Form 8.3 - ABBVIE PLC AMENDMENT

Form 8.3 - ABBVIE PLC AMENDMENT

BARCLAYS PLC

Ap19

FORM 8.3 Amendment to Sales

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	07 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,301,979	0.16%	4,091,192	0.28%
(2)	Derivatives (other than options):
		2,085,765	0.14%	516,901	0.04%
(3)	Options and agreements to
	purchase/sell:	1,261,200	0.09%	1,391,300	0.09%
	TOTAL:
		5,648,944	0.38%	5,999,393	0.41%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

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1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	1	77.1700 USD
Purchase	5	77.8450 USD
Purchase	11	77.6700 USD
Purchase	27	77.6600 USD
Purchase	28	77.7000 USD
Purchase	60	77.2433 USD
Purchase	100	77.2750 USD
Purchase	100	77.0000 USD
Purchase	100	77.3000 USD
Purchase	100	77.6900 USD
Purchase	100	77.6400 USD
Purchase	108	77.4392 USD
Purchase	138	77.1825 USD
Purchase	138	76.1859 USD
Purchase	151	77.5474 USD
Purchase	185	77.3300 USD
Purchase	200	77.6800 USD
Purchase	200	77.5700 USD
Purchase	200	76.7800 USD
Purchase	203	77.6627 USD
Purchase	258	77.5870 USD
Purchase	273	78.3800 USD
Purchase	285	77.3194 USD
Purchase	300	77.6833 USD
Purchase	300	77.5900 USD
Purchase	300	76.8833 USD
Purchase	308	77.6500 USD
Purchase	321	77.7561 USD
Purchase	400	77.5725 USD
Purchase	500	77.7300 USD
Purchase	528	77.6848 USD
Purchase	585	76.6101 USD
Purchase	620	78.0050 USD
Purchase	805	77.6185 USD
Purchase	849	77.6522 USD
Purchase	900	77.3866 USD
Purchase	960	77.6280 USD
Purchase	1,199	77.6466 USD
Purchase	1,293	77.6244 USD
Purchase	1,444	77.6346 USD
Purchase	1,463	77.6309 USD
Purchase	1,500	76.1212 USD
Purchase	1,642	77.6341 USD
Purchase	1,841	77.6571 USD
Purchase	2,294	76.8466 USD
Purchase	3,033	77.6415 USD
Purchase	3,700	77.0997 USD
Purchase	4,330	77.0464 USD
Purchase	4,666	76.6480 USD
Purchase	6,301	76.7823 USD
Purchase	6,772	77.3741 USD
Purchase	6,851	77.6336 USD
Purchase	7,200	76.9556 USD
Purchase	9,221	75.4625 USD
Purchase	10,400	76.2000 USD
Purchase	10,600	76.9676 USD
Purchase	16,520	76.7522 USD
Purchase	17,100	77.4009 USD
Purchase	17,500	77.0830 USD
Purchase	24,891	75.3997 USD
Purchase	32,308	75.3900 USD
Purchase	34,797	76.7287 USD
Purchase	37,167	76.9017 USD
Purchase	52,400	76.8948 USD
Purchase	100,024	77.3375 USD
Purchase	107,200	75.8759 USD
Purchase	186,571	75.4463 USD
Sale	1	77.1700 USD
Sale	4	77.6075 USD
Sale	13	77.5430 USD
Sale	15	77.4883 USD
Sale	35	77.0482 USD
Sale	60	75.3400 USD
Sale	64	77.3425 USD
Sale	91	77.4400 USD
Sale	91	78.3800 USD
Sale	100	76.4500 USD
Sale	100	76.4900 USD
Sale	100	75.9700 USD
Sale	100	77.4600 USD
Sale	100	76.9750 USD
Sale	100	76.9100 USD
Sale	100	75.4200 USD
Sale	100	77.0800 USD
Sale	100	76.5000 USD
Sale	100	76.7000 USD
Sale	100	77.7600 USD
Sale	100	76.6700 USD
Sale	100	75.3100 USD
Sale	103	75.6076 USD
Sale	105	77.7109 USD
Sale	112	76.9946 USD
Sale	125	77.4900 USD
Sale	140	76.0942 USD
Sale	181	77.6834 USD
Sale	189	76.4951 USD
Sale	200	77.2850 USD
Sale	200	76.1600 USD
Sale	200	76.1350 USD
Sale	200	77.6200 USD
Sale	200	76.2500 USD
Sale	218	76.9774 USD
Sale	230	77.1986 USD
Sale	232	76.9903 USD
Sale	276	77.1825 USD
Sale	288	75.8091 USD
Sale	299	77.3829 USD
Sale	300	76.9250 USD
Sale	300	76.8833 USD
Sale	300	77.5000 USD
Sale	300	77.4733 USD
Sale	300	75.9800 USD
Sale	301	77.8601 USD
Sale	304	77.1863 USD
Sale	329	76.9810 USD
Sale	337	77.5583 USD
Sale	344	77.6177 USD
Sale	400	75.9925 USD
Sale	420	76.7571 USD
Sale	461	77.0874 USD
Sale	495	77.0725 USD
Sale	570	77.3194 USD
Sale	599	76.9914 USD
Sale	600	77.2033 USD
Sale	601	76.9793 USD
Sale	620	78.0050 USD
Sale	708	77.3691 USD
Sale	744	77.8693 USD
Sale	800	77.5900 USD
Sale	800	76.8314 USD
Sale	802	76.8608 USD
Sale	829	76.7947 USD
Sale	850	77.1746 USD
Sale	949	77.1767 USD
Sale	1,056	77.6848 USD
Sale	1,069	77.1436 USD
Sale	1,095	77.1614 USD
Sale	1,100	76.0086 USD
Sale	1,400	77.1317 USD
Sale	1,494	75.6274 USD
Sale	1,521	77.0957 USD
Sale	1,650	77.3144 USD
Sale	1,700	75.7326 USD
Sale	1,956	77.0949 USD
Sale	2,442	75.8896 USD
Sale	2,550	76.0647 USD
Sale	2,596	77.1519 USD
Sale	3,136	76.7627 USD
Sale	3,396	77.2947 USD
Sale	3,482	77.4082 USD
Sale	3,968	75.9322 USD
Sale	4,926	77.1395 USD
Sale	5,186	77.0417 USD
Sale	5,300	76.9676 USD
Sale	5,429	76.0054 USD
Sale	5,682	75.9990 USD
Sale	6,740	76.0015 USD
Sale	9,402	76.0523 USD
Sale	9,685	76.1049 USD
Sale	10,500	76.2000 USD
Sale	10,901	75.8033 USD
Sale	11,599	75.9498 USD
Sale	15,536	77.4662 USD
Sale	18,700	77.4088 USD
Sale	20,000	77.6346 USD
Sale	23,300	76.8375 USD
Sale	24,891	75.3997 USD
Sale	28,600	76.9834 USD
Sale	28,701	77.3358 USD
Sale	37,941	75.3900 USD
Sale	40,946	77.4070 USD
Sale	46,903	75.7133 USD
Sale	51,600	76.9051 USD
Sale	249,433	75.7763 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	100	78 USD	American	19 Jun 2020	5.3500 USD
Call Option	Purchasing	5,000	90 USD	American	19 Jun 2020	1.2242 USD
Call Option	Purchasing	700	95 USD	American	19 Jun 2020	0.6185 USD
Call Option	Selling	5,100	75 USD	American	15 May 2020	4.8401 USD
Call Option	Selling	5,700	78 USD	American	15 May 2020	2.9533 USD
Call Option	Selling	2,500	78 USD	American	18 Sep 2020	6.1720 USD
Call Option	Selling	2,800	80 USD	American	15 May 2020	2.3525 USD
Call Option	Selling	200	88 USD	American	15 May 2020	0.5800 USD
Call Option	Selling	500	90 USD	American	21 Aug 2020	1.8500 USD
Call Option	Selling	1,000	93 USD	American	15 May 2020	0.2200 USD
Call Option	Selling	400	93 USD	American	18 Sep 2020	1.7700 USD
Call Option	Selling	4,000	95 USD	American	15 May 2020	0.1500 USD
Call Option	Selling	300	100 USD	American	15 May 2020	0.0600 USD
Put Option	Purchasing	500	60 USD	American	19 Jun 2020	1.5200 USD
Put Option	Purchasing	100	70 USD	American	21 Aug 2020	4.9500 USD
Put Option	Purchasing	200	80 USD	American	21 Aug 2020	9.7100 USD
Put Option	Selling	100	40 USD	American	21 Jan 2022	3.3600 USD
Put Option	Selling	100	55 USD	American	15 Jan 2021	3.3000 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	9 Apr 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	54,100	60.0000	American	Jun 19, 2020
Call Options	Purchased	5,500	97.5000	American	Jan 15, 2021
Call Options	Purchased	2,800	115.0000	American	Sep 18, 2020
Put Options	Written	2,700	75.0000	American	Jun 19, 2020
Put Options	Written	2,100	70.0000	American	May 15, 2020
Call Options	Purchased	6,300	105.0000	American	Apr 17, 2020
Put Options	Written	2,500	70.0000	American	Sep 18, 2020
Put Options	Written	9,300	80.0000	American	May 15, 2020
Call Options	Purchased	13,000	87.5000	American	May 15, 2020
Put Options	Written	1,200	85.0000	American	Jun 19, 2020
Call Options	Written	-2,800	120.0000	American	Jan 15, 2021
Call Options	Written	-7,200	90.0000	American	Jun 19, 2020
Call Options	Written	-1,900	135.0000	American	Jan 15, 2021
Call Options	Written	-1,100	82.5000	American	Jan 21, 2022
Put Options	Purchased	-2,200	50.0000	American	Jan 21, 2022
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Put Options	Purchased	-10,200	50.0000	American	Jan 15, 2021
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Call Options	Written	-5,000	80.0000	American	Jan 21, 2022
Put Options	Purchased	-48,100	85.0000	American	May 15, 2020
Call Options	Written	-3,700	130.0000	American	Jan 15, 2021
Call Options	Purchased	12,700	95.0000	American	May 15, 2020
Call Options	Purchased	8,900	95.0000	American	Sep 18, 2020
Put Options	Written	5,700	57.5000	American	Jan 15, 2021
Call Options	Purchased	4,700	85.0000	American	Aug 21, 2020
Put Options	Written	6,000	75.0000	American	Sep 18, 2020
Call Options	Purchased	100	77.5000	American	May 15, 2020
Put Options	Written	301,500	60.0000	American	Jan 15, 2021
Call Options	Purchased	2,800	72.5000	American	Jun 19, 2020
Call Options	Purchased	900	92.5000	American	May 15, 2020
Call Options	Written	-21,800	110.0000	American	Jan 15, 2021
Put Options	Purchased	-4,200	55.0000	American	Jan 15, 2021
Call Options	Written	-6,400	125.0000	American	Aug 21, 2020
Put Options	Purchased	-20,100	85.0000	American	Sep 18, 2020
Call Options	Written	-5,700	95.0000	American	Apr 17, 2020
Put Options	Purchased	-32,000	62.5000	American	Jan 15, 2021
Put Options	Purchased	-34,500	95.0000	American	Jun 19, 2020
Call Options	Written	-8,600	105.0000	American	May 15, 2020
Put Options	Written	34,400	90.0000	American	Aug 21, 2020
Call Options	Purchased	16,800	97.5000	American	May 15, 2020
Call Options	Purchased	1,400	97.5000	American	Sep 18, 2020
Call Options	Purchased	500	92.5000	American	Jun 19, 2020
Put Options	Written	8,600	75.0000	American	May 15, 2020
Put Options	Written	2,200	82.5000	American	May 15, 2020
Call Options	Purchased	4,300	70.0000	American	Jun 19, 2020
Call Options	Written	-4,300	85.0000	American	May 15, 2020
Call Options	Written	-2,000	75.0000	American	Jan 15, 2021
Put Options	Purchased	-2,600	110.0000	American	Jan 15, 2021
Call Options	Written	-4,800	100.0000	American	Apr 17, 2020
Put Options	Purchased	-6,000	90.0000	American	Sep 18, 2020
Put Options	Purchased	-3,900	50.0000	American	Jun 19, 2020
Call Options	Written	-5,700	110.0000	American	Jun 19, 2020
Put Options	Purchased	-1,900	50.0000	American	Sep 18, 2020
Put Options	Purchased	-4,700	40.0000	American	Jan 21, 2022
Put Options	Written	6,900	77.5000	American	Jan 15, 2021
Call Options	Purchased	4,400	90.0000	American	Aug 21, 2020
Put Options	Written	2,600	80.0000	American	Jun 19, 2020
Put Options	Written	1,800	70.0000	American	Aug 21, 2020
Put Options	Written	151,700	80.0000	American	Jan 15, 2021
Call Options	Purchased	3,000	67.5000	American	Jan 15, 2021
Put Options	Written	2,100	72.5000	American	Jun 19, 2020
Call Options	Purchased	1,400	65.0000	American	Sep 18, 2020
Call Options	Purchased	4,000	80.0000	American	May 15, 2020
Call Options	Purchased	1,300	92.5000	American	Sep 18, 2020
Call Options	Purchased	11,700	90.0000	American	Sep 18, 2020
Put Options	Written	150,000	65.0000	American	Jun 19, 2020
Put Options	Written	26,900	57.5000	American	Jun 19, 2020
Put Options	Written	2,000	85.0000	American	May 15, 2020
Put Options	Written	100	90.0000	American	Jun 19, 2020
Call Options	Purchased	5,300	87.5000	American	Jun 19, 2020
Put Options	Written	2,000	80.0000	American	Aug 21, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Put Options	Purchased	-3,100	60.0000	American	Apr 24, 2020
Call Options	Written	-77,400	70.0000	American	Jan 15, 2021
Call Options	Written	-2,700	100.0000	American	Jan 15, 2021
Put Options	Purchased	-352,300	87.5000	American	Jan 15, 2021
Call Options	Written	-1,800	97.5000	American	Jun 19, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Put Options	Purchased	-14,300	67.5000	American	Sep 18, 2020
Call Options	Written	-25,000	92.5000	American	Jan 15, 2021
Put Options	Purchased	-2,400	70.0000	American	Jan 15, 2021
Call Options	Written	-3,700	90.0000	American	Apr 17, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	2,900	80.0000	American	Apr 17, 2020
Call Options	Purchased	16,600	90.0000	American	May 15, 2020
Call Options	Purchased	14,400	75.0000	American	Sep 18, 2020
Call Options	Purchased	7,400	87.5000	American	Sep 18, 2020
Put Options	Written	1,800	77.5000	American	Sep 18, 2020
Put Options	Written	6,300	62.5000	American	Jun 19, 2020
Put Options	Written	1,100	82.5000	American	Jun 19, 2020
Put Options	Purchased	-600	77.5000	American	Jan 15, 2021
Put Options	Purchased	-2,100	100.0000	American	Jan 15, 2021
Call Options	Written	-5,200	130.0000	American	Jun 19, 2020
Put Options	Purchased	-1,500	80.0000	American	Apr 17, 2020
Put Options	Purchased	-70,000	67.5000	American	Jan 15, 2021
Call Options	Written	-5,000	60.0000	American	Aug 21, 2020
Call Options	Written	-2,700	125.0000	American	Jan 15, 2021
Put Options	Purchased	-11,100	95.0000	American	Jan 15, 2021
Call Options	Written	-2,800	115.0000	American	Jun 19, 2020
Put Options	Purchased	-4,700	35.0000	American	Jan 15, 2021
Put Options	Purchased	-5,100	55.0000	American	May 15, 2020
Put Options	Written	1,500	62.5000	American	May 15, 2020
Put Options	Written	2,000	57.5000	American	Sep 18, 2020
Put Options	Written	45,000	50.0000	American	Jun 19, 2020
Put Options	Written	7,200	70.0000	American	Jun 19, 2020
Put Options	Written	1,700	75.0000	American	Jan 15, 2021
Call Options	Written	-2,100	115.0000	American	Jan 15, 2021
Put Options	Purchased	-7,900	75.0000	American	Apr 17, 2020
Put Options	Purchased	-10,300	72.5000	American	Jan 15, 2021
Put Options	Purchased	-100,000	92.5000	American	Jan 15, 2021
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Call Options	Written	-1,200	72.5000	American	Sep 18, 2020
Put Options	Purchased	-100	82.5000	American	Sep 18, 2020
Put Options	Purchased	-5,100	77.5000	American	Apr 17, 2020
Call Options	Written	-30,600	95.0000	American	Jun 19, 2020
Put Options	Written	9,300	72.5000	American	Sep 18, 2020
Call Options	Purchased	1,600	85.0000	American	Sep 18, 2020
Call Options	Purchased	14,500	80.0000	American	Jun 19, 2020
Put Options	Written	175,000	70.0000	American	Jan 15, 2021
Put Options	Written	22,400	90.0000	American	Jan 15, 2021
Put Options	Written	1,500	67.5000	American	Jun 19, 2020
Put Options	Written	8,400	87.5000	American	Jun 19, 2020
Put Options	Written	200	85.0000	American	Jan 21, 2022
Call Options	Written	-2,200	95.0000	American	Aug 21, 2020
Put Options	Purchased	-100	77.5000	American	Jun 19, 2020
Put Options	Purchased	-100	40.0000	American	Jun 19, 2020
Call Options	Written	-200	77.5000	American	Sep 18, 2020
Call Options	Written	-14,600	82.5000	American	May 15, 2020
Call Options	Written	-6,300	100.0000	American	Jun 19, 2020
Call Options	Written	-15,900	105.0000	American	Jan 15, 2021
Call Options	Purchased	1,200	100.0000	American	May 15, 2020
Put Options	Written	15,100	72.5000	American	May 15, 2020
Call Options	Purchased	6,300	82.5000	American	Jun 19, 2020
Call Options	Purchased	700	85.0000	American	Jan 15, 2021
Put Options	Written	2,900	92.5000	American	Jan 15, 2021
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Call Options	Written	-4,200	110.0000	American	May 15, 2020
Call Options	Written	-1,400	82.5000	American	Jan 15, 2021
Call Options	Written	-4,900	95.0000	American	Jan 15, 2021
Call Options	Written	-6,100	120.0000	American	Jun 19, 2020
Call Options	Written	-6,000	140.0000	American	Jan 15, 2021
Put Options	Purchased	-250,000	85.0000	American	Jan 15, 2021
Call Options	Written	-60,000	87.5000	American	Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

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