Form 8.3 - ABBVIE INC
Form 8.3 - ABBVIE INC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| (a) | Â | Identity of the person whose positions/dealings | Â | Barclays PLC. | |
| Â | are being disclosed: | Â | |||
| (b) | Owner or controller of interest and short | ||||
| Â | positions disclosed, if different from 1(a): | Â | |||
| (c) | Name of offeror/offeree in relation to whose |
ABBVIE INC |
|||
| Â | relevant securities this form relates: | Â | |||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| Â | offeror/offeree: | Â | |||
| (e) | Date position held/dealing undertaken: | 15 October 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | SHIRE PLC | ||||
| Â | of any other party to this offer? | Â |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Â | ORD | |||||||||
| Â | Interests | Â | Short Positions | ||||||||
| Â | Â | Number | Â | (%) | Number | Â | (%) | ||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,302,671 | 0.58% | 4,295,113 | 0.27% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 3,618,968 | 0.23% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 6,817,367 | 0.43% | 9,800,400 | 0.62% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (4) | |||||||||||
| TOTAL: | 19,739,006 | 1.24% | 14,095,513 | 0.89% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | Â |
| Details, including nature of the rights concerned and relevant percentages: | Â |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
| security | Â | securities | Â | ||||
| ORD | Purchase | 67 | 54.6100 USD | ||||
| ORD | Purchase | 100 | 52.7300 USD | ||||
| ORD | Purchase | 100 | 52.7800 USD | ||||
| ORD | Purchase | 100 | 53.3200 USD | ||||
| ORD | Purchase | 100 | 53.5000 USD | ||||
| ORD | Purchase | 100 | 53.5400 USD | ||||
| ORD | Purchase | 100 | 53.6400 USD | ||||
| ORD | Purchase | 100 | 54.3700 USD | ||||
| ORD | Purchase | 100 | 55.0000 USD | ||||
| ORD | Purchase | 100 | 55.0700 USD | ||||
| ORD | Purchase | 100 | 55.1500 USD | ||||
| ORD | Purchase | 121 | 53.0000 USD | ||||
| ORD | Purchase | 121 | 53.6835 USD | ||||
| ORD | Purchase | 172 | 55.0186 USD | ||||
| ORD | Purchase | 200 | 53.2350 USD | ||||
| ORD | Purchase | 200 | 53.3000 USD | ||||
| ORD | Purchase | 200 | 53.4000 USD | ||||
| ORD | Purchase | 200 | 55.1095 USD | ||||
| ORD | Purchase | 209 | 54.5647 USD | ||||
| ORD | Purchase | 225 | 52.2500 USD | ||||
| ORD | Purchase | 294 | 53.2076 USD | ||||
| ORD | Purchase | 300 | 53.2732 USD | ||||
| ORD | Purchase | 300 | 53.3633 USD | ||||
| ORD | Purchase | 300 | 55.2166 USD | ||||
| ORD | Purchase | 347 | 53.2009 USD | ||||
| ORD | Purchase | 369 | 53.8847 USD | ||||
| ORD | Purchase | 386 | 52.4662 USD | ||||
| ORD | Purchase | 400 | 54.0400 USD | ||||
| ORD | Purchase | 449 | 52.2000 USD | ||||
| ORD | Purchase | 500 | 53.4520 USD | ||||
| ORD | Purchase | 500 | 53.5350 USD | ||||
| ORD | Purchase | 500 | 54.0100 USD | ||||
| ORD | Purchase | 500 | 54.9120 USD | ||||
| ORD | Purchase | 600 | 53.4925 USD | ||||
| ORD | Purchase | 600 | 54.2350 USD | ||||
| ORD | Purchase | 600 | 54.5100 USD | ||||
| ORD | Purchase | 600 | 55.1265 USD | ||||
| ORD | Purchase | 700 | 52.9478 USD | ||||
| ORD | Purchase | 700 | 53.6900 USD | ||||
| ORD | Purchase | 768 | 52.9423 USD | ||||
| ORD | Purchase | 800 | 53.3275 USD | ||||
| ORD | Purchase | 800 | 54.9000 USD | ||||
| ORD | Purchase | 800 | 54.9900 USD | ||||
| ORD | Purchase | 882 | 52.8083 USD | ||||
| ORD | Purchase | 900 | 52.9811 USD | ||||
| ORD | Purchase | 900 | 53.1168 USD | ||||
| ORD | Purchase | 900 | 53.5455 USD | ||||
| ORD | Purchase | 900 | 54.4844 USD | ||||
| ORD | Purchase | 914 | 53.0449 USD | ||||
| ORD | Purchase | 1,000 | 52.5860 USD | ||||
| ORD | Purchase | 1,000 | 53.1255 USD | ||||
| ORD | Purchase | 1,000 | 53.3850 USD | ||||
| ORD | Purchase | 1,000 | 53.6690 USD | ||||
| ORD | Purchase | 1,000 | 53.6810 USD | ||||
| ORD | Purchase | 1,050 | 53.4278 USD | ||||
| ORD | Purchase | 1,080 | 54.0142 USD | ||||
| ORD | Purchase | 1,094 | 53.3942 USD | ||||
| ORD | Purchase | 1,285 | 53.0118 USD | ||||
| ORD | Purchase | 1,400 | 53.3883 USD | ||||
| ORD | Purchase | 1,400 | 54.1069 USD | ||||
| ORD | Purchase | 1,500 | 54.7380 USD | ||||
| ORD | Purchase | 1,600 | 55.0020 USD | ||||
| ORD | Purchase | 1,788 | 54.1300 USD | ||||
| ORD | Purchase | 1,800 | 54.7097 USD | ||||
| ORD | Purchase | 1,849 | 54.8528 USD | ||||
| ORD | Purchase | 1,900 | 53.9539 USD | ||||
| ORD | Purchase | 2,000 | 54.6985 USD | ||||
| ORD | Purchase | 2,090 | 53.3024 USD | ||||
| ORD | Purchase | 2,200 | 54.2740 USD | ||||
| ORD | Purchase | 2,400 | 53.9095 USD | ||||
| ORD | Purchase | 2,400 | 54.1908 USD | ||||
| ORD | Purchase | 2,517 | 53.3405 USD | ||||
| ORD | Purchase | 2,600 | 53.2630 USD | ||||
| ORD | Purchase | 2,851 | 53.8715 USD | ||||
| ORD | Purchase | 3,804 | 53.1467 USD | ||||
| ORD | Purchase | 4,012 | 54.1044 USD | ||||
| ORD | Purchase | 4,200 | 53.1816 USD | ||||
| ORD | Purchase | 4,300 | 52.6132 USD | ||||
| ORD | Purchase | 4,589 | 53.2816 USD | ||||
| ORD | Purchase | 4,891 | 54.1471 USD | ||||
| ORD | Purchase | 5,068 | 53.0936 USD | ||||
| ORD | Purchase | 5,351 | 53.6238 USD | ||||
| ORD | Purchase | 5,400 | 53.2964 USD | ||||
| ORD | Purchase | 5,419 | 53.0126 USD | ||||
| ORD | Purchase | 5,799 | 53.3442 USD | ||||
| ORD | Purchase | 6,898 | 54.1089 USD | ||||
| ORD | Purchase | 7,935 | 53.4070 USD | ||||
| ORD | Purchase | 8,330 | 54.0113 USD | ||||
| ORD | Purchase | 9,301 | 52.9734 USD | ||||
| ORD | Purchase | 9,576 | 54.5662 USD | ||||
| ORD | Purchase | 9,815 | 53.6125 USD | ||||
| ORD | Purchase | 9,822 | 53.3715 USD | ||||
| ORD | Purchase | 10,100 | 52.5291 USD | ||||
| ORD | Purchase | 10,101 | 53.2089 USD | ||||
| ORD | Purchase | 10,197 | 54.8110 USD | ||||
| ORD | Purchase | 10,273 | 53.5496 USD | ||||
| ORD | Purchase | 10,579 | 54.4820 USD | ||||
| ORD | Purchase | 10,798 | 52.4016 USD | ||||
| ORD | Purchase | 10,900 | 53.3090 USD | ||||
| ORD | Purchase | 12,208 | 53.5025 USD | ||||
| ORD | Purchase | 12,496 | 53.1876 USD | ||||
| ORD | Purchase | 12,700 | 54.5329 USD | ||||
| ORD | Purchase | 13,591 | 54.5835 USD | ||||
| ORD | Purchase | 13,827 | 53.0054 USD | ||||
| ORD | Purchase | 14,600 | 53.5834 USD | ||||
| ORD | Purchase | 15,225 | 54.3314 USD | ||||
| ORD | Purchase | 16,494 | 53.2953 USD | ||||
| ORD | Purchase | 17,010 | 54.7819 USD | ||||
| ORD | Purchase | 17,100 | 53.3687 USD | ||||
| ORD | Purchase | 17,534 | 54.5096 USD | ||||
| ORD | Purchase | 18,140 | 54.6984 USD | ||||
| ORD | Purchase | 18,338 | 54.0078 USD | ||||
| ORD | Purchase | 19,945 | 54.2135 USD | ||||
| ORD | Purchase | 20,218 | 53.4368 USD | ||||
| ORD | Purchase | 20,276 | 54.0799 USD | ||||
| ORD | Purchase | 25,000 | 52.1000 USD | ||||
| ORD | Purchase | 26,400 | 53.4234 USD | ||||
| ORD | Purchase | 26,801 | 52.7436 USD | ||||
| ORD | Purchase | 26,994 | 53.5951 USD | ||||
| ORD | Purchase | 27,400 | 54.9280 USD | ||||
| ORD | Purchase | 27,450 | 53.0648 USD | ||||
| ORD | Purchase | 28,918 | 52.8654 USD | ||||
| ORD | Purchase | 31,283 | 53.0037 USD | ||||
| ORD | Purchase | 33,143 | 53.5319 USD | ||||
| ORD | Purchase | 33,486 | 53.4406 USD | ||||
| ORD | Purchase | 35,400 | 52.8491 USD | ||||
| ORD | Purchase | 36,516 | 54.0818 USD | ||||
| ORD | Purchase | 36,740 | 51.6500 USD | ||||
| ORD | Purchase | 38,659 | 52.9448 USD | ||||
| ORD | Purchase | 42,067 | 53.6696 USD | ||||
| ORD | Purchase | 42,184 | 53.3369 USD | ||||
| ORD | Purchase | 47,389 | 53.1960 USD | ||||
| ORD | Purchase | 48,730 | 53.9582 USD | ||||
| ORD | Purchase | 49,800 | 54.9278 USD | ||||
| ORD | Purchase | 50,000 | 51.9000 USD | ||||
| ORD | Purchase | 53,758 | 53.9023 USD | ||||
| ORD | Purchase | 57,791 | 54.7093 USD | ||||
| ORD | Purchase | 57,983 | 53.0478 USD | ||||
| ORD | Purchase | 58,446 | 54.1560 USD | ||||
| ORD | Purchase | 59,280 | 53.6070 USD | ||||
| ORD | Purchase | 60,515 | 53.5444 USD | ||||
| ORD | Purchase | 61,940 | 51.8578 USD | ||||
| ORD | Purchase | 63,197 | 53.4660 USD | ||||
| ORD | Purchase | 66,920 | 52.0907 USD | ||||
| ORD | Purchase | 66,998 | 53.5798 USD | ||||
| ORD | Purchase | 67,866 | 53.1153 USD | ||||
| ORD | Purchase | 71,148 | 53.7071 USD | ||||
| ORD | Purchase | 72,938 | 54.8205 USD | ||||
| ORD | Purchase | 74,590 | 53.5456 USD | ||||
| ORD | Purchase | 79,200 | 55.1628 USD | ||||
| ORD | Purchase | 81,094 | 54.8008 USD | ||||
| ORD | Purchase | 82,300 | 54.1008 USD | ||||
| ORD | Purchase | 82,781 | 53.2419 USD | ||||
| ORD | Purchase | 89,105 | 54.8569 USD | ||||
| ORD | Purchase | 89,265 | 53.3044 USD | ||||
| ORD | Purchase | 90,100 | 53.5700 USD | ||||
| ORD | Purchase | 93,617 | 53.1709 USD | ||||
| ORD | Purchase | 99,928 | 53.6611 USD | ||||
| ORD | Purchase | 101,765 | 54.0116 USD | ||||
| ORD | Purchase | 114,872 | 53.3791 USD | ||||
| ORD | Purchase | 123,703 | 52.8864 USD | ||||
| ORD | Purchase | 141,000 | 53.8500 USD | ||||
| ORD | Purchase | 148,606 | 53.0641 USD | ||||
| ORD | Purchase | 150,000 | 54.5191 USD | ||||
| ORD | Purchase | 152,928 | 54.0707 USD | ||||
| ORD | Purchase | 166,631 | 53.6237 USD | ||||
| ORD | Purchase | 173,266 | 52.5281 USD | ||||
| ORD | Purchase | 189,849 | 53.6044 USD | ||||
| ORD | Purchase | 253,843 | 52.5061 USD | ||||
| ORD | Purchase | 277,275 | 53.6614 USD | ||||
| ORD | Purchase | 288,553 | 54.8490 USD | ||||
| ORD | Purchase | 321,539 | 54.0602 USD | ||||
| ORD | Purchase | 321,773 | 52.4006 USD | ||||
| ORD | Purchase | 364,563 | 53.6402 USD | ||||
| ORD | Purchase | 415,665 | 52.1094 USD | ||||
| ORD | Purchase | 417,636 | 52.6090 USD | ||||
| ORD | Purchase | 442,457 | 53.6533 USD | ||||
| ORD | Purchase | 486,308 | 53.6986 USD | ||||
| ORD | Purchase | 524,307 | 54.4547 USD | ||||
| ORD | Purchase | 590,394 | 52.2401 USD | ||||
| ORD | Purchase | 700,000 | 52.0000 USD | ||||
| ORD | Purchase | 756,098 | 53.5755 USD | ||||
| ORD | Purchase | 790,100 | 52.1790 USD | ||||
| ORD | Purchase | 2,208,413 | 54.6300 USD | ||||
| ORD | Purchase | 2,849,950 | 53.3343 USD | ||||
| ORD | Sale | 30 | 53.8600 USD | ||||
| ORD | Sale | 61 | 53.5100 USD | ||||
| ORD | Sale | 94 | 53.1500 USD | ||||
| ORD | Sale | 100 | 53.1600 USD | ||||
| ORD | Sale | 100 | 53.2700 USD | ||||
| ORD | Sale | 100 | 55.0050 USD | ||||
| ORD | Sale | 100 | 55.2550 USD | ||||
| ORD | Sale | 100 | 55.5900 USD | ||||
| ORD | Sale | 200 | 54.1900 USD | ||||
| ORD | Sale | 200 | 54.2000 USD | ||||
| ORD | Sale | 200 | 54.3800 USD | ||||
| ORD | Sale | 200 | 54.8100 USD | ||||
| ORD | Sale | 200 | 54.9000 USD | ||||
| ORD | Sale | 200 | 55.0450 USD | ||||
| ORD | Sale | 200 | 55.1500 USD | ||||
| ORD | Sale | 300 | 54.1033 USD | ||||
| ORD | Sale | 300 | 54.7566 USD | ||||
| ORD | Sale | 500 | 54.1800 USD | ||||
| ORD | Sale | 500 | 54.8950 USD | ||||
| ORD | Sale | 500 | 55.1300 USD | ||||
| ORD | Sale | 554 | 54.5000 USD | ||||
| ORD | Sale | 600 | 55.0066 USD | ||||
| ORD | Sale | 625 | 54.1188 USD | ||||
| ORD | Sale | 695 | 53.5107 USD | ||||
| ORD | Sale | 700 | 54.1914 USD | ||||
| ORD | Sale | 800 | 53.7081 USD | ||||
| ORD | Sale | 800 | 54.6598 USD | ||||
| ORD | Sale | 900 | 53.1900 USD | ||||
| ORD | Sale | 1,000 | 53.4080 USD | ||||
| ORD | Sale | 1,200 | 54.8967 USD | ||||
| ORD | Sale | 1,223 | 55.0046 USD | ||||
| ORD | Sale | 1,270 | 53.4120 USD | ||||
| ORD | Sale | 1,405 | 54.8750 USD | ||||
| ORD | Sale | 1,600 | 55.0020 USD | ||||
| ORD | Sale | 1,731 | 53.3438 USD | ||||
| ORD | Sale | 1,788 | 54.1300 USD | ||||
| ORD | Sale | 1,904 | 52.9318 USD | ||||
| ORD | Sale | 2,500 | 53.0055 USD | ||||
| ORD | Sale | 2,600 | 54.5073 USD | ||||
| ORD | Sale | 2,600 | 54.8424 USD | ||||
| ORD | Sale | 2,700 | 54.7392 USD | ||||
| ORD | Sale | 2,730 | 53.1359 USD | ||||
| ORD | Sale | 2,903 | 54.4558 USD | ||||
| ORD | Sale | 3,200 | 54.8265 USD | ||||
| ORD | Sale | 3,300 | 54.4133 USD | ||||
| ORD | Sale | 3,869 | 54.7731 USD | ||||
| ORD | Sale | 4,168 | 54.7723 USD | ||||
| ORD | Sale | 4,187 | 55.0089 USD | ||||
| ORD | Sale | 4,200 | 53.8900 USD | ||||
| ORD | Sale | 4,881 | 53.0718 USD | ||||
| ORD | Sale | 4,928 | 53.0344 USD | ||||
| ORD | Sale | 5,248 | 53.6239 USD | ||||
| ORD | Sale | 5,454 | 53.6238 USD | ||||
| ORD | Sale | 5,456 | 54.2592 USD | ||||
| ORD | Sale | 5,559 | 54.0083 USD | ||||
| ORD | Sale | 5,625 | 54.5068 USD | ||||
| ORD | Sale | 5,957 | 54.0058 USD | ||||
| ORD | Sale | 6,327 | 54.7097 USD | ||||
| ORD | Sale | 6,576 | 54.5191 USD | ||||
| ORD | Sale | 6,700 | 53.3777 USD | ||||
| ORD | Sale | 7,417 | 53.6021 USD | ||||
| ORD | Sale | 7,468 | 53.6049 USD | ||||
| ORD | Sale | 7,527 | 53.1592 USD | ||||
| ORD | Sale | 7,605 | 54.6715 USD | ||||
| ORD | Sale | 8,342 | 53.0838 USD | ||||
| ORD | Sale | 8,575 | 54.6077 USD | ||||
| ORD | Sale | 10,300 | 54.9267 USD | ||||
| ORD | Sale | 10,742 | 53.7514 USD | ||||
| ORD | Sale | 10,920 | 54.8300 USD | ||||
| ORD | Sale | 11,536 | 54.5069 USD | ||||
| ORD | Sale | 11,600 | 53.9540 USD | ||||
| ORD | Sale | 11,934 | 53.8969 USD | ||||
| ORD | Sale | 12,200 | 53.5430 USD | ||||
| ORD | Sale | 12,347 | 53.0950 USD | ||||
| ORD | Sale | 12,741 | 53.9862 USD | ||||
| ORD | Sale | 13,440 | 53.3529 USD | ||||
| ORD | Sale | 14,507 | 53.9596 USD | ||||
| ORD | Sale | 15,157 | 53.3967 USD | ||||
| ORD | Sale | 15,894 | 53.2252 USD | ||||
| ORD | Sale | 19,900 | 54.3904 USD | ||||
| ORD | Sale | 22,195 | 53.4133 USD | ||||
| ORD | Sale | 22,725 | 53.3516 USD | ||||
| ORD | Sale | 24,187 | 54.8892 USD | ||||
| ORD | Sale | 25,000 | 52.1000 USD | ||||
| ORD | Sale | 25,200 | 54.5822 USD | ||||
| ORD | Sale | 27,195 | 53.0290 USD | ||||
| ORD | Sale | 27,913 | 54.7594 USD | ||||
| ORD | Sale | 28,489 | 53.2577 USD | ||||
| ORD | Sale | 31,900 | 53.5336 USD | ||||
| ORD | Sale | 33,500 | 54.3383 USD | ||||
| ORD | Sale | 36,340 | 54.0167 USD | ||||
| ORD | Sale | 36,655 | 53.6301 USD | ||||
| ORD | Sale | 36,740 | 51.6500 USD | ||||
| ORD | Sale | 37,108 | 54.6617 USD | ||||
| ORD | Sale | 39,244 | 53.9273 USD | ||||
| ORD | Sale | 39,710 | 53.5967 USD | ||||
| ORD | Sale | 42,000 | 53.4844 USD | ||||
| ORD | Sale | 42,515 | 53.7734 USD | ||||
| ORD | Sale | 50,600 | 52.0360 USD | ||||
| ORD | Sale | 51,099 | 54.1296 USD | ||||
| ORD | Sale | 51,397 | 53.9665 USD | ||||
| ORD | Sale | 51,679 | 54.3459 USD | ||||
| ORD | Sale | 53,586 | 53.3059 USD | ||||
| ORD | Sale | 54,983 | 54.1717 USD | ||||
| ORD | Sale | 66,106 | 54.0741 USD | ||||
| ORD | Sale | 68,591 | 54.2908 USD | ||||
| ORD | Sale | 68,828 | 54.4176 USD | ||||
| ORD | Sale | 70,800 | 52.8491 USD | ||||
| ORD | Sale | 72,500 | 54.1394 USD | ||||
| ORD | Sale | 73,480 | 52.1075 USD | ||||
| ORD | Sale | 90,100 | 53.5700 USD | ||||
| ORD | Sale | 103,590 | 54.2090 USD | ||||
| ORD | Sale | 112,955 | 54.2717 USD | ||||
| ORD | Sale | 133,643 | 54.0989 USD | ||||
| ORD | Sale | 141,000 | 53.8500 USD | ||||
| ORD | Sale | 212,870 | 52.5883 USD | ||||
| ORD | Sale | 273,158 | 53.7696 USD | ||||
| ORD | Sale | 309,778 | 52.8020 USD | ||||
| ORD | Sale | 352,466 | 53.1095 USD | ||||
| ORD | Sale | 415,665 | 52.1094 USD | ||||
| ORD | Sale | 473,886 | 53.7094 USD | ||||
| ORD | Sale | 700,000 | 52.0000 USD | ||||
| ORD | Sale | 753,466 | 54.1097 USD | ||||
| ORD | Sale | 858,294 | 52.2763 USD | ||||
| ORD | Sale | 2,210,891 | 54.6300 USD | ||||
| ORD | Sale | 2,849,950 | 53.3343 USD |
(b) Derivatives transactions (other than options)
| Class of relevant security | Â |
Product description
e.g. CFD |
 |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
 | Number of reference securities |  | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | Â | Option | |
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| Â | Â | Â | relates | Â | Â | Â | Â | ||||||||
| ORD | Call Options | Selling | 800 | 52.5 USD | American | 22 Nov 2014 | 3.1000 USD | ||||||||
| ORD | Call Options | Selling | 5,000 | 55 USD | American | 24 Oct 2014 | 1.2300 USD | ||||||||
| ORD | Call Options | Selling | 600 | 55 USD | American | 22 Nov 2014 | 1.8583 USD | ||||||||
| ORD | Call Options | Selling | 945,000 | 55 USD | American | 22 Nov 2014 | 2.7654 USD | ||||||||
| ORD | Call Options | Selling | 300 | 60 USD | American | 17 Jan 2015 | 1.2800 USD | ||||||||
| ORD | Call Options | Selling | 8,000 | 60 USD | American | 20 Feb 2015 | 1.5500 USD | ||||||||
| ORD | Call Options | Selling | 100 | 60 USD | American | 15 May 2015 | 2.9600 USD | ||||||||
| ORD | Call Options | Selling | 2,000 | 62.5 USD | American | 17 Jan 2015 | 0.4000 USD | ||||||||
| ORD | Put Options | Purchasing | 200 | 35 USD | American | 15 Jan 2016 | 1.5000 USD | ||||||||
| ORD | Put Options | Purchasing | 5,000 | 52 USD | American | 24 Oct 2014 | 0.4800 USD | ||||||||
| ORD | Put Options | Purchasing | 400 | 52.5 USD | American | 15 Jan 2016 | 7.0000 USD | ||||||||
| ORD | Put Options | Purchasing | 1,000 | 55 USD | American | 15 May 2015 | 6.5000 USD | ||||||||
| ORD | Put Options | Selling | 500 | 52.5 USD | American | 22 Nov 2014 | 1.3500 USD |
(ii) Exercising
| Class of relevant security | Â |
Product description
e.g. call option |
 | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state “none†|
|
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
|
NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | Â | YES | |
| Date of disclosure: | 16 Oct 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Â | Barclays PLC. | |
| are being disclosed: | Â | ||
| Name of offeror/offeree in relation to whose | ABBVIE INC | ||
| relevant securities this from relates: | Â |
2. OPTIONS AND DERIVATIVES
| Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | |
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| Â | Â | Â | relates | Â | Â | Â | |||||||
| ORD | Put Options | Written | 1,009 | Â | European | 11 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,009 | Â | European | 11 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -50,000 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 32.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -61,600 | 32.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -14,100 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -202,000 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -8,300 | 37.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -7,900 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -2,900 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,200 | 42.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -3,300 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -5,500 | 42.5000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 42.5000 | American | 15 May 2015 | |||||||
| ORD | Put Options | Purchased | -1,400 | 42.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -900 | 45.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -900 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -300 | 47.5000 | American | 15 May 2015 | |||||||
| ORD | Put Options | Purchased | -42,900 | 50.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -69,100 | 50.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Purchased | -1,100 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -5,000 | 52.0000 | American | 24 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -4,100 | 52.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -795,400 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -29,000 | 52.5000 | American | 16 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -198,300 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -400 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -200,000 | 53.5000 | American | 31 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -8,500 | 55.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -2,700 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 55.0000 | American | 15 May 2015 | |||||||
| ORD | Put Options | Purchased | -1,900 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,500 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -200 | 57.5000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,400 | 60.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -500 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -400 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -300 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -500 | 67.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,900 | 70.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,300 | 25.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 200 | 27.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,400 | 30.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 400 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,200 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 100 | 40.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 6,700 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,600 | 45.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 3,800 | 47.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 7,100 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,600 | 47.5000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 2,100 | 47.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 34,200 | 50.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 25,700 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 3,400 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 100 | 52.5000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 1,300 | 55.0000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 7,900 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Written | 100,000 | 56.0000 | American | 31 Oct 2014 | |||||||
| ORD | Put Options | Written | 5,300 | 57.5000 | American | 18 Oct 2014 | |||||||
| ORD | Put Options | Written | 168,600 | 57.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 800 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 47.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 5,500 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 5,000 | 50.0000 | American | 15 May 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 1,200 | 52.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 80,100 | 55.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 23,800 | 55.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 12,500 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 255,700 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 304,100 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 200 | 57.0000 | American | 31 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 2,600 | 57.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 4,049 | 57.5000 | American | 21 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 476,400 | 57.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 9,100 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 100 | 59.0000 | American | 31 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 11,400 | 60.0000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 116,000 | 60.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 14,500 | 62.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 3,600 | 62.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 4,200 | 65.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 600 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 71,200 | 65.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Purchased | 5,000,000 | 65.0000 | American | 19 Jun 2015 | |||||||
| ORD | Call Options | Purchased | 15,700 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 300 | 67.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 300 | 67.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 9,200 | 67.5000 | American | 15 May 2015 | |||||||
| ORD | Call Options | Purchased | 6,900 | 67.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 4,400 | 70.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 100 | 80.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -200 | 32.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -100 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -100 | 37.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -7,600 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -300 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -1,100 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -800 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100,000 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -17,800 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -2,700 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -800 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -5,000 | 55.0000 | American | 24 Oct 2014 | |||||||
| ORD | Call Options | Written | -815,300 | 55.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -11,100 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -122,900 | 55.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -5,000,000 | 55.0000 | American | 19 Jun 2015 | |||||||
| ORD | Call Options | Written | -70,000 | 56.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -100 | 56.5000 | American | 31 Oct 2014 | |||||||
| ORD | Call Options | Written | -500 | 57.0000 | American | 14 Nov 2014 | |||||||
| ORD | Call Options | Written | -8,500 | 57.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -200 | 57.5000 | American | 31 Oct 2014 | |||||||
| ORD | Call Options | Written | -42,600 | 57.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -187,500 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -19,800 | 57.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -9,000 | 57.5000 | American | 15 May 2015 | |||||||
| ORD | Call Options | Written | -1,600 | 58.0000 | American | 7 Nov 2014 | |||||||
| ORD | Call Options | Written | -1,600 | 58.5000 | American | 7 Nov 2014 | |||||||
| ORD | Call Options | Written | -1,600 | 59.0000 | American | 7 Nov 2014 | |||||||
| ORD | Call Options | Written | -95,100 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -62,000 | 60.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -100 | 60.0000 | American | 15 May 2015 | |||||||
| ORD | Call Options | Written | -62,300 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -2,800 | 62.5000 | American | 18 Oct 2014 | |||||||
| ORD | Call Options | Written | -29,000 | 62.5000 | American | 16 Jan 2015 | |||||||
| ORD | Call Options | Written | -21,200 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -9,900 | 62.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -292,400 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -414,300 | 65.0000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -334,200 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -177,000 | 67.5000 | American | 20 Feb 2015 | |||||||
| ORD | Call Options | Written | -2,500 | 67.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -104,400 | 70.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -5,600 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -29,600 | 80.0000 | American | 15 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDsâ€) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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