Form 8.3 - ABBVIE INC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) | Â | Identity of the person whose positions/dealings | Â | Barclays PLC. | |
 | are being disclosed: |  | |||
(b) | Owner or controller of interest and short | ||||
 | positions disclosed, if different from 1(a): |  | |||
(c) | Name of offeror/offeree in relation to whose | ABBVIE INC | |||
 | relevant securities this form relates: |  | |||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
 | offeror/offeree: |  | |||
(e) | Date position held/dealing undertaken: | 17 October 2014 | |||
(f) | Has the discloser previously disclosed, or are | YES: | |||
they today disclosing, under the Code in respect | SHIRE PLC | ||||
 | of any other party to this offer? |  |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | Â | Â | ORD | Â | Â | Â | Â | Â | Â | |
Interests | Short Positions | Â | |||||||||
 |  | Number | (%) | Number | (%) | ||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 5,832,728 | 0.37% | 745,902 | 0.05% | |||||||
 |  |  |  |  |  | ||||||
(2) | Derivatives (other than | ||||||||||
options): | 0 | 0.00% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 6,745,118 | 0.42% | 9,823,800 | 0.62% | |||||||
 |  |  |  |  |  | ||||||
 | |||||||||||
TOTAL: | 12,577,846 | 0.79% | 10,569,702 | 0.66% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
security | Â | securities | Â | ||||
ORD | Purchase | 8 | 53.8500 USD | ||||
ORD | Purchase | 13 | 53.2300 USD | ||||
ORD | Purchase | 96 | 53.1579 USD | ||||
ORD | Purchase | 100 | 52.9900 USD | ||||
ORD | Purchase | 100 | 53.0750 USD | ||||
ORD | Purchase | 100 | 53.1400 USD | ||||
ORD | Purchase | 100 | 53.2900 USD | ||||
ORD | Purchase | 100 | 53.3400 USD | ||||
ORD | Purchase | 100 | 53.4100 USD | ||||
ORD | Purchase | 100 | 53.4950 USD | ||||
ORD | Purchase | 100 | 53.5100 USD | ||||
ORD | Purchase | 100 | 53.5650 USD | ||||
ORD | Purchase | 100 | 53.5950 USD | ||||
ORD | Purchase | 100 | 53.8050 USD | ||||
ORD | Purchase | 101 | 53.1700 USD | ||||
ORD | Purchase | 128 | 53.4300 USD | ||||
ORD | Purchase | 200 | 53.1850 USD | ||||
ORD | Purchase | 200 | 53.1950 USD | ||||
ORD | Purchase | 200 | 53.3500 USD | ||||
ORD | Purchase | 200 | 53.3600 USD | ||||
ORD | Purchase | 200 | 53.4700 USD | ||||
ORD | Purchase | 200 | 53.7900 USD | ||||
ORD | Purchase | 292 | 53.1900 USD | ||||
ORD | Purchase | 300 | 53.1833 USD | ||||
ORD | Purchase | 300 | 53.2499 USD | ||||
ORD | Purchase | 300 | 53.3000 USD | ||||
ORD | Purchase | 300 | 53.5633 USD | ||||
ORD | Purchase | 343 | 53.4200 USD | ||||
ORD | Purchase | 400 | 53.2350 USD | ||||
ORD | Purchase | 400 | 53.5163 USD | ||||
ORD | Purchase | 407 | 53.1800 USD | ||||
ORD | Purchase | 500 | 53.1860 USD | ||||
ORD | Purchase | 500 | 53.2060 USD | ||||
ORD | Purchase | 551 | 53.0000 USD | ||||
ORD | Purchase | 600 | 53.4083 USD | ||||
ORD | Purchase | 600 | 53.4958 USD | ||||
ORD | Purchase | 700 | 53.5600 USD | ||||
ORD | Purchase | 700 | 53.5712 USD | ||||
ORD | Purchase | 937 | 53.3591 USD | ||||
ORD | Purchase | 995 | 53.3119 USD | ||||
ORD | Purchase | 1,000 | 53.5399 USD | ||||
ORD | Purchase | 1,090 | 53.0800 USD | ||||
ORD | Purchase | 1,093 | 53.3146 USD | ||||
ORD | Purchase | 1,100 | 53.3227 USD | ||||
ORD | Purchase | 1,100 | 53.3381 USD | ||||
ORD | Purchase | 1,200 | 53.6925 USD | ||||
ORD | Purchase | 1,300 | 53.3369 USD | ||||
ORD | Purchase | 1,300 | 53.3930 USD | ||||
ORD | Purchase | 1,600 | 53.1493 USD | ||||
ORD | Purchase | 1,600 | 53.4000 USD | ||||
ORD | Purchase | 1,790 | 53.3605 USD | ||||
ORD | Purchase | 1,900 | 53.3942 USD | ||||
ORD | Purchase | 1,900 | 53.5701 USD | ||||
ORD | Purchase | 2,100 | 53.3238 USD | ||||
ORD | Purchase | 2,138 | 53.2197 USD | ||||
ORD | Purchase | 2,200 | 53.4084 USD | ||||
ORD | Purchase | 2,300 | 53.2936 USD | ||||
ORD | Purchase | 2,486 | 53.5010 USD | ||||
ORD | Purchase | 2,500 | 53.4844 USD | ||||
ORD | Purchase | 2,525 | 53.3929 USD | ||||
ORD | Purchase | 3,100 | 53.3364 USD | ||||
ORD | Purchase | 3,300 | 53.5409 USD | ||||
ORD | Purchase | 3,300 | 53.7164 USD | ||||
ORD | Purchase | 3,358 | 53.3536 USD | ||||
ORD | Purchase | 3,525 | 53.3158 USD | ||||
ORD | Purchase | 4,100 | 53.1627 USD | ||||
ORD | Purchase | 4,107 | 53.2500 USD | ||||
ORD | Purchase | 4,200 | 53.1657 USD | ||||
ORD | Purchase | 4,501 | 53.5603 USD | ||||
ORD | Purchase | 4,700 | 53.3947 USD | ||||
ORD | Purchase | 4,900 | 53.2933 USD | ||||
ORD | Purchase | 5,179 | 53.5000 USD | ||||
ORD | Purchase | 5,500 | 53.2745 USD | ||||
ORD | Purchase | 6,885 | 53.4429 USD | ||||
ORD | Purchase | 7,000 | 53.3979 USD | ||||
ORD | Purchase | 7,100 | 53.3641 USD | ||||
ORD | Purchase | 7,500 | 53.4046 USD | ||||
ORD | Purchase | 7,536 | 53.4205 USD | ||||
ORD | Purchase | 8,100 | 53.2546 USD | ||||
ORD | Purchase | 8,148 | 53.3080 USD | ||||
ORD | Purchase | 9,623 | 53.2890 USD | ||||
ORD | Purchase | 10,579 | 53.3521 USD | ||||
ORD | Purchase | 12,235 | 52.9000 USD | ||||
ORD | Purchase | 12,696 | 53.3125 USD | ||||
ORD | Purchase | 13,780 | 53.2543 USD | ||||
ORD | Purchase | 15,545 | 53.3634 USD | ||||
ORD | Purchase | 17,428 | 53.2585 USD | ||||
ORD | Purchase | 18,400 | 53.2655 USD | ||||
ORD | Purchase | 21,475 | 53.2592 USD | ||||
ORD | Purchase | 24,700 | 53.3990 USD | ||||
ORD | Purchase | 26,191 | 53.4098 USD | ||||
ORD | Purchase | 36,000 | 53.3703 USD | ||||
ORD | Purchase | 61,355 | 53.3049 USD | ||||
ORD | Purchase | 64,598 | 53.3838 USD | ||||
ORD | Purchase | 74,450 | 53.1949 USD | ||||
ORD | Purchase | 75,851 | 53.2111 USD | ||||
ORD | Purchase | 81,300 | 53.2154 USD | ||||
ORD | Purchase | 100,000 | 53.1100 USD | ||||
ORD | Purchase | 112,031 | 53.3162 USD | ||||
ORD | Purchase | 114,800 | 53.3475 USD | ||||
ORD | Purchase | 124,827 | 53.2074 USD | ||||
ORD | Purchase | 134,028 | 53.3044 USD | ||||
ORD | Purchase | 144,965 | 53.1638 USD | ||||
ORD | Purchase | 154,711 | 53.3613 USD | ||||
ORD | Purchase | 162,347 | 53.3007 USD | ||||
ORD | Purchase | 180,555 | 53.2909 USD | ||||
ORD | Purchase | 206,100 | 53.3428 USD | ||||
ORD | Purchase | 481,949 | 53.2149 USD | ||||
ORD | Purchase | 531,949 | 53.2050 USD | ||||
ORD | Purchase | 2,294,919 | 53.3700 USD | ||||
ORD | Sale | 6 | 53.3800 USD | ||||
ORD | Sale | 25 | 53.4400 USD | ||||
ORD | Sale | 46 | 53.2100 USD | ||||
ORD | Sale | 94 | 53.0000 USD | ||||
ORD | Sale | 100 | 53.3900 USD | ||||
ORD | Sale | 100 | 53.6910 USD | ||||
ORD | Sale | 108 | 53.8500 USD | ||||
ORD | Sale | 127 | 53.2886 USD | ||||
ORD | Sale | 128 | 53.4300 USD | ||||
ORD | Sale | 197 | 52.9700 USD | ||||
ORD | Sale | 200 | 53.1300 USD | ||||
ORD | Sale | 200 | 53.2250 USD | ||||
ORD | Sale | 200 | 53.6500 USD | ||||
ORD | Sale | 300 | 53.1666 USD | ||||
ORD | Sale | 300 | 53.2000 USD | ||||
ORD | Sale | 300 | 53.4833 USD | ||||
ORD | Sale | 332 | 53.3890 USD | ||||
ORD | Sale | 344 | 53.5300 USD | ||||
ORD | Sale | 434 | 53.3811 USD | ||||
ORD | Sale | 443 | 53.4200 USD | ||||
ORD | Sale | 455 | 53.3867 USD | ||||
ORD | Sale | 500 | 53.1360 USD | ||||
ORD | Sale | 500 | 53.2590 USD | ||||
ORD | Sale | 568 | 53.5386 USD | ||||
ORD | Sale | 575 | 53.3756 USD | ||||
ORD | Sale | 598 | 53.4237 USD | ||||
ORD | Sale | 600 | 53.4583 USD | ||||
ORD | Sale | 800 | 53.1881 USD | ||||
ORD | Sale | 900 | 53.2577 USD | ||||
ORD | Sale | 935 | 53.5854 USD | ||||
ORD | Sale | 1,000 | 52.9440 USD | ||||
ORD | Sale | 1,000 | 53.2560 USD | ||||
ORD | Sale | 1,000 | 53.2660 USD | ||||
ORD | Sale | 1,072 | 53.3147 USD | ||||
ORD | Sale | 1,114 | 53.3146 USD | ||||
ORD | Sale | 1,155 | 53.0132 USD | ||||
ORD | Sale | 1,190 | 53.0796 USD | ||||
ORD | Sale | 1,200 | 52.9566 USD | ||||
ORD | Sale | 1,200 | 53.2150 USD | ||||
ORD | Sale | 1,266 | 53.1281 USD | ||||
ORD | Sale | 1,300 | 52.9923 USD | ||||
ORD | Sale | 1,400 | 53.2021 USD | ||||
ORD | Sale | 1,534 | 52.9528 USD | ||||
ORD | Sale | 1,600 | 53.1494 USD | ||||
ORD | Sale | 1,642 | 53.3683 USD | ||||
ORD | Sale | 1,719 | 53.3655 USD | ||||
ORD | Sale | 1,773 | 53.2473 USD | ||||
ORD | Sale | 1,800 | 53.1894 USD | ||||
ORD | Sale | 1,800 | 53.5634 USD | ||||
ORD | Sale | 1,841 | 53.3992 USD | ||||
ORD | Sale | 1,874 | 53.5858 USD | ||||
ORD | Sale | 1,900 | 53.6157 USD | ||||
ORD | Sale | 1,900 | 53.6478 USD | ||||
ORD | Sale | 2,000 | 53.1819 USD | ||||
ORD | Sale | 2,000 | 53.2135 USD | ||||
ORD | Sale | 2,000 | 53.5282 USD | ||||
ORD | Sale | 2,058 | 53.4904 USD | ||||
ORD | Sale | 2,098 | 53.5091 USD | ||||
ORD | Sale | 2,280 | 53.2500 USD | ||||
ORD | Sale | 2,320 | 53.1760 USD | ||||
ORD | Sale | 2,338 | 53.5036 USD | ||||
ORD | Sale | 2,594 | 53.5016 USD | ||||
ORD | Sale | 2,700 | 53.1496 USD | ||||
ORD | Sale | 2,781 | 53.2811 USD | ||||
ORD | Sale | 2,900 | 53.5086 USD | ||||
ORD | Sale | 2,962 | 53.2074 USD | ||||
ORD | Sale | 3,402 | 53.5668 USD | ||||
ORD | Sale | 3,503 | 53.5257 USD | ||||
ORD | Sale | 3,700 | 53.2551 USD | ||||
ORD | Sale | 3,700 | 53.4271 USD | ||||
ORD | Sale | 4,014 | 52.9626 USD | ||||
ORD | Sale | 4,200 | 53.1657 USD | ||||
ORD | Sale | 4,200 | 53.3041 USD | ||||
ORD | Sale | 4,400 | 53.2517 USD | ||||
ORD | Sale | 4,900 | 53.1191 USD | ||||
ORD | Sale | 5,200 | 53.5119 USD | ||||
ORD | Sale | 5,400 | 53.1418 USD | ||||
ORD | Sale | 5,439 | 53.4600 USD | ||||
ORD | Sale | 5,750 | 53.1333 USD | ||||
ORD | Sale | 5,800 | 53.4041 USD | ||||
ORD | Sale | 5,810 | 53.2696 USD | ||||
ORD | Sale | 5,900 | 53.3871 USD | ||||
ORD | Sale | 6,100 | 53.3140 USD | ||||
ORD | Sale | 6,300 | 53.4517 USD | ||||
ORD | Sale | 6,400 | 53.1570 USD | ||||
ORD | Sale | 7,230 | 53.1798 USD | ||||
ORD | Sale | 7,913 | 53.1609 USD | ||||
ORD | Sale | 8,462 | 53.3448 USD | ||||
ORD | Sale | 8,678 | 53.3216 USD | ||||
ORD | Sale | 9,100 | 53.1595 USD | ||||
ORD | Sale | 9,990 | 53.2568 USD | ||||
ORD | Sale | 10,100 | 53.1107 USD | ||||
ORD | Sale | 10,440 | 53.3801 USD | ||||
ORD | Sale | 11,112 | 53.4512 USD | ||||
ORD | Sale | 11,550 | 53.1334 USD | ||||
ORD | Sale | 11,860 | 53.3315 USD | ||||
ORD | Sale | 12,235 | 52.9000 USD | ||||
ORD | Sale | 12,900 | 53.1703 USD | ||||
ORD | Sale | 13,780 | 53.2543 USD | ||||
ORD | Sale | 14,759 | 53.5000 USD | ||||
ORD | Sale | 17,000 | 53.6811 USD | ||||
ORD | Sale | 17,475 | 53.1615 USD | ||||
ORD | Sale | 19,225 | 53.1851 USD | ||||
ORD | Sale | 23,844 | 53.2523 USD | ||||
ORD | Sale | 28,119 | 53.1719 USD | ||||
ORD | Sale | 31,700 | 53.6769 USD | ||||
ORD | Sale | 34,760 | 53.2068 USD | ||||
ORD | Sale | 35,600 | 53.2782 USD | ||||
ORD | Sale | 39,600 | 53.1529 USD | ||||
ORD | Sale | 44,900 | 53.2533 USD | ||||
ORD | Sale | 49,400 | 53.3990 USD | ||||
ORD | Sale | 62,549 | 53.2963 USD | ||||
ORD | Sale | 65,200 | 53.4012 USD | ||||
ORD | Sale | 84,100 | 53.2237 USD | ||||
ORD | Sale | 86,265 | 53.1818 USD | ||||
ORD | Sale | 100,050 | 53.1100 USD | ||||
ORD | Sale | 100,100 | 53.3999 USD | ||||
ORD | Sale | 103,515 | 53.1780 USD | ||||
ORD | Sale | 157,098 | 53.2950 USD | ||||
ORD | Sale | 177,400 | 53.2843 USD | ||||
ORD | Sale | 467,361 | 53.3107 USD | ||||
ORD | Sale | 481,949 | 53.2149 USD | ||||
ORD | Sale | 557,800 | 53.1663 USD | ||||
ORD | Sale | 2,275,129 | 53.3700 USD |
(b) Derivatives transactions (other than options)
Class of relevant security | Â |
Product description
e.g. CFD |
 |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
 | Number of reference securities |  | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | Â | Option | |
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
 |  |  | relates |  |  |  |  | ||||||||
ORD | Call Options | Purchasing | 400 | 52.5 USD | American | 17 Jan 2015 | 3.3000 USD | ||||||||
ORD | Call Options | Selling | 1,100 | 53 USD | American | 24 Oct 2014 | 1.7000 USD | ||||||||
ORD | Call Options | Selling | 100 | 55 USD | American | 17 Jan 2015 | 2.5000 USD | ||||||||
ORD | Put Options | Purchasing | 300 | 54 USD | American | 14 Nov 2014 | 2.1500 USD | ||||||||
ORD | Put Options | Selling | 200 | 51 USD | American | 24 Oct 2014 | 0.6000 USD |
(ii) Exercising
Class of relevant security | Â |
Product description
e.g. call option |
 | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state “none†|
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â | YES | |
Date of disclosure: | 20 Oct 2014 | ||
Contact name: | Rajesh Muthanna | ||
Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Â | Barclays PLC. | |
are being disclosed: | Â | ||
Name of offeror/offeree in relation to whose | ABBVIE INC | ||
relevant securities this from relates: | Â |
2. OPTIONS AND DERIVATIVES
Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | |
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
 |  |  | relates |  |  |  | |||||||
ORD | Put Options | Written | 1,009 | Â | European | 11 Jan 2016 | |||||||
ORD | Call Options | Purchased | 1,009 | Â | European | 11 Jan 2016 | |||||||
ORD | Put Options | Purchased | -50,000 | 30.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -100 | 32.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -61,600 | 32.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -14,100 | 35.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -202,000 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -8,300 | 37.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -7,900 | 40.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -2,900 | 40.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,200 | 42.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -3,300 | 42.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -5,500 | 42.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,000 | 42.5000 | American | 15 May 2015 | |||||||
ORD | Put Options | Purchased | -1,400 | 42.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -900 | 45.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -900 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -500 | 45.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -300 | 47.5000 | American | 15 May 2015 | |||||||
ORD | Put Options | Purchased | -42,900 | 50.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -69,100 | 50.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,100 | 50.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -5,000 | 52.0000 | American | 24 Oct 2014 | |||||||
ORD | Put Options | Purchased | -4,100 | 52.5000 | American | 18 Oct 2014 | |||||||
ORD | Put Options | Purchased | -795,400 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -29,000 | 52.5000 | American | 16 Jan 2015 | |||||||
ORD | Put Options | Purchased | -198,300 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -400 | 52.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -200,000 | 53.5000 | American | 31 Oct 2014 | |||||||
ORD | Put Options | Purchased | -300 | 54.0000 | American | 14 Nov 2014 | |||||||
ORD | Put Options | Purchased | -200 | 55.0000 | American | 18 Oct 2014 | |||||||
ORD | Put Options | Purchased | -8,500 | 55.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -2,700 | 55.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -1,000 | 55.0000 | American | 15 May 2015 | |||||||
ORD | Put Options | Purchased | -1,900 | 55.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -17,200 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -1,500 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -200 | 57.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,400 | 60.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -500 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -400 | 60.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -100 | 62.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -300 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -500 | 67.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,900 | 70.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 1,300 | 25.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 200 | 27.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 1,400 | 30.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 400 | 30.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 1,200 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 100 | 40.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 6,700 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 1,600 | 45.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 3,800 | 47.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 7,600 | 47.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 1,600 | 47.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 2,100 | 47.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 34,200 | 50.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 25,700 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 200 | 51.0000 | American | 24 Oct 2014 | |||||||
ORD | Put Options | Written | 3,400 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 100 | 52.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 7,900 | 55.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 100,000 | 56.0000 | American | 31 Oct 2014 | |||||||
ORD | Put Options | Written | 5,300 | 57.5000 | American | 18 Oct 2014 | |||||||
ORD | Put Options | Written | 168,100 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 800 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 100 | 47.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 5,500 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 5,000 | 50.0000 | American | 15 May 2015 | |||||||
ORD | Call Options | Purchased | 200 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 1,200 | 52.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 200 | 52.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 81,000 | 55.0000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Purchased | 19,300 | 55.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 12,500 | 55.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 255,700 | 55.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 304,100 | 55.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 12,900 | 55.5000 | American | 24 Oct 2014 | |||||||
ORD | Call Options | Purchased | 3,600 | 56.0000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Purchased | 200 | 57.0000 | American | 31 Oct 2014 | |||||||
ORD | Call Options | Purchased | 2,600 | 57.5000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Purchased | 396,400 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 9,100 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 100 | 59.0000 | American | 31 Oct 2014 | |||||||
ORD | Call Options | Purchased | 11,400 | 60.0000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Purchased | 116,000 | 60.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 100 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 14,500 | 62.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 3,600 | 62.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 4,200 | 65.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 600 | 65.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 71,200 | 65.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 5,000,000 | 65.0000 | American | 19 Jun 2015 | |||||||
ORD | Call Options | Purchased | 15,700 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 300 | 67.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 300 | 67.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 9,200 | 67.5000 | American | 15 May 2015 | |||||||
ORD | Call Options | Purchased | 6,900 | 67.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 4,400 | 70.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 200 | 75.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 100 | 80.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -200 | 32.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -100 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -100 | 37.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -7,600 | 40.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -300 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -1,100 | 45.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -800 | 47.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100,000 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100 | 50.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -17,800 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Written | -2,300 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -800 | 52.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -1,100 | 53.0000 | American | 24 Oct 2014 | |||||||
ORD | Call Options | Written | -5,000 | 55.0000 | American | 24 Oct 2014 | |||||||
ORD | Call Options | Written | -815,300 | 55.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Written | -11,200 | 55.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -122,900 | 55.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -5,000,000 | 55.0000 | American | 19 Jun 2015 | |||||||
ORD | Call Options | Written | -70,000 | 56.5000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Written | -100 | 56.5000 | American | 31 Oct 2014 | |||||||
ORD | Call Options | Written | -500 | 57.0000 | American | 14 Nov 2014 | |||||||
ORD | Call Options | Written | -8,500 | 57.5000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Written | -200 | 57.5000 | American | 31 Oct 2014 | |||||||
ORD | Call Options | Written | -47,500 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Written | -187,500 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -19,800 | 57.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -9,000 | 57.5000 | American | 15 May 2015 | |||||||
ORD | Call Options | Written | -1,600 | 58.0000 | American | 7 Nov 2014 | |||||||
ORD | Call Options | Written | -1,600 | 58.5000 | American | 7 Nov 2014 | |||||||
ORD | Call Options | Written | -1,600 | 59.0000 | American | 7 Nov 2014 | |||||||
ORD | Call Options | Written | -95,100 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -62,000 | 60.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -100 | 60.0000 | American | 15 May 2015 | |||||||
ORD | Call Options | Written | -62,300 | 60.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -2,800 | 62.5000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Written | -29,000 | 62.5000 | American | 16 Jan 2015 | |||||||
ORD | Call Options | Written | -21,200 | 62.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -9,900 | 62.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -292,400 | 65.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -414,300 | 65.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -334,200 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -177,000 | 67.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -2,500 | 67.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -104,400 | 70.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -5,600 | 75.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -29,600 | 80.0000 | American | 15 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDsâ€) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.