Form 8.3 - ABBVIE INC

Form 8.3 - ABBVIE INC

BARCLAYS PLC

Ap19

FORM 8.3

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

	Name of person dealing (Note 1)	Barclays PLC.
	Company dealt in	ABBVIE INC
	Class of relevant security to which the	ORD
	dealings being disclosed relate (Note 2)
	Date of dealing	07 May 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,138,303	0.14%	3,686,665	0.25%
(2)	Derivatives (other than options):
		1,951,823	0.13%	722,501	0.05%
(3)	Options and agreements to
	purchase/sell:	1,266,700	0.09%	1,257,000	0.09%
	TOTAL:
		5,356,826	0.36%	5,666,166	0.38%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

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1. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	21	84.5000  USD
Purchase	39	85.4800  USD
Purchase	63	83.6800  USD
Purchase	100	85.8000  USD
Purchase	100	85.6100  USD
Purchase	100	85.1800  USD
Purchase	100	84.4900  USD
Purchase	100	84.2800  USD
Purchase	100	84.3000  USD
Purchase	100	84.3800  USD
Purchase	100	84.2500  USD
Purchase	100	84.3300  USD
Purchase	100	84.3100  USD
Purchase	105	84.2928  USD
Purchase	106	86.5486  USD
Purchase	113	84.2496  USD
Purchase	197	85.1804  USD
Purchase	200	84.3950  USD
Purchase	200	84.9475  USD
Purchase	200	84.5225  USD
Purchase	200	84.3250  USD
Purchase	200	84.2300  USD
Purchase	200	84.3875  USD
Purchase	200	84.2650  USD
Purchase	200	84.0100  USD
Purchase	200	84.9975  USD
Purchase	221	84.4005  USD
Purchase	294	84.2617  USD
Purchase	295	84.2549  USD
Purchase	300	85.1566  USD
Purchase	300	84.3133  USD
Purchase	373	85.6415  USD
Purchase	400	85.6300  USD
Purchase	400	84.3275  USD
Purchase	427	85.6686  USD
Purchase	429	84.8918  USD
Purchase	511	84.8890  USD
Purchase	700	84.3314  USD
Purchase	800	85.7631  USD
Purchase	832	84.3096  USD
Purchase	849	84.3293  USD
Purchase	1,050	84.3178  USD
Purchase	1,124	84.3376  USD
Purchase	1,200	84.1489  USD
Purchase	1,213	85.6671  USD
Purchase	1,300	84.3076  USD
Purchase	1,500	84.4330  USD
Purchase	1,626	85.6798  USD
Purchase	2,000	85.7812  USD
Purchase	2,029	85.7264  USD
Purchase	2,561	85.7268  USD
Purchase	3,297	84.3144  USD
Purchase	3,361	84.4944  USD
Purchase	3,408	84.5069  USD
Purchase	3,513	84.3460  USD
Purchase	3,700	84.6629  USD
Purchase	3,741	84.3822  USD
Purchase	3,959	84.3548  USD
Purchase	4,824	84.5222  USD
Purchase	5,130	84.3847  USD
Purchase	7,223	84.4411  USD
Purchase	8,878	84.4290  USD
Purchase	8,945	84.5368  USD
Purchase	9,271	84.3768  USD
Purchase	11,649	84.4788  USD
Purchase	13,035	84.4276  USD
Purchase	16,400	84.3500  USD
Purchase	17,085	84.2688  USD
Purchase	21,586	84.4472  USD
Purchase	23,484	84.5863  USD
Purchase	27,941	84.9200  USD
Purchase	31,702	86.5200  USD
Purchase	36,056	84.6762  USD
Purchase	49,792	85.1115  USD
Purchase	51,039	84.3582  USD
Purchase	69,700	84.8008  USD
Purchase	127,015	84.8450  USD
Purchase	151,081	84.7230  USD
Purchase	151,878	84.8804  USD
Purchase	180,138	84.2200  USD
Purchase	180,438	84.3301  USD
Sale	2	85.5200  USD
Sale	27	84.2900  USD
Sale	50	84.2500  USD
Sale	61	84.2952  USD
Sale	63	83.6800  USD
Sale	99	85.6900  USD
Sale	100	83.8500  USD
Sale	100	84.3000  USD
Sale	100	84.3150  USD
Sale	101	84.2202  USD
Sale	106	86.5486  USD
Sale	136	84.4935  USD
Sale	200	84.3100  USD
Sale	200	85.1300  USD
Sale	200	83.9250  USD
Sale	227	84.6595  USD
Sale	240	84.2916  USD
Sale	273	84.2570  USD
Sale	277	84.2662  USD
Sale	286	85.1180  USD
Sale	300	85.3066  USD
Sale	300	85.1333  USD
Sale	300	84.2666  USD
Sale	360	84.2800  USD
Sale	360	85.1497  USD
Sale	399	84.2430  USD
Sale	500	84.2440  USD
Sale	500	84.4660  USD
Sale	520	86.0057  USD
Sale	591	84.2646  USD
Sale	597	85.0957  USD
Sale	600	85.1200  USD
Sale	656	85.0823  USD
Sale	669	84.9947  USD
Sale	698	84.2364  USD
Sale	700	85.6328  USD
Sale	700	84.3050  USD
Sale	800	85.2462  USD
Sale	850	84.9217  USD
Sale	867	85.1241  USD
Sale	900	84.8100  USD
Sale	900	85.3527  USD
Sale	1,000	84.2959  USD
Sale	1,003	85.1016  USD
Sale	1,031	84.8394  USD
Sale	1,131	85.1131  USD
Sale	1,200	84.1489  USD
Sale	1,200	85.1458  USD
Sale	1,203	85.1128  USD
Sale	1,292	85.1221  USD
Sale	1,300	84.3261  USD
Sale	1,400	84.3175  USD
Sale	1,500	84.0009  USD
Sale	1,500	84.4330  USD
Sale	1,582	84.3310  USD
Sale	1,693	84.3012  USD
Sale	1,709	85.0668  USD
Sale	1,753	84.5682  USD
Sale	1,902	84.6127  USD
Sale	2,106	84.2797  USD
Sale	2,300	84.3021  USD
Sale	3,174	85.5314  USD
Sale	3,177	85.2517  USD
Sale	3,600	84.2179  USD
Sale	3,600	85.1262  USD
Sale	3,801	84.8391  USD
Sale	3,854	85.0714  USD
Sale	3,886	85.2080  USD
Sale	4,201	84.8653  USD
Sale	4,751	85.0059  USD
Sale	4,767	85.0300  USD
Sale	4,900	85.1900  USD
Sale	5,000	84.2895  USD
Sale	5,330	85.0747  USD
Sale	5,724	84.3433  USD
Sale	5,800	84.3456  USD
Sale	6,214	85.5638  USD
Sale	6,735	84.3762  USD
Sale	7,016	84.3140  USD
Sale	7,095	84.2975  USD
Sale	7,253	84.6522  USD
Sale	9,629	85.7039  USD
Sale	10,258	84.7704  USD
Sale	11,837	84.5374  USD
Sale	12,300	84.8897  USD
Sale	15,950	84.8715  USD
Sale	16,308	84.3403  USD
Sale	16,400	84.3500  USD
Sale	18,885	84.3137  USD
Sale	19,437	85.7995  USD
Sale	20,345	84.9713  USD
Sale	22,593	84.7106  USD
Sale	24,300	84.9779  USD
Sale	25,850	84.3773  USD
Sale	31,800	84.6463  USD
Sale	33,853	84.3795  USD
Sale	40,800	84.9897  USD
Sale	45,506	84.3439  USD
Sale	54,702	84.2785  USD
Sale	84,920	84.6517  USD
Sale	100,334	84.9535  USD
Sale	128,989	84.4157  USD
Sale	171,426	84.7598  USD
Sale	203,410	84.2200  USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	300	60  USD	American	21 Aug 2020	24.3500  USD
Call Option	Purchasing	200	70  USD	American	15 Jan 2021	18.0700  USD
Call Option	Purchasing	1,300	73  USD	American	18 Sep 2020	13.9500  USD
Call Option	Purchasing	300	90  USD	American	21 Aug 2020	3.0666  USD
Call Option	Purchasing	100	110  USD	American	15 Jan 2021	1.4500  USD
Put Option	Purchasing	500	70  USD	American	18 Sep 2020	2.3900  USD
Put Option	Selling	14,400	85  USD	American	18 Sep 2020	7.5250  USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 (Open Positions) attached?	YES
Date of disclosure:	8 May 2020
Contact name:	Large Holdings Regulatory Operations
Telephone number:	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	90,000	60.0000	American	Jun 19, 2020
Call Options	Purchased	100	72.5000	American	Sep 18, 2020
Call Options	Purchased	2,800	115.0000	American	Sep 18, 2020
Put Options	Written	1,800	70.0000	American	Sep 18, 2020
Put Options	Purchased	-48,100	85.0000	American	May 15, 2020
Call Options	Written	-2,800	120.0000	American	Jan 15, 2021
Call Options	Written	-3,600	130.0000	American	Jan 15, 2021
Call Options	Written	-100	90.0000	American	Aug 21, 2020
Call Options	Written	-1,900	135.0000	American	Jan 15, 2021
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Put Options	Purchased	-10,200	50.0000	American	Jan 15, 2021
Call Options	Written	-1,100	82.5000	American	Jan 21, 2022
Put Options	Purchased	-1,500	50.0000	American	Jan 21, 2022
Call Options	Written	-5,000	80.0000	American	Jan 21, 2022
Put Options	Written	4,800	75.0000	American	Sep 18, 2020
Put Options	Written	5,700	57.5000	American	Jan 15, 2021
Put Options	Written	300,000	60.0000	American	Jan 15, 2021
Call Options	Purchased	2,800	72.5000	American	Jun 19, 2020
Call Options	Purchased	5,900	95.0000	American	Sep 18, 2020
Call Options	Written	-100	87.5000	American	May 15, 2020
Call Options	Written	-6,700	105.0000	American	May 15, 2020
Put Options	Purchased	-4,200	55.0000	American	Jan 15, 2021
Put Options	Purchased	-30,000	62.5000	American	Jan 15, 2021
Put Options	Purchased	-5,700	85.0000	American	Sep 18, 2020
Call Options	Written	-6,400	125.0000	American	Aug 21, 2020
Put Options	Purchased	-34,400	95.0000	American	Jun 19, 2020
Call Options	Written	-19,700	110.0000	American	Jan 15, 2021
Put Options	Written	34,400	90.0000	American	Aug 21, 2020
Call Options	Purchased	1,400	97.5000	American	Sep 18, 2020
Call Options	Purchased	4,200	70.0000	American	Jun 19, 2020
Put Options	Purchased	-1,400	50.0000	American	Sep 18, 2020
Put Options	Purchased	-2,100	50.0000	American	Jun 19, 2020
Call Options	Written	-700	75.0000	American	Jan 15, 2021
Call Options	Written	-400	97.5000	American	Jan 15, 2021
Put Options	Purchased	-6,000	90.0000	American	Sep 18, 2020
Put Options	Purchased	-2,600	110.0000	American	Jan 15, 2021
Call Options	Written	-5,700	110.0000	American	Jun 19, 2020
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Put Options	Written	6,600	77.5000	American	Jan 15, 2021
Put Options	Written	175,200	80.0000	American	Jan 15, 2021
Put Options	Written	100	70.0000	American	Aug 21, 2020
Put Options	Written	150,000	65.0000	American	Jun 19, 2020
Put Options	Written	26,900	57.5000	American	Jun 19, 2020
Call Options	Purchased	3,000	67.5000	American	Jan 15, 2021
Put Options	Written	600	85.0000	American	May 15, 2020
Put Options	Written	200	40.0000	American	Jan 21, 2022
Call Options	Purchased	1,400	65.0000	American	Sep 18, 2020
Call Options	Purchased	1,200	92.5000	American	Sep 18, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Call Options	Written	-75,700	70.0000	American	Jan 15, 2021
Call Options	Written	-50,000	92.5000	American	Jan 15, 2021
Put Options	Purchased	-350,000	87.5000	American	Jan 15, 2021
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Put Options	Purchased	-14,000	67.5000	American	Sep 18, 2020
Call Options	Purchased	14,200	75.0000	American	Sep 18, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	7,300	87.5000	American	Sep 18, 2020
Put Options	Purchased	-600	77.5000	American	Jan 15, 2021
Put Options	Purchased	-11,100	95.0000	American	Jan 15, 2021
Put Options	Purchased	-2,100	100.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	55.0000	American	May 15, 2020
Call Options	Written	-2,300	60.0000	American	Aug 21, 2020
Put Options	Purchased	-2,300	35.0000	American	Jan 15, 2021
Call Options	Written	-5,200	130.0000	American	Jun 19, 2020
Put Options	Purchased	-70,000	67.5000	American	Jan 15, 2021
Call Options	Written	-2,800	115.0000	American	Jun 19, 2020
Call Options	Written	-2,500	125.0000	American	Jan 15, 2021
Put Options	Written	300	75.0000	American	Jan 15, 2021
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Put Options	Written	1,500	57.5000	American	Sep 18, 2020
Put Options	Written	1,300	62.5000	American	May 15, 2020
Put Options	Purchased	-100,000	92.5000	American	Jan 15, 2021
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Put Options	Written	22,400	90.0000	American	Jan 15, 2021
Put Options	Written	7,800	87.5000	American	Jun 19, 2020
Put Options	Written	9,300	72.5000	American	Sep 18, 2020
Call Options	Written	-15,800	105.0000	American	Jan 15, 2021
Put Options	Written	9,600	72.5000	American	May 15, 2020
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Put Options	Written	2,900	92.5000	American	Jan 15, 2021
Call Options	Written	-4,200	110.0000	American	May 15, 2020
Call Options	Written	-6,000	140.0000	American	Jan 15, 2021
Call Options	Written	-60,000	87.5000	American	Jan 15, 2021
Call Options	Written	-6,100	120.0000	American	Jun 19, 2020
Call Options	Written	-3,800	95.0000	American	Jan 15, 2021
Put Options	Purchased	-250,000	85.0000	American	Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

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