 USD | ||||||
ORD | Purchase | 600 | 54.6433 USD | ||||||
ORD | Purchase | 694 | 54.6914 USD | ||||||
ORD | Purchase | 700 | 54.0814 USD | ||||||
ORD | Purchase | 700 | 54.1410 USD | ||||||
ORD | Purchase | 700 | 54.1850 USD | ||||||
ORD | Purchase | 800 | 53.6925 USD | ||||||
ORD | Purchase | 800 | 54.0637 USD | ||||||
ORD | Purchase | 1,300 | 53.5853 USD | ||||||
ORD | Purchase | 1,475 | 53.5838 USD | ||||||
ORD | Purchase | 1,700 | 53.7023 USD | ||||||
ORD | Purchase | 1,749 | 54.0800 USD | ||||||
ORD | Purchase | 1,935 | 53.7636 USD | ||||||
ORD | Purchase | 2,100 | 54.0728 USD | ||||||
ORD | Purchase | 2,313 | 54.2012 USD | ||||||
ORD | Purchase | 2,415 | 53.6200 USD | ||||||
ORD | Purchase | 2,443 | 53.7608 USD | ||||||
ORD | Purchase | 3,000 | 53.8424 USD | ||||||
ORD | Purchase | 3,200 | 54.1371 USD | ||||||
ORD | Purchase | 3,750 | 53.7652 USD | ||||||
ORD | Purchase | 4,067 | 54.1967 USD | ||||||
ORD | Purchase | 4,900 | 53.3317 USD | ||||||
ORD | Purchase | 4,980 | 54.1990 USD | ||||||
ORD | Purchase | 6,739 | 54.1083 USD | ||||||
ORD | Purchase | 7,720 | 53.6646 USD | ||||||
ORD | Purchase | 9,500 | 54.1799 USD | ||||||
ORD | Purchase | 9,599 | 54.2060 USD | ||||||
ORD | Purchase | 9,810 | 54.2656 USD | ||||||
ORD | Purchase | 10,370 | 54.1325 USD | ||||||
ORD | Purchase | 10,821 | 54.0052 USD | ||||||
ORD | Purchase | 10,900 | 54.1492 USD | ||||||
ORD | Purchase | 13,302 | 53.7136 USD | ||||||
ORD | Purchase | 13,983 | 53.8402 USD | ||||||
ORD | Purchase | 14,971 | 54.1859 USD | ||||||
ORD | Purchase | 15,500 | 54.3774 USD | ||||||
ORD | Purchase | 15,636 | 53.2358 USD | ||||||
ORD | Purchase | 15,910 | 53.8657 USD | ||||||
ORD | Purchase | 16,289 | 54.2232 USD | ||||||
ORD | Purchase | 18,800 | 54.3980 USD | ||||||
ORD | Purchase | 19,300 | 54.1757 USD | ||||||
ORD | Purchase | 21,758 | 54.0009 USD | ||||||
ORD | Purchase | 21,789 | 54.1624 USD | ||||||
ORD | Purchase | 23,000 | 53.9797 USD | ||||||
ORD | Purchase | 32,634 | 54.1998 USD | ||||||
ORD | Purchase | 39,120 | 54.0453 USD | ||||||
ORD | Purchase | 40,300 | 54.0663 USD | ||||||
ORD | Purchase | 43,037 | 54.1874 USD | ||||||
ORD | Purchase | 52,918 | 54.4068 USD | ||||||
ORD | Purchase | 60,102 | 53.9751 USD | ||||||
ORD | Purchase | 76,654 | 54.0584 USD | ||||||
ORD | Purchase | 80,861 | 54.0319 USD | ||||||
ORD | Purchase | 158,057 | 54.1205 USD | ||||||
ORD | Purchase | 401,913 | 54.1714 USD | ||||||
ORD | Purchase | 2,352,396 | 54.1300 USD | ||||||
ORD | Sale | 37 | 53.8948 USD | ||||||
ORD | Sale | 100 | 53.5100 USD | ||||||
ORD | Sale | 100 | 53.9000 USD | ||||||
ORD | Sale | 100 | 54.2150 USD | ||||||
ORD | Sale | 100 | 54.3200 USD | ||||||
ORD | Sale | 100 | 54.3500 USD | ||||||
ORD | Sale | 100 | 54.3650 USD | ||||||
ORD | Sale | 100 | 54.5500 USD | ||||||
ORD | Sale | 100 | 54.6200 USD | ||||||
ORD | Sale | 100 | 54.7150 USD | ||||||
ORD | Sale | 134 | 54.6600 USD | ||||||
ORD | Sale | 158 | 54.3389 USD | ||||||
ORD | Sale | 180 | 53.6888 USD | ||||||
ORD | Sale | 200 | 53.7300 USD | ||||||
ORD | Sale | 200 | 54.0625 USD | ||||||
ORD | Sale | 200 | 54.3150 USD | ||||||
ORD | Sale | 200 | 54.6475 USD | ||||||
ORD | Sale | 200 | 54.7600 USD | ||||||
ORD | Sale | 235 | 54.0144 USD | ||||||
ORD | Sale | 254 | 54.0768 USD | ||||||
ORD | Sale | 286 | 54.6981 USD | ||||||
ORD | Sale | 300 | 54.1166 USD | ||||||
ORD | Sale | 300 | 54.1633 USD | ||||||
ORD | Sale | 300 | 54.3400 USD | ||||||
ORD | Sale | 300 | 54.3416 USD | ||||||
ORD | Sale | 300 | 54.4233 USD | ||||||
ORD | Sale | 300 | 54.6950 USD | ||||||
ORD | Sale | 347 | 54.6900 USD | ||||||
ORD | Sale | 347 | 54.6914 USD | ||||||
ORD | Sale | 393 | 53.6905 USD | ||||||
ORD | Sale | 400 | 54.6612 USD | ||||||
ORD | Sale | 417 | 54.1344 USD | ||||||
ORD | Sale | 420 | 53.6880 USD | ||||||
ORD | Sale | 427 | 54.4102 USD | ||||||
ORD | Sale | 446 | 54.1703 USD | ||||||
ORD | Sale | 482 | 54.2844 USD | ||||||
ORD | Sale | 499 | 54.2131 USD | ||||||
ORD | Sale | 500 | 54.2090 USD | ||||||
ORD | Sale | 505 | 53.8190 USD | ||||||
ORD | Sale | 582 | 54.2820 USD | ||||||
ORD | Sale | 637 | 54.1494 USD | ||||||
ORD | Sale | 682 | 53.6599 USD | ||||||
ORD | Sale | 700 | 53.9550 USD | ||||||
ORD | Sale | 800 | 54.3775 USD | ||||||
ORD | Sale | 900 | 54.6633 USD | ||||||
ORD | Sale | 1,101 | 54.6319 USD | ||||||
ORD | Sale | 1,235 | 54.1026 USD | ||||||
ORD | Sale | 1,282 | 54.1500 USD | ||||||
ORD | Sale | 1,300 | 54.6400 USD | ||||||
ORD | Sale | 1,400 | 54.1410 USD | ||||||
ORD | Sale | 1,500 | 54.0613 USD | ||||||
ORD | Sale | 1,700 | 54.1324 USD | ||||||
ORD | Sale | 1,770 | 54.0978 USD | ||||||
ORD | Sale | 1,799 | 54.5651 USD | ||||||
ORD | Sale | 1,867 | 54.1728 USD | ||||||
ORD | Sale | 1,900 | 54.6373 USD | ||||||
ORD | Sale | 2,000 | 54.0510 USD | ||||||
ORD | Sale | 2,000 | 54.6560 USD | ||||||
ORD | Sale | 2,003 | 54.6552 USD | ||||||
ORD | Sale | 2,415 | 53.6200 USD | ||||||
ORD | Sale | 2,500 | 54.6052 USD | ||||||
ORD | Sale | 2,776 | 53.9566 USD | ||||||
ORD | Sale | 2,881 | 54.5556 USD | ||||||
ORD | Sale | 3,014 | 54.2717 USD | ||||||
ORD | Sale | 3,050 | 53.5878 USD | ||||||
ORD | Sale | 3,180 | 54.1887 USD | ||||||
ORD | Sale | 3,187 | 54.1487 USD | ||||||
ORD | Sale | 3,465 | 54.6412 USD | ||||||
ORD | Sale | 3,481 | 54.5520 USD | ||||||
ORD | Sale | 3,555 | 54.3294 USD | ||||||
ORD | Sale | 3,800 | 54.0351 USD | ||||||
ORD | Sale | 3,800 | 54.3393 USD | ||||||
ORD | Sale | 3,900 | 53.1201 USD | ||||||
ORD | Sale | 3,900 | 54.2403 USD | ||||||
ORD | Sale | 4,114 | 54.0135 USD | ||||||
ORD | Sale | 4,700 | 54.1760 USD | ||||||
ORD | Sale | 4,800 | 54.1838 USD | ||||||
ORD | Sale | 5,256 | 54.1415 USD | ||||||
ORD | Sale | 5,473 | 54.2140 USD | ||||||
ORD | Sale | 5,535 | 54.1325 USD | ||||||
ORD | Sale | 5,575 | 54.4627 USD | ||||||
ORD | Sale | 6,277 | 54.0762 USD | ||||||
ORD | Sale | 6,376 | 54.4664 USD | ||||||
ORD | Sale | 6,742 | 54.5259 USD | ||||||
ORD | Sale | 8,700 | 54.5290 USD | ||||||
ORD | Sale | 10,200 | 53.8152 USD | ||||||
ORD | Sale | 10,200 | 54.0922 USD | ||||||
ORD | Sale | 10,240 | 54.3864 USD | ||||||
ORD | Sale | 10,576 | 54.4232 USD | ||||||
ORD | Sale | 11,400 | 54.1144 USD | ||||||
ORD | Sale | 11,400 | 54.3883 USD | ||||||
ORD | Sale | 14,704 | 54.6231 USD | ||||||
ORD | Sale | 15,223 | 54.6003 USD | ||||||
ORD | Sale | 16,300 | 54.3823 USD | ||||||
ORD | Sale | 16,400 | 53.8823 USD | ||||||
ORD | Sale | 21,700 | 54.0000 USD | ||||||
ORD | Sale | 22,676 | 54.1828 USD | ||||||
ORD | Sale | 23,399 | 54.1811 USD | ||||||
ORD | Sale | 23,683 | 54.4871 USD | ||||||
ORD | Sale | 25,900 | 54.1893 USD | ||||||
ORD | Sale | 27,092 | 54.2196 USD | ||||||
ORD | Sale | 45,061 | 53.9896 USD | ||||||
ORD | Sale | 48,550 | 54.1239 USD | ||||||
ORD | Sale | 50,000 | 53.5184 USD | ||||||
ORD | Sale | 52,900 | 53.7665 USD | ||||||
ORD | Sale | 55,311 | 53.8833 USD | ||||||
ORD | Sale | 124,729 | 54.1535 USD | ||||||
ORD | Sale | 152,804 | 54.1213 USD | ||||||
ORD | Sale | 195,397 | 54.0444 USD | ||||||
ORD | Sale | 196,495 | 54.2497 USD | ||||||
ORD | Sale | 2,364,663 | 54.1300 USD | ||||||
 | |||||||||
(b) | Derivatives transactions (other than options) | Â | Â | Â | |||||
Class of | Product | Nature of dealing | Number of | Price per | |||||
relevant | description | reference | unit | ||||||
security | Â | Â | securities | Â | |||||
ORD | SWAP | Long | 1,602 | 58.6900 USD | |||||
ORD | SWAP | Long | 66,340 | 53.7553 USD |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | Â | Option | |
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
 |  |  | relates |  |  |  |  | ||||||||
ORD | Call Options | Purchasing | 21,600 | 60 USD | American | 17 Jan 2015 | 0.9415 USD | ||||||||
ORD | Call Options | Selling | 21,600 | 55 USD | American | 17 Jan 2015 | 2.5915 USD | ||||||||
ORD | Call Options | Selling | 20,000 | 57.5 USD | American | 20 Feb 2015 | 2.1500 USD | ||||||||
ORD | Call Options | Selling | 3,000 | 62.5 USD | American | 15 Jan 2016 | 3.1000 USD | ||||||||
ORD | Put Options | Purchasing | 300 | 47.5 USD | American | 15 May 2015 | 2.2500 USD | ||||||||
ORD | Put Options | Purchasing | 20,000 | 50 USD | American | 20 Feb 2015 | 2.2000 USD | ||||||||
ORD | Put Options | Purchasing | 200 | 55 USD | American | 17 Jan 2015 | 3.8600 USD | ||||||||
ORD | Put Options | Purchasing | 300 | 57.5 USD | American | 17 Jan 2015 | 5.3000 USD | ||||||||
ORD | Put Options | Selling | 200 | 50 USD | American | 17 Jan 2015 | 2.0500 USD | ||||||||
ORD | Put Options | Selling | 200 | 52.5 USD | American | 17 Jan 2015 | 2.6100 USD |
(ii) Exercising
Class of relevant security | Â |
Product description
e.g. call option |
 | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state “none†|
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? |
YES |
Date of disclosure: |
15 Oct 2014 |
Contact name: |
Rajesh Muthanna |
Telephone number: |
020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
Identity of person whose open positions are being disclosed: |
Barclays PLC. |
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: |
ABBVIE INC |
2. OPTIONS AND DERIVATIVES
Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | |
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
 |  |  | relates |  |  |  | |||||||
ORD | Put Options | Written | 1,009 | Â | European | 11 Jan 2016 | |||||||
ORD | Call Options | Purchased | 1,009 | Â | European | 11 Jan 2016 | |||||||
ORD | Put Options | Purchased | -50,000 | 30.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -100 | 32.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -61,600 | 32.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -14,100 | 35.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -202,000 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -8,300 | 37.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -7,900 | 40.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -2,900 | 40.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,200 | 42.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -3,300 | 42.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -5,500 | 42.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,000 | 42.5000 | American | 15 May 2015 | |||||||
ORD | Put Options | Purchased | -1,400 | 42.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -900 | 45.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -900 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -500 | 45.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -300 | 47.5000 | American | 15 May 2015 | |||||||
ORD | Put Options | Purchased | -42,900 | 50.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -69,100 | 50.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,100 | 50.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -4,100 | 52.5000 | American | 18 Oct 2014 | |||||||
ORD | Put Options | Purchased | -795,400 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -29,000 | 52.5000 | American | 16 Jan 2015 | |||||||
ORD | Put Options | Purchased | -198,300 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -200,000 | 53.5000 | American | 31 Oct 2014 | |||||||
ORD | Put Options | Purchased | -8,500 | 55.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -2,700 | 55.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -1,900 | 55.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,500 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -200 | 57.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,400 | 60.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -500 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -400 | 60.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -100 | 62.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -300 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -500 | 67.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,900 | 70.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 1,300 | 25.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 200 | 27.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 1,400 | 30.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 400 | 30.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 1,400 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 100 | 40.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 6,700 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 1,600 | 45.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 3,800 | 47.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 7,100 | 47.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 1,600 | 47.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 2,100 | 47.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 34,200 | 50.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 25,700 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 2,900 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 100 | 52.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 1,300 | 55.0000 | American | 18 Oct 2014 | |||||||
ORD | Put Options | Written | 7,900 | 55.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 100,000 | 56.0000 | American | 31 Oct 2014 | |||||||
ORD | Put Options | Written | 5,300 | 57.5000 | American | 18 Oct 2014 | |||||||
ORD | Put Options | Written | 168,600 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 800 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 100 | 47.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 5,500 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 5,000 | 50.0000 | American | 15 May 2015 | |||||||
ORD | Call Options | Purchased | 200 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 1,200 | 52.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 200 | 52.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 80,100 | 55.0000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Purchased | 154,100 | 55.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 12,500 | 55.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 255,700 | 55.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 304,100 | 55.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 200 | 57.0000 | American | 31 Oct 2014 | |||||||
ORD | Call Options | Purchased | 2,600 | 57.5000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Purchased | 4,049 | 57.5000 | American | 21 Nov 2014 | |||||||
ORD | Call Options | Purchased | 476,400 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 9,100 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 100 | 59.0000 | American | 31 Oct 2014 | |||||||
ORD | Call Options | Purchased | 11,400 | 60.0000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Purchased | 116,000 | 60.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 100 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 14,500 | 62.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 3,600 | 62.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 4,200 | 65.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 600 | 65.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 71,200 | 65.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 5,000,000 | 65.0000 | American | 19 Jun 2015 | |||||||
ORD | Call Options | Purchased | 15,700 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 300 | 67.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 300 | 67.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 9,200 | 67.5000 | American | 15 May 2015 | |||||||
ORD | Call Options | Purchased | 6,900 | 67.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 4,400 | 70.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 200 | 75.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 100 | 80.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -200 | 32.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -100 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -100 | 37.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -7,600 | 40.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -300 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -1,100 | 45.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -800 | 47.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100,000 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100 | 50.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -17,000 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Written | -2,700 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -800 | 52.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -11,100 | 55.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -122,900 | 55.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -5,000,000 | 55.0000 | American | 19 Jun 2015 | |||||||
ORD | Call Options | Written | -70,000 | 56.5000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Written | -100 | 56.5000 | American | 31 Oct 2014 | |||||||
ORD | Call Options | Written | -500 | 57.0000 | American | 14 Nov 2014 | |||||||
ORD | Call Options | Written | -8,500 | 57.5000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Written | -200 | 57.5000 | American | 31 Oct 2014 | |||||||
ORD | Call Options | Written | -42,600 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Written | -187,500 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -19,800 | 57.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -9,000 | 57.5000 | American | 15 May 2015 | |||||||
ORD | Call Options | Written | -1,600 | 58.0000 | American | 7 Nov 2014 | |||||||
ORD | Call Options | Written | -1,600 | 58.5000 | American | 7 Nov 2014 | |||||||
ORD | Call Options | Written | -1,600 | 59.0000 | American | 7 Nov 2014 | |||||||
ORD | Call Options | Written | -94,800 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -54,000 | 60.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -62,300 | 60.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -2,800 | 62.5000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Written | -29,000 | 62.5000 | American | 16 Jan 2015 | |||||||
ORD | Call Options | Written | -19,200 | 62.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -9,900 | 62.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -292,400 | 65.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -414,300 | 65.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -334,200 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -177,000 | 67.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -2,500 | 67.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -104,400 | 70.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -5,600 | 75.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -29,600 | 80.0000 | American | 15 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDsâ€) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.