Form 8.3 - ABBVIE INC

Form 8.3 - ABBVIE INC

BARCLAYS PLC

 

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1) Barclays PLC.
Company dealt in ABBVIE INC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 28 January 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security: ORD
Long Short
Number (%) Number (%)

(1)

Relevant securities

3,214,946

0.22%

4,038,152

0.27%

 

 

 

 

(2)

Derivatives (other than options):

 

 

 

 

2,305,356

0.16%

779,700

0.05%

 

 

 

 

(3)

Options and agreements to

 

 

 

 

purchase/sell:

1,677,600

0.11%

1,062,600

0.07%

 

 

 

 

TOTAL:

 

 

 

 

7,197,902

0.49%

5,880,452

0.40%

 

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:

Long

Short

 

Number

 

(%)

Number

 

(%)

(1) Relevant securities

 

 

 

(2) Derivatives (other than options)

 

 

 

(3) Options and agreements to purchase/sell

 

 

Total

 

 

 

Ap20

1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale Number of relevant securities Price per unit

Purchase

2

84.3900 USD

Purchase

4

83.9100 USD

Purchase

54

84.0200 USD

Purchase

82

84.6400 USD

Purchase

86

83.7200 USD

Purchase

100

84.2400 USD

Purchase

100

84.2600 USD

Purchase

100

83.8300 USD

Purchase

100

84.1100 USD

Purchase

100

84.3750 USD

Purchase

100

84.3800 USD

Purchase

100

83.7600 USD

Purchase

100

83.8597 USD

Purchase

102

84.3201 USD

Purchase

108

84.2459 USD

Purchase

109

83.8163 USD

Purchase

110

84.1940 USD

Purchase

122

83.8334 USD

Purchase

152

83.9496 USD

Purchase

176

83.7900 USD

Purchase

200

84.1250 USD

Purchase

200

83.7875 USD

Purchase

200

84.2650 USD

Purchase

200

83.7750 USD

Purchase

200

84.6100 USD

Purchase

200

84.2300 USD

Purchase

250

83.8050 USD

Purchase

250

83.9900 USD

Purchase

300

83.8000 USD

Purchase

300

83.7450 USD

Purchase

300

83.7703 USD

Purchase

301

84.5239 USD

Purchase

338

84.2154 USD

Purchase

400

84.0862 USD

Purchase

400

84.0375 USD

Purchase

400

84.3350 USD

Purchase

423

83.7480 USD

Purchase

500

83.7940 USD

Purchase

576

84.2617 USD

Purchase

600

83.7800 USD

Purchase

600

84.1133 USD

Purchase

638

83.9155 USD

Purchase

657

83.8179 USD

Purchase

700

84.0614 USD

Purchase

800

84.2743 USD

Purchase

900

84.1322 USD

Purchase

900

83.7605 USD

Purchase

957

84.0063 USD

Purchase

979

83.9261 USD

Purchase

1,014

83.8471 USD

Purchase

1,112

83.8263 USD

Purchase

1,190

83.8174 USD

Purchase

1,600

83.8259 USD

Purchase

1,731

84.0819 USD

Purchase

1,985

83.7827 USD

Purchase

2,657

83.9405 USD

Purchase

2,740

83.9888 USD

Purchase

3,100

84.0961 USD

Purchase

4,451

84.0377 USD

Purchase

4,800

83.8100 USD

Purchase

4,899

83.9895 USD

Purchase

5,000

83.8098 USD

Purchase

5,757

83.8808 USD

Purchase

9,414

83.7987 USD

Purchase

23,403

84.0185 USD

Purchase

37,414

83.9121 USD

Purchase

38,430

83.7700 USD

Purchase

45,724

83.8190 USD

Purchase

47,103

84.0634 USD

Purchase

50,800

84.0262 USD

Purchase

52,400

84.0042 USD

Purchase

52,489

84.0311 USD

Purchase

75,024

83.8239 USD

Sale

35

83.7600 USD

Sale

54

84.3300 USD

Sale

63

83.8107 USD

Sale

76

84.2394 USD

Sale

89

84.0089 USD

Sale

93

84.2400 USD

Sale

100

83.7250 USD

Sale

100

84.1600 USD

Sale

100

83.8400 USD

Sale

105

83.8733 USD

Sale

117

84.1769 USD

Sale

183

83.7400 USD

Sale

200

83.7850 USD

Sale

200

84.2500 USD

Sale

200

84.4200 USD

Sale

200

84.2300 USD

Sale

202

84.3776 USD

Sale

240

83.7541 USD

Sale

261

84.1623 USD

Sale

266

83.9804 USD

Sale

300

83.9966 USD

Sale

300

84.2900 USD

Sale

300

83.7616 USD

Sale

300

84.2800 USD

Sale

400

84.0375 USD

Sale

443

83.8078 USD

Sale

494

83.8257 USD

Sale

600

84.0441 USD

Sale

682

83.9087 USD

Sale

769

84.4149 USD

Sale

873

83.9650 USD

Sale

900

83.7666 USD

Sale

1,374

83.8260 USD

Sale

1,525

83.8031 USD

Sale

1,574

83.8123 USD

Sale

1,700

83.9077 USD

Sale

1,899

83.8328 USD

Sale

2,104

84.2685 USD

Sale

2,200

83.8579 USD

Sale

2,211

83.8127 USD

Sale

2,271

83.8561 USD

Sale

2,588

83.8133 USD

Sale

2,887

84.0005 USD

Sale

3,007

83.8320 USD

Sale

3,037

83.8362 USD

Sale

3,100

84.0961 USD

Sale

4,205

83.9957 USD

Sale

4,300

83.9906 USD

Sale

4,479

83.7799 USD

Sale

4,800

83.8100 USD

Sale

4,850

83.8167 USD

Sale

5,251

83.9159 USD

Sale

8,080

83.8292 USD

Sale

10,036

84.0145 USD

Sale

11,400

83.8168 USD

Sale

13,000

84.0334 USD

Sale

13,647

83.8488 USD

Sale

14,818

83.8040 USD

Sale

18,700

83.9100 USD

Sale

33,400

83.9994 USD

Sale

36,744

83.7700 USD

Sale

36,800

84.0654 USD

Sale

38,754

83.9118 USD

Sale

72,925

84.0773 USD

Sale

102,765

83.8983 USD

(b) Derivatives transactions (other than options transactions)

Product Name Nature of transaction Number of relevant securities Price per
unit

SWAP

Long

1,379

84.2129 USD

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name Writing, Number Exercise Type Expiry Option
purchasing, of price date money
selling, securities paid/
varying etc to which received
option
relates

Call Option

Purchasing

3,400

85 USD

American

31 Jan 2020

0.5800 USD

Call Option

Purchasing

200

85 USD

American

7 Feb 2020

1.8800 USD

Call Option

Purchasing

400

85 USD

American

14 Feb 2020

1.6800 USD

Call Option

Purchasing

8,300

85 USD

American

21 Feb 2020

2.0104 USD

Call Option

Purchasing

1,000

85 USD

American

20 Mar 2020

2.7930 USD

Call Option

Purchasing

400

86 USD

American

14 Feb 2020

1.8000 USD

Call Option

Purchasing

7,200

86 USD

American

21 Feb 2020

1.5043 USD

Call Option

Purchasing

900

87 USD

American

31 Jan 2020

0.2400 USD

Call Option

Purchasing

400

88 USD

American

15 Jan 2021

5.9500 USD

Call Option

Purchasing

100

90 USD

American

21 Feb 2020

0.4500 USD

Call Option

Purchasing

200

90 USD

American

21 Aug 2020

2.8900 USD

Call Option

Purchasing

600

90 USD

American

18 Sep 2020

3.4616 USD

Call Option

Purchasing

1,600

93 USD

American

21 Feb 2020

0.2150 USD

Call Option

Purchasing

200

93 USD

American

15 May 2020

1.5100 USD

Call Option

Purchasing

100

100 USD

American

18 Sep 2020

1.0500 USD

Call Option

Selling

400

83 USD

American

31 Jan 2020

1.3800 USD

Call Option

Selling

400

83 USD

American

15 Jan 2021

8.2700 USD

Call Option

Selling

300

84 USD

American

14 Feb 2020

2.1766 USD

Call Option

Selling

14,800

84 USD

American

21 Feb 2020

2.4572 USD

Call Option

Selling

400

85 USD

American

31 Jan 2020

0.8775 USD

Call Option

Selling

400

85 USD

American

14 Feb 2020

2.2800 USD

Call Option

Selling

600

85 USD

American

21 Feb 2020

2.2716 USD

Call Option

Selling

500

85 USD

American

21 Feb 2020

2.9800 USD

Call Option

Selling

3,100

86 USD

American

31 Jan 2020

0.2787 USD

Call Option

Selling

600

87 USD

American

31 Jan 2020

0.1816 USD

Call Option

Selling

900

87 USD

American

31 Jan 2020

0.2000 USD

Call Option

Selling

100

87 USD

American

14 Feb 2020

0.9500 USD

Call Option

Selling

1,500

88 USD

American

7 Feb 2020

0.5600 USD

Call Option

Selling

1,100

89 USD

American

31 Jan 2020

0.0809 USD

Call Option

Selling

6,700

90 USD

American

31 Jan 2020

0.0465 USD

Call Option

Selling

1,900

90 USD

American

31 Jan 2020

0.0500 USD

Call Option

Selling

200

90 USD

American

7 Feb 2020

0.2450 USD

Call Option

Selling

100

91 USD

American

7 Feb 2020

0.1800 USD

Call Option

Selling

5,100

93 USD

American

7 Feb 2020

0.0911 USD

Call Option

Selling

1,900

95 USD

American

21 Feb 2020

0.1200 USD

Call Option

Selling

1,000

95 USD

American

20 Mar 2020

0.3430 USD

Put Option

Purchasing

100

78 USD

American

19 Jun 2020

2.6800 USD

Put Option

Purchasing

1,100

82 USD

American

31 Jan 2020

0.2800 USD

Put Option

Purchasing

800

83 USD

American

31 Jan 2020

0.3512 USD

Put Option

Purchasing

1,000

83 USD

American

31 Jan 2020

0.5110 USD

Put Option

Purchasing

1,200

84 USD

American

31 Jan 2020

0.8900 USD

Put Option

Purchasing

600

85 USD

American

31 Jan 2020

1.1050 USD

Put Option

Purchasing

100

85 USD

American

31 Jan 2020

1.5500 USD

Put Option

Purchasing

1,000

85 USD

American

20 Mar 2020

3.6000 USD

Put Option

Purchasing

500

88 USD

American

20 Mar 2020

4.9100 USD

Put Option

Selling

100

82 USD

American

31 Jan 2020

0.5000 USD

Put Option

Selling

100

82 USD

American

7 Feb 2020

1.0200 USD

Put Option

Selling

1,000

83 USD

American

20 Mar 2020

2.4500 USD

Put Option

Selling

1,200

84 USD

American

31 Jan 2020

0.6900 USD

Put Option

Selling

500

88 USD

American

7 Feb 2020

4.1400 USD

(ii) Exercising

Product name,

e.g. call option

Number of securities

Exercise price per unit (Note 5)

 

 

 

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction

(Note 8)

Details

Price per unit

(if applicable) (Note 5)

 

 

 

 

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing
and any other person relating to the voting rights of any relevant securities under any option
referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced. If none, this
should be stated.
NONE
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure:

29 Jan 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates

Call Options

Purchased

3,300

87.5000

American

May 15, 2020

Call Options

Purchased

100

90.5000

American

Feb 14, 2020

Put Options

Written

4,300

84.5000

American

Feb 21, 2020

Put Options

Written

101,800

60.0000

American

Jun 19, 2020

Put Options

Written

1,700

85.0000

American

Jun 19, 2020

Put Options

Written

9,000

85.5000

American

Jan 31, 2020

Put Options

Written

100

86.5000

American

Jan 31, 2020

Put Options

Written

2,900

70.0000

American

May 15, 2020

Put Options

Written

11,300

87.5000

American

Feb 21, 2020

Call Options

Purchased

1,000

72.5000

American

Jan 15, 2021

Call Options

Purchased

600

75.0000

American

May 15, 2020

Call Options

Purchased

100

67.5000

American

Sep 18, 2020

Put Options

Written

2,600

75.0000

American

Jun 19, 2020

Put Options

Written

700

82.5000

American

Jan 15, 2021

Put Options

Written

4,000

37.5000

American

Jan 21, 2022

Call Options

Purchased

100

72.5000

American

Sep 18, 2020

Put Options

Written

1,500

88.0000

American

Jan 31, 2020

Put Options

Written

1,100

88.0000

American

Feb 21, 2020

Call Options

Purchased

200

50.0000

American

Jan 21, 2022

Call Options

Written

-300

105.0000

American

Jan 21, 2022

Put Options

Purchased

-600

55.0000

American

Sep 18, 2020

Call Options

Written

-3,700

130.0000

American

Jan 15, 2021

Call Options

Written

-4,500

115.0000

American

Jan 21, 2022

Put Options

Purchased

-48,100

85.0000

American

May 15, 2020

Put Options

Purchased

-100

75.0000

American

Mar 20, 2020

Put Options

Purchased

-100

50.0000

American

Jan 21, 2022

Put Options

Purchased

-21,800

82.5000

American

Feb 21, 2020

Call Options

Written

-200

74.0000

American

Jan 31, 2020

Call Options

Written

-500

90.0000

American

Mar 20, 2020

Call Options

Written

-3,300

93.0000

American

Jan 31, 2020

Put Options

Purchased

-100

95.0000

American

May 15, 2020

Put Options

Purchased

-3,000

135.0000

American

Jan 15, 2021

Call Options

Written

-100

82.5000

American

Jan 21, 2022

Put Options

Purchased

-600

105.0000

American

Jan 15, 2021

Call Options

Written

-2,300

120.0000

American

Jan 15, 2021

Call Options

Written

-100

70.0000

American

Feb 21, 2020

Call Options

Written

-2,600

88.0000

American

Feb 7, 2020

Put Options

Purchased

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