Form 8.3 - ABBVIE INC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) Identity of the person whose positions/dealings are being disclosed: | Â |
Barclays PLC. |
(b) Owner or controller of interests and short positions disclosed,
if different from 1(a):
The naming of nominee or vehicle companies is insufficient |
 |  |
(c) Name of offeror/offeree in relation to whose relevant securities
this form relates:
Use a separate form for each offeror/offeree |
 |
ABBVIE INC |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | Â | Â |
(e) Date position held/dealing undertaken: | Â |
6 October 2014 |
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | Â |
YES: SHIRE PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | Â | Â | ORD | Â | Â | Â | Â | Â | Â | |
Interests | Â | Short Positions | Â | ||||||||
 |  | Number | (%) | Number | (%) | ||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 5,069,587 | 0.32% | 4,557,697 | 0.29% | |||||||
 |  |  |  |  |  | ||||||
(2) | Derivatives (other than | ||||||||||
options): | 3,348,414 | 0.21% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 6,604,189 | 0.41% | 8,653,900 | 0.54% | |||||||
 |  |  |  |  |  | ||||||
(4) | |||||||||||
TOTAL: | 15,022,190 | 0.95% | 13,211,597 | 0.83% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
(a) | Â | Purchases and sales | Â | Â | Â | Â | |
Class of relevant | Purchase/sale | Number of | Price per unit | ||||
security | Â | securities | Â | ||||
ORD | Purchase | 1 | 58.5500 USD | ||||
ORD | Purchase | 35 | 57.8500 USD | ||||
ORD | Purchase | 100 | 57.8550 USD | ||||
ORD | Purchase | 100 | 57.8950 USD | ||||
ORD | Purchase | 100 | 57.9500 USD | ||||
ORD | Purchase | 100 | 57.9900 USD | ||||
ORD | Purchase | 112 | 57.9300 USD | ||||
ORD | Purchase | 163 | 58.7217 USD | ||||
ORD | Purchase | 173 | 57.0000 USD | ||||
ORD | Purchase | 200 | 58.7375 USD | ||||
ORD | Purchase | 261 | 57.9200 USD | ||||
ORD | Purchase | 300 | 57.9366 USD | ||||
ORD | Purchase | 300 | 58.3333 USD | ||||
ORD | Purchase | 300 | 58.7033 USD | ||||
ORD | Purchase | 369 | 57.9043 USD | ||||
ORD | Purchase | 400 | 57.9312 USD | ||||
ORD | Purchase | 400 | 58.0575 USD | ||||
ORD | Purchase | 400 | 58.1275 USD | ||||
ORD | Purchase | 400 | 58.3175 USD | ||||
ORD | Purchase | 416 | 57.9186 USD | ||||
ORD | Purchase | 500 | 57.9270 USD | ||||
ORD | Purchase | 500 | 58.0240 USD | ||||
ORD | Purchase | 600 | 57.8958 USD | ||||
ORD | Purchase | 900 | 57.9533 USD | ||||
ORD | Purchase | 1,422 | 58.3638 USD | ||||
ORD | Purchase | 1,478 | 58.7300 USD | ||||
ORD | Purchase | 1,800 | 57.9377 USD | ||||
ORD | Purchase | 2,000 | 57.7600 USD | ||||
ORD | Purchase | 2,042 | 58.3303 USD | ||||
ORD | Purchase | 2,600 | 58.3315 USD | ||||
ORD | Purchase | 2,634 | 58.0504 USD | ||||
ORD | Purchase | 3,745 | 58.0273 USD | ||||
ORD | Purchase | 4,286 | 58.3323 USD | ||||
ORD | Purchase | 4,296 | 58.1665 USD | ||||
ORD | Purchase | 5,000 | 58.0197 USD | ||||
ORD | Purchase | 5,044 | 58.0329 USD | ||||
ORD | Purchase | 5,500 | 58.2453 USD | ||||
ORD | Purchase | 5,799 | 58.3297 USD | ||||
ORD | Purchase | 6,073 | 58.3314 USD | ||||
ORD | Purchase | 6,907 | 57.9586 USD | ||||
ORD | Purchase | 7,146 | 57.9723 USD | ||||
ORD | Purchase | 7,339 | 57.9449 USD | ||||
ORD | Purchase | 8,394 | 58.5166 USD | ||||
ORD | Purchase | 10,000 | 57.8631 USD | ||||
ORD | Purchase | 10,000 | 58.3329 USD | ||||
ORD | Purchase | 10,828 | 57.9831 USD | ||||
ORD | Purchase | 10,900 | 58.0526 USD | ||||
ORD | Purchase | 15,672 | 58.1654 USD | ||||
ORD | Purchase | 20,448 | 58.0646 USD | ||||
ORD | Purchase | 21,500 | 58.3300 USD | ||||
ORD | Purchase | 22,303 | 58.0509 USD | ||||
ORD | Purchase | 24,838 | 58.0140 USD | ||||
ORD | Purchase | 27,378 | 58.6900 USD | ||||
ORD | Purchase | 40,668 | 58.0829 USD | ||||
ORD | Purchase | 48,388 | 58.4240 USD | ||||
ORD | Purchase | 50,300 | 57.9540 USD | ||||
ORD | Purchase | 76,420 | 58.1050 USD | ||||
ORD | Purchase | 2,341,881 | 57.8100 USD | ||||
ORD | Sale | 89 | 57.9270 USD | ||||
ORD | Sale | 100 | 57.8800 USD | ||||
ORD | Sale | 100 | 57.9800 USD | ||||
ORD | Sale | 100 | 58.0180 USD | ||||
ORD | Sale | 100 | 58.3200 USD | ||||
ORD | Sale | 107 | 58.3102 USD | ||||
ORD | Sale | 119 | 58.3794 USD | ||||
ORD | Sale | 135 | 58.2055 USD | ||||
ORD | Sale | 173 | 57.8589 USD | ||||
ORD | Sale | 173 | 57.9200 USD | ||||
ORD | Sale | 200 | 57.7800 USD | ||||
ORD | Sale | 211 | 57.9275 USD | ||||
ORD | Sale | 300 | 57.7766 USD | ||||
ORD | Sale | 400 | 57.8825 USD | ||||
ORD | Sale | 400 | 58.8200 USD | ||||
ORD | Sale | 407 | 57.8400 USD | ||||
ORD | Sale | 499 | 58.2058 USD | ||||
ORD | Sale | 500 | 57.7960 USD | ||||
ORD | Sale | 500 | 57.8420 USD | ||||
ORD | Sale | 500 | 57.8850 USD | ||||
ORD | Sale | 500 | 57.9180 USD | ||||
ORD | Sale | 541 | 58.3041 USD | ||||
ORD | Sale | 600 | 57.8683 USD | ||||
ORD | Sale | 600 | 58.3450 USD | ||||
ORD | Sale | 627 | 57.8614 USD | ||||
ORD | Sale | 700 | 57.8578 USD | ||||
ORD | Sale | 700 | 57.9000 USD | ||||
ORD | Sale | 802 | 57.9094 USD | ||||
ORD | Sale | 900 | 57.8778 USD | ||||
ORD | Sale | 986 | 57.9181 USD | ||||
ORD | Sale | 1,000 | 57.7600 USD | ||||
ORD | Sale | 1,009 | 58.0014 USD | ||||
ORD | Sale | 1,100 | 58.0663 USD | ||||
ORD | Sale | 1,100 | 58.3359 USD | ||||
ORD | Sale | 1,150 | 57.9243 USD | ||||
ORD | Sale | 1,198 | 58.3374 USD | ||||
ORD | Sale | 1,261 | 57.9562 USD | ||||
ORD | Sale | 1,300 | 57.8853 USD | ||||
ORD | Sale | 1,367 | 57.8860 USD | ||||
ORD | Sale | 1,478 | 58.7300 USD | ||||
ORD | Sale | 1,500 | 57.9040 USD | ||||
ORD | Sale | 1,500 | 58.3400 USD | ||||
ORD | Sale | 1,600 | 57.8606 USD | ||||
ORD | Sale | 1,600 | 58.3212 USD | ||||
ORD | Sale | 1,600 | 58.3243 USD | ||||
ORD | Sale | 1,723 | 58.6840 USD | ||||
ORD | Sale | 1,798 | 58.0531 USD | ||||
ORD | Sale | 1,800 | 58.0562 USD | ||||
ORD | Sale | 1,836 | 58.0862 USD | ||||
ORD | Sale | 1,986 | 57.9256 USD | ||||
ORD | Sale | 1,992 | 57.9103 USD | ||||
ORD | Sale | 2,000 | 58.3275 USD | ||||
ORD | Sale | 2,200 | 58.0404 USD | ||||
ORD | Sale | 2,341 | 57.9860 USD | ||||
ORD | Sale | 2,600 | 57.8642 USD | ||||
ORD | Sale | 2,800 | 58.1016 USD | ||||
ORD | Sale | 2,900 | 57.9391 USD | ||||
ORD | Sale | 2,905 | 57.9272 USD | ||||
ORD | Sale | 3,100 | 57.8443 USD | ||||
ORD | Sale | 3,547 | 58.0491 USD | ||||
ORD | Sale | 3,707 | 58.5644 USD | ||||
ORD | Sale | 4,000 | 58.3380 USD | ||||
ORD | Sale | 4,204 | 58.0194 USD | ||||
ORD | Sale | 4,281 | 57.9740 USD | ||||
ORD | Sale | 4,632 | 58.0132 USD | ||||
ORD | Sale | 5,560 | 58.1300 USD | ||||
ORD | Sale | 5,972 | 57.8909 USD | ||||
ORD | Sale | 6,500 | 58.0703 USD | ||||
ORD | Sale | 6,800 | 58.0448 USD | ||||
ORD | Sale | 6,945 | 58.0020 USD | ||||
ORD | Sale | 7,548 | 58.1574 USD | ||||
ORD | Sale | 10,052 | 58.0799 USD | ||||
ORD | Sale | 10,900 | 58.0188 USD | ||||
ORD | Sale | 11,500 | 57.9725 USD | ||||
ORD | Sale | 12,321 | 57.9943 USD | ||||
ORD | Sale | 21,500 | 58.3300 USD | ||||
ORD | Sale | 27,378 | 58.6900 USD | ||||
ORD | Sale | 28,058 | 58.0314 USD | ||||
ORD | Sale | 48,388 | 58.4240 USD | ||||
ORD | Sale | 50,600 | 57.9539 USD | ||||
ORD | Sale | 51,800 | 57.9614 USD | ||||
ORD | Sale | 57,295 | 57.9317 USD | ||||
ORD | Sale | 69,888 | 58.3951 USD | ||||
ORD | Sale | 75,912 | 58.0582 USD | ||||
ORD | Sale | 81,789 | 58.0907 USD | ||||
ORD | Sale | 105,477 | 57.9054 USD | ||||
ORD | Sale | 2,344,028 | 57.8100 USD |
(b) Derivatives transactions (other than options)
Class of relevant security | Â |
Product description
e.g. CFD |
 |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
 | Number of reference securities |  | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | Â | Option | |
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
 |  |  | relates |  |  |  |  | ||||||||
ORD | Call Options | Purchasing | 60,000 | 57.5 USD | American | 22 Nov 2014 | 2.1500 USD | ||||||||
ORD | Call Options | Purchasing | 100 | 62.5 USD | American | 17 Jan 2015 | 1.1500 USD | ||||||||
ORD | Call Options | Selling | 100 | 57.5 USD | American | 17 Jan 2015 | 3.1000 USD | ||||||||
ORD | Put Options | Purchasing | 1,300 | 57.5 USD | American | 22 Nov 2014 | 1.9500 USD | ||||||||
ORD | Put Options | Purchasing | 1,000 | 60 USD | American | 22 Nov 2014 | 3.5000 USD |
(ii) Exercising
Class of relevant security | Â |
Product description
e.g. call option |
 | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state “none†|
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? |
YES |
Date of disclosure: | Â |
7 Oct 2014 |
Contact name: |
Rajesh Muthanna |
|
Telephone number: |
020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
Identity of person whose open positions are being disclosed: | Â |
Barclays PLC. |
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: |
ABBVIE INC |
2. OPTIONS AND DERIVATIVES
Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | |
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
 |  |  | relates |  |  |  | |||||||
ORD | Put Options | Purchased | -50,000 | 30.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -100 | 32.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -61,600 | 32.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -14,100 | 35.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -202,000 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -8,300 | 37.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -7,900 | 40.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -2,900 | 40.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,200 | 42.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -3,600 | 42.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -5,500 | 42.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,000 | 42.5000 | American | 15 May 2015 | |||||||
ORD | Put Options | Purchased | -1,400 | 42.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -900 | 45.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -900 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -500 | 45.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -45,000 | 50.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -50,000 | 50.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,100 | 50.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -4,100 | 52.5000 | American | 18 Oct 2014 | |||||||
ORD | Put Options | Purchased | -794,900 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -29,000 | 52.5000 | American | 16 Jan 2015 | |||||||
ORD | Put Options | Purchased | -198,500 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -8,600 | 55.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -1,500 | 55.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -1,900 | 55.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -300 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -200 | 57.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,400 | 60.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -400 | 60.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -100 | 62.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -300 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,900 | 70.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 1,300 | 25.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 200 | 27.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 300 | 30.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 400 | 30.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 1,400 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 6,100 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 1,600 | 45.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 3,800 | 47.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 7,100 | 47.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 1,600 | 47.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 2,100 | 47.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 26,100 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 900 | 50.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 2,900 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 100 | 52.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 2,700 | 55.0000 | American | 18 Oct 2014 | |||||||
ORD | Put Options | Written | 7,900 | 55.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 5,300 | 57.5000 | American | 18 Oct 2014 | |||||||
ORD | Put Options | Written | 168,600 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 800 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 700 | 42.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 100 | 47.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 4,700 | 50.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 6,700 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 200 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 1,200 | 52.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 200 | 52.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 104,400 | 55.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 23,000 | 55.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 255,700 | 55.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 304,100 | 55.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 2,600 | 57.5000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Purchased | 4,489 | 57.5000 | American | 21 Nov 2014 | |||||||
ORD | Call Options | Purchased | 494,000 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 7,900 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 200 | 57.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 11,400 | 60.0000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Purchased | 21,100 | 60.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 100 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 14,500 | 62.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 1,600 | 62.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 4,200 | 65.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 600 | 65.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 71,400 | 65.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 5,000,000 | 65.0000 | American | 19 Jun 2015 | |||||||
ORD | Call Options | Purchased | 14,100 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 300 | 67.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 300 | 67.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 200 | 67.5000 | American | 15 May 2015 | |||||||
ORD | Call Options | Purchased | 6,900 | 67.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 4,400 | 70.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 100 | 75.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 200 | 75.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 300 | 77.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 100 | 80.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -100 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -100 | 37.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -300 | 40.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -7,500 | 40.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -3,500 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100 | 45.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -4,100 | 47.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Written | -800 | 47.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100,000 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100 | 50.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -26,800 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Written | -2,700 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -800 | 52.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -40,600 | 55.0000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Written | -120,300 | 55.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -5,000,000 | 55.0000 | American | 19 Jun 2015 | |||||||
ORD | Call Options | Written | -6,200 | 57.5000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Written | -187,500 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -116,400 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -54,000 | 60.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -62,300 | 60.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -2,800 | 62.5000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Written | -29,000 | 62.5000 | American | 16 Jan 2015 | |||||||
ORD | Call Options | Written | -19,200 | 62.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -6,600 | 62.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -292,400 | 65.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -414,300 | 65.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -334,200 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -177,000 | 67.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -2,500 | 67.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -104,400 | 70.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -5,600 | 75.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -29,600 | 80.0000 | American | 15 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDsâ€) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.