Form 8.3 - ABBVIE INC

Form 8.3 - ABBVIE INC

BARCLAYS PLC

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	21 April 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,326,063	0.16%	4,110,318	0.28%
(2)	Derivatives (other than options):
		2,155,045	0.15%	1,157,601	0.08%
(3)	Options and agreements to
	purchase/sell:	1,337,900	0.09%	1,309,400	0.09%
	TOTAL:
		5,819,008	0.39%	6,577,319	0.45%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

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1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	6	80.8700 USD
Purchase	82	80.5400 USD
Purchase	100	80.6550 USD
Purchase	100	82.0100 USD
Purchase	100	81.2200 USD
Purchase	100	80.5800 USD
Purchase	100	82.0000 USD
Purchase	100	82.1500 USD
Purchase	100	80.7900 USD
Purchase	100	82.1700 USD
Purchase	100	80.4200 USD
Purchase	100	81.0800 USD
Purchase	100	81.6400 USD
Purchase	100	80.4500 USD
Purchase	100	80.5500 USD
Purchase	176	80.8787 USD
Purchase	200	82.2150 USD
Purchase	200	81.1650 USD
Purchase	200	81.9300 USD
Purchase	300	82.1200 USD
Purchase	300	80.4300 USD
Purchase	300	80.9333 USD
Purchase	300	80.7600 USD
Purchase	313	81.0283 USD
Purchase	318	80.8418 USD
Purchase	392	80.9655 USD
Purchase	400	80.6750 USD
Purchase	400	80.4475 USD
Purchase	400	81.0437 USD
Purchase	400	80.5937 USD
Purchase	401	81.3895 USD
Purchase	455	81.8332 USD
Purchase	475	82.1594 USD
Purchase	538	80.6979 USD
Purchase	598	81.7644 USD
Purchase	600	80.7100 USD
Purchase	600	82.0525 USD
Purchase	600	82.0883 USD
Purchase	625	82.1647 USD
Purchase	697	81.5567 USD
Purchase	738	81.7501 USD
Purchase	777	80.6702 USD
Purchase	785	80.7566 USD
Purchase	905	81.4741 USD
Purchase	911	82.1250 USD
Purchase	938	80.9179 USD
Purchase	1,000	80.6500 USD
Purchase	1,000	80.4480 USD
Purchase	1,000	80.6450 USD
Purchase	1,086	81.4588 USD
Purchase	1,200	82.0408 USD
Purchase	1,200	80.7641 USD
Purchase	1,288	80.9111 USD
Purchase	1,300	80.6623 USD
Purchase	1,427	82.1106 USD
Purchase	1,528	80.4418 USD
Purchase	1,700	80.8005 USD
Purchase	1,725	80.9057 USD
Purchase	1,800	80.9194 USD
Purchase	1,862	82.1609 USD
Purchase	1,863	81.0768 USD
Purchase	2,086	80.9496 USD
Purchase	2,140	82.6900 USD
Purchase	2,359	80.8065 USD
Purchase	2,790	81.1257 USD
Purchase	3,020	81.4139 USD
Purchase	3,123	80.6133 USD
Purchase	3,174	82.1904 USD
Purchase	3,400	80.4450 USD
Purchase	3,659	81.0588 USD
Purchase	3,700	80.7270 USD
Purchase	4,199	80.5761 USD
Purchase	4,203	80.6966 USD
Purchase	5,870	81.2520 USD
Purchase	6,100	81.6423 USD
Purchase	6,512	80.7728 USD
Purchase	21,439	80.9095 USD
Purchase	22,874	81.5395 USD
Purchase	31,700	80.8300 USD
Purchase	32,548	80.9800 USD
Purchase	38,600	80.5623 USD
Purchase	44,105	80.9444 USD
Purchase	53,922	80.3731 USD
Purchase	77,145	81.0391 USD
Purchase	84,000	80.7551 USD
Purchase	179,987	80.3600 USD
Sale	2	82.0550 USD
Sale	13	80.9900 USD
Sale	30	81.1500 USD
Sale	46	80.1300 USD
Sale	47	81.1351 USD
Sale	52	82.2984 USD
Sale	89	82.1300 USD
Sale	100	82.1700 USD
Sale	100	81.4550 USD
Sale	100	81.0350 USD
Sale	100	80.9350 USD
Sale	100	80.7400 USD
Sale	100	80.6500 USD
Sale	100	80.5350 USD
Sale	100	80.5300 USD
Sale	100	80.5000 USD
Sale	100	80.4300 USD
Sale	100	80.1950 USD
Sale	100	80.1800 USD
Sale	102	81.4488 USD
Sale	115	82.0647 USD
Sale	135	82.0320 USD
Sale	170	81.1370 USD
Sale	174	80.8700 USD
Sale	183	81.0406 USD
Sale	185	82.0462 USD
Sale	185	80.4748 USD
Sale	194	80.6200 USD
Sale	200	81.2675 USD
Sale	200	81.2350 USD
Sale	200	81.2150 USD
Sale	200	82.0750 USD
Sale	200	81.1300 USD
Sale	200	81.1325 USD
Sale	200	80.4200 USD
Sale	200	82.0600 USD
Sale	200	80.4850 USD
Sale	215	80.3362 USD
Sale	254	80.7481 USD
Sale	295	82.1050 USD
Sale	300	80.5966 USD
Sale	300	80.6366 USD
Sale	382	80.6879 USD
Sale	400	80.4000 USD
Sale	500	82.0700 USD
Sale	522	80.9732 USD
Sale	534	82.2476 USD
Sale	600	82.0525 USD
Sale	600	80.6333 USD
Sale	646	82.2639 USD
Sale	647	80.7402 USD
Sale	706	80.4495 USD
Sale	749	80.6466 USD
Sale	864	82.0414 USD
Sale	947	82.2082 USD
Sale	948	82.0381 USD
Sale	1,159	80.8357 USD
Sale	1,181	82.0402 USD
Sale	1,240	82.6900 USD
Sale	1,307	80.8949 USD
Sale	1,636	80.9651 USD
Sale	1,913	80.8238 USD
Sale	2,100	80.6866 USD
Sale	3,256	80.7728 USD
Sale	3,626	81.0102 USD
Sale	4,098	80.7413 USD
Sale	4,403	80.3630 USD
Sale	4,800	80.9627 USD
Sale	5,200	80.4450 USD
Sale	8,000	82.1205 USD
Sale	8,205	80.7609 USD
Sale	12,122	81.1782 USD
Sale	24,095	80.9169 USD
Sale	29,900	81.0215 USD
Sale	31,700	80.8300 USD
Sale	62,997	81.1393 USD
Sale	73,206	81.0813 USD
Sale	73,890	80.7466 USD
Sale	107,000	80.4855 USD
Sale	177,829	80.3600 USD

(b) Derivatives transactions (other than options transactions)

Product Name	Nature of transaction	Number of relevant securities	Price per
			unit
SWAP	Short	53,000	80.3600 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	200	70 USD	American	15 Jan 2021	15.4500 USD
Call Option	Purchasing	100	80 USD	American	15 May 2020	4.1500 USD
Call Option	Selling	500	80 USD	American	15 May 2020	4.5300 USD
Call Option	Selling	18,100	80 USD	American	19 Jun 2020	6.1295 USD
Call Option	Selling	700	83 USD	American	19 Jun 2020	4.3500 USD
Call Option	Selling	700	88 USD	American	19 Jun 2020	2.3642 USD
Call Option	Selling	300	90 USD	American	15 May 2020	0.6500 USD
Call Option	Selling	200	90 USD	American	18 Sep 2020	3.5000 USD
Call Option	Selling	600	95 USD	American	15 May 2020	0.2016 USD
Call Option	Selling	600	95 USD	American	19 Jun 2020	0.7616 USD
Call Option	Selling	2,800	95 USD	American	18 Sep 2020	2.3000 USD
Put Option	Purchasing	2,100	60 USD	American	19 Jun 2020	0.7480 USD
Put Option	Purchasing	2,000	70 USD	American	15 May 2020	0.9580 USD
Put Option	Purchasing	1,100	73 USD	American	15 May 2020	1.4227 USD
Put Option	Purchasing	3,900	75 USD	American	15 May 2020	1.7456 USD
Put Option	Purchasing	2,400	80 USD	American	15 May 2020	3.4250 USD
Put Option	Selling	1,200	63 USD	American	15 Jan 2021	4.1000 USD
Put Option	Selling	600	70 USD	American	15 Jan 2021	6.3500 USD
Put Option	Selling	200	73 USD	American	19 Jun 2020	2.5200 USD
Put Option	Selling	900	73 USD	American	15 Jan 2021	7.2611 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

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2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing

and any other person relating to the voting rights of any relevant securities under any option

referred to on this form or relating to the voting rights or future acquisition or disposal of any

relevant securities to which any derivative referred to on this form is referenced. If none, this

should be stated.

NONE

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	22 Apr 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

aAp23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	96,800	60.0000	American	Jun 19, 2020
Call Options	Purchased	2,800	115.0000	American	Sep 18, 2020
Call Options	Purchased	5,500	97.5000	American	Jan 15, 2021
Call Options	Purchased	9,800	87.5000	American	May 15, 2020
Put Options	Written	3,800	80.0000	American	May 15, 2020
Put Options	Written	2,500	70.0000	American	Sep 18, 2020
Call Options	Written	-5,000	80.0000	American	Jan 21, 2022
Put Options	Purchased	-48,100	85.0000	American	May 15, 2020
Call Options	Written	-1,100	82.5000	American	Jan 21, 2022
Call Options	Written	-1,900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-10,200	50.0000	American	Jan 15, 2021
Put Options	Purchased	-1,500	50.0000	American	Jan 21, 2022
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Call Options	Written	-2,800	120.0000	American	Jan 15, 2021
Call Options	Written	-1,400	90.0000	American	Aug 21, 2020
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Call Options	Written	-3,700	130.0000	American	Jan 15, 2021
Call Options	Purchased	2,800	72.5000	American	Jun 19, 2020
Put Options	Written	5,700	57.5000	American	Jan 15, 2021
Put Options	Written	5,200	75.0000	American	Sep 18, 2020
Call Options	Purchased	4,200	95.0000	American	May 15, 2020
Call Options	Purchased	5,900	95.0000	American	Sep 18, 2020
Put Options	Written	300,000	60.0000	American	Jan 15, 2021
Call Options	Written	-6,400	125.0000	American	Aug 21, 2020
Put Options	Purchased	-30,000	62.5000	American	Jan 15, 2021
Call Options	Written	-6,700	105.0000	American	May 15, 2020
Put Options	Purchased	-34,500	95.0000	American	Jun 19, 2020
Call Options	Written	-21,700	110.0000	American	Jan 15, 2021
Put Options	Purchased	-4,200	55.0000	American	Jan 15, 2021
Put Options	Purchased	-20,100	85.0000	American	Sep 18, 2020
Call Options	Purchased	100	97.5000	American	May 15, 2020
Call Options	Purchased	1,400	97.5000	American	Sep 18, 2020
Call Options	Purchased	4,300	70.0000	American	Jun 19, 2020
Put Options	Written	34,400	90.0000	American	Aug 21, 2020
Put Options	Purchased	-6,000	90.0000	American	Sep 18, 2020
Call Options	Written	-5,700	110.0000	American	Jun 19, 2020
Put Options	Purchased	-100	60.0000	American	Jan 15, 2021
Put Options	Purchased	-300	75.0000	American	May 15, 2020
Put Options	Purchased	-2,600	110.0000	American	Jan 15, 2021
Put Options	Purchased	-3,900	50.0000	American	Jun 19, 2020
Put Options	Purchased	-1,600	50.0000	American	Sep 18, 2020
Call Options	Written	-700	75.0000	American	Jan 15, 2021
Put Options	Purchased	-4,700	40.0000	American	Jan 21, 2022
Call Options	Purchased	1,200	92.5000	American	Sep 18, 2020
Put Options	Written	700	85.0000	American	May 15, 2020
Put Options	Written	175,700	80.0000	American	Jan 15, 2021
Put Options	Written	150,000	65.0000	American	Jun 19, 2020
Put Options	Written	1,800	70.0000	American	Aug 21, 2020
Put Options	Written	100	90.0000	American	Jun 19, 2020
Put Options	Written	26,900	57.5000	American	Jun 19, 2020
Put Options	Written	6,600	77.5000	American	Jan 15, 2021
Put Options	Written	200	80.0000	American	Aug 21, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	10,900	90.0000	American	Sep 18, 2020
Call Options	Purchased	3,600	87.5000	American	Jun 19, 2020
Call Options	Purchased	1,400	65.0000	American	Sep 18, 2020
Call Options	Purchased	3,000	67.5000	American	Jan 15, 2021
Put Options	Purchased	-351,800	87.5000	American	Jan 15, 2021
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Written	-50,000	92.5000	American	Jan 15, 2021
Call Options	Written	-75,900	70.0000	American	Jan 15, 2021
Put Options	Purchased	-3,100	60.0000	American	Apr 24, 2020
Put Options	Purchased	-14,000	67.5000	American	Sep 18, 2020
Call Options	Purchased	10,500	90.0000	American	May 15, 2020
Call Options	Purchased	14,200	75.0000	American	Sep 18, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	7,400	87.5000	American	Sep 18, 2020
Put Options	Written	1,800	77.5000	American	Sep 18, 2020
Call Options	Written	-2,800	115.0000	American	Jun 19, 2020
Put Options	Purchased	-70,000	67.5000	American	Jan 15, 2021
Call Options	Written	-5,200	130.0000	American	Jun 19, 2020
Put Options	Purchased	-2,100	100.0000	American	Jan 15, 2021
Put Options	Purchased	-600	77.5000	American	Jan 15, 2021
Call Options	Written	-2,500	125.0000	American	Jan 15, 2021
Put Options	Purchased	-2,300	35.0000	American	Jan 15, 2021
Put Options	Purchased	-5,100	55.0000	American	May 15, 2020
Call Options	Written	-5,000	60.0000	American	Aug 21, 2020
Put Options	Purchased	-11,100	95.0000	American	Jan 15, 2021
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Call Options	Purchased	5,200	95.0000	American	Jun 19, 2020
Put Options	Written	400	75.0000	American	Jan 15, 2021
Put Options	Written	1,500	57.5000	American	Sep 18, 2020
Put Options	Written	1,500	62.5000	American	May 15, 2020
Put Options	Purchased	-100,000	92.5000	American	Jan 15, 2021
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Put Options	Purchased	-200	70.0000	American	May 15, 2020
Put Options	Purchased	-9,300	72.5000	American	Jan 15, 2021
Call Options	Written	-1,200	72.5000	American	Sep 18, 2020
Put Options	Written	9,300	72.5000	American	Sep 18, 2020
Put Options	Written	7,800	87.5000	American	Jun 19, 2020
Put Options	Written	22,400	90.0000	American	Jan 15, 2021
Put Options	Written	1,500	67.5000	American	Jun 19, 2020
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Call Options	Written	-15,800	105.0000	American	Jan 15, 2021
Put Options	Purchased	-100	40.0000	American	Jun 19, 2020
Call Options	Written	-700	95.0000	American	Aug 21, 2020
Call Options	Written	-100	77.5000	American	Sep 18, 2020
Put Options	Purchased	-100	77.5000	American	Jun 19, 2020
Put Options	Written	2,900	92.5000	American	Jan 15, 2021
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Put Options	Written	13,200	72.5000	American	May 15, 2020
Call Options	Written	-4,200	110.0000	American	May 15, 2020
Call Options	Written	-6,000	140.0000	American	Jan 15, 2021
Call Options	Written	-60,000	87.5000	American	Jan 15, 2021
Call Options	Written	-6,100	120.0000	American	Jun 19, 2020
Call Options	Written	-1,300	82.5000	American	Jan 15, 2021
Call Options	Written	-7,000	80.0000	American	Jun 19, 2020
Put Options	Purchased	-250,000	85.0000	American	Jan 15, 2021
Call Options	Written	-3,800	95.0000	American	Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

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