Form 8.3 - ABBVIE INC

Form 8.3 - ABBVIE INC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

ABBVIE INC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 14 July 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect SHIRE PLC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD
Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 1,763,356 0.11% 3,269,188 0.21%
           
(2) Derivatives (other than
options): 3,668,705 0.23% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 283,300 0.02% 479,500 0.03%
           
TOTAL:
5,715,361 0.36% 3,748,688 0.24%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 4 54.7300 USD
ORD Purchase 7 54.6000 USD
ORD Purchase 100 54.1000 USD
ORD Purchase 100 54.1100 USD
ORD Purchase 100 54.1300 USD
ORD Purchase 100 54.2000 USD
ORD Purchase 100 54.5220 USD
ORD Purchase 100 54.6350 USD
ORD Purchase 100 54.9400 USD
ORD Purchase 100 54.9500 USD
ORD Purchase 100 54.9800 USD
ORD Purchase 108 54.4816 USD
ORD Purchase 129 54.5200 USD
ORD Purchase 200 54.2250 USD
ORD Purchase 200 54.9150 USD
ORD Purchase 212 54.8641 USD
ORD Purchase 238 54.9900 USD
ORD Purchase 269 54.6110 USD
ORD Purchase 299 54.6535 USD
ORD Purchase 300 54.6633 USD
ORD Purchase 300 54.6658 USD
ORD Purchase 300 54.9633 USD
ORD Purchase 302 54.7465 USD
ORD Purchase 400 54.5410 USD
ORD Purchase 400 54.9000 USD
ORD Purchase 500 54.6214 USD
ORD Purchase 500 54.6510 USD
ORD Purchase 569 54.6843 USD
ORD Purchase 600 54.8966 USD
ORD Purchase 600 54.9942 USD
ORD Purchase 700 54.6671 USD
ORD Purchase 775 54.1841 USD
ORD Purchase 800 54.5556 USD
ORD Purchase 920 53.7500 USD
ORD Purchase 925 54.1664 USD
ORD Purchase 1,300 54.5992 USD
ORD Purchase 1,325 54.1781 USD
ORD Purchase 1,500 54.8948 USD
ORD Purchase 2,308 54.7806 USD
ORD Purchase 2,376 54.6551 USD
ORD Purchase 2,400 54.4983 USD
ORD Purchase 2,433 54.6184 USD
ORD Purchase 2,548 54.6400 USD
ORD Purchase 2,557 54.7051 USD
ORD Purchase 2,700 54.6822 USD
ORD Purchase 2,775 53.5992 USD
ORD Purchase 2,849 54.6960 USD
ORD Purchase 3,100 53.5825 USD
ORD Purchase 3,244 54.6577 USD
ORD Purchase 3,475 54.2035 USD
ORD Purchase 3,800 54.8940 USD
ORD Purchase 3,814 54.6979 USD
ORD Purchase 4,000 54.1610 USD
ORD Purchase 4,100 54.5344 USD
ORD Purchase 4,163 54.7569 USD
ORD Purchase 4,223 54.5725 USD
ORD Purchase 4,250 54.5985 USD
ORD Purchase 4,396 54.6111 USD
ORD Purchase 4,448 54.5524 USD
ORD Purchase 4,912 54.6046 USD
ORD Purchase 5,000 54.7372 USD
ORD Purchase 5,870 54.6611 USD
ORD Purchase 6,100 53.5800 USD
ORD Purchase 7,058 54.5301 USD
ORD Purchase 8,200 54.4559 USD
ORD Purchase 8,200 54.4599 USD
ORD Purchase 12,500 53.5500 USD
ORD Purchase 13,045 54.5622 USD
ORD Purchase 13,050 54.5697 USD
ORD Purchase 14,766 54.5426 USD
ORD Purchase 16,300 54.5774 USD
ORD Purchase 21,855 54.7107 USD
ORD Purchase 22,025 54.4440 USD
ORD Purchase 24,353 54.7714 USD
ORD Purchase 24,900 54.6851 USD
ORD Purchase 31,796 54.5453 USD
ORD Purchase 32,737 54.9335 USD
ORD Purchase 33,473 53.9656 USD
ORD Purchase 35,200 54.6796 USD
ORD Purchase 38,600 54.7027 USD
ORD Purchase 46,699 54.5913 USD
ORD Purchase 53,972 54.7100 USD
ORD Purchase 61,773 54.6105 USD
ORD Purchase 70,000 54.2847 USD
ORD Purchase 78,937 54.5674 USD
ORD Purchase 85,856 54.6034 USD
ORD Purchase 122,230 54.5337 USD
ORD Purchase 128,454 54.6574 USD
ORD Purchase 137,000 54.6953 USD
ORD Purchase 140,026 54.7551 USD
ORD Purchase 152,252 54.7309 USD
ORD Purchase 167,771 53.8585 USD
ORD Purchase 180,982 54.0500 USD
ORD Purchase 195,629 54.8500 USD
ORD Purchase 205,275 54.2305 USD
ORD Purchase 206,500 54.5635 USD
ORD Purchase 224,261 54.6489 USD
ORD Purchase 249,916 54.6449 USD
ORD Purchase 252,074 54.6554 USD
ORD Purchase 269,700 53.5396 USD
ORD Purchase 326,785 54.4867 USD
ORD Purchase 537,600 54.6721 USD
ORD Purchase 591,360 54.6938 USD
ORD Purchase 675,465 54.5131 USD
ORD Purchase 712,045 54.6476 USD
ORD Purchase 985,580 54.5247 USD
ORD Sale 35 54.8400 USD
ORD Sale 72 54.6900 USD
ORD Sale 92 54.4800 USD
ORD Sale 100 53.9900 USD
ORD Sale 100 54.4000 USD
ORD Sale 100 54.4100 USD
ORD Sale 100 54.5200 USD
ORD Sale 100 54.6150 USD
ORD Sale 100 54.7950 USD
ORD Sale 100 54.8200 USD
ORD Sale 100 54.8700 USD
ORD Sale 200 54.3160 USD
ORD Sale 200 54.6200 USD
ORD Sale 200 54.6925 USD
ORD Sale 200 54.8750 USD
ORD Sale 200 54.9600 USD
ORD Sale 200 54.9925 USD
ORD Sale 201 54.6270 USD
ORD Sale 300 54.5166 USD
ORD Sale 300 54.6533 USD
ORD Sale 300 54.9500 USD
ORD Sale 400 54.4900 USD
ORD Sale 400 54.6162 USD
ORD Sale 400 54.7300 USD
ORD Sale 400 54.7400 USD
ORD Sale 400 54.8312 USD
ORD Sale 400 54.9625 USD
ORD Sale 400 54.9950 USD
ORD Sale 439 54.6308 USD
ORD Sale 472 54.6469 USD
ORD Sale 500 54.9464 USD
ORD Sale 500 54.9590 USD
ORD Sale 600 54.8833 USD
ORD Sale 605 54.9445 USD
ORD Sale 680 54.6488 USD
ORD Sale 700 54.4600 USD
ORD Sale 771 54.6577 USD
ORD Sale 800 54.5687 USD
ORD Sale 800 54.6650 USD
ORD Sale 900 54.5316 USD
ORD Sale 900 54.7055 USD
ORD Sale 900 54.9011 USD
ORD Sale 900 54.9333 USD
ORD Sale 900 54.9455 USD
ORD Sale 901 54.6653 USD
ORD Sale 920 53.7500 USD
ORD Sale 975 54.9648 USD
ORD Sale 1,000 54.5750 USD
ORD Sale 1,000 54.6214 USD
ORD Sale 1,000 54.8869 USD
ORD Sale 1,002 54.7982 USD
ORD Sale 1,004 54.5726 USD
ORD Sale 1,100 54.3209 USD
ORD Sale 1,100 54.6972 USD
ORD Sale 1,100 54.9154 USD
ORD Sale 1,200 54.4941 USD
ORD Sale 1,227 54.5798 USD
ORD Sale 1,300 54.5153 USD
ORD Sale 1,500 54.8948 USD
ORD Sale 1,521 54.6553 USD
ORD Sale 1,720 54.4754 USD
ORD Sale 1,880 54.6600 USD
ORD Sale 1,900 54.5813 USD
ORD Sale 1,916 54.6242 USD
ORD Sale 2,027 54.5073 USD
ORD Sale 2,300 54.4876 USD
ORD Sale 2,300 54.5104 USD
ORD Sale 2,700 54.9450 USD
ORD Sale 2,805 54.5259 USD
ORD Sale 2,951 54.6596 USD
ORD Sale 3,000 54.5806 USD
ORD Sale 3,300 54.6878 USD
ORD Sale 3,300 54.9264 USD
ORD Sale 3,400 54.5117 USD
ORD Sale 3,577 54.9550 USD
ORD Sale 3,800 54.7307 USD
ORD Sale 3,900 54.6472 USD
ORD Sale 4,100 54.5344 USD
ORD Sale 4,100 54.5443 USD
ORD Sale 4,100 54.8942 USD
ORD Sale 4,569 54.5721 USD
ORD Sale 4,663 54.6340 USD
ORD Sale 4,864 54.5071 USD
ORD Sale 4,900 54.6519 USD
ORD Sale 5,300 54.5356 USD
ORD Sale 5,600 54.5678 USD
ORD Sale 5,682 54.4349 USD
ORD Sale 5,780 54.5776 USD
ORD Sale 6,000 53.8323 USD
ORD Sale 6,382 54.6627 USD
ORD Sale 6,382 54.6628 USD
ORD Sale 6,396 54.4645 USD
ORD Sale 7,370 54.5766 USD
ORD Sale 7,500 54.6224 USD
ORD Sale 7,506 54.3633 USD
ORD Sale 7,930 54.7511 USD
ORD Sale 8,700 54.9451 USD
ORD Sale 8,900 54.7315 USD
ORD Sale 9,000 54.6298 USD
ORD Sale 9,054 54.6517 USD
ORD Sale 9,084 54.6583 USD
ORD Sale 9,290 54.9653 USD
ORD Sale 10,636 54.6463 USD
ORD Sale 11,111 54.7397 USD
ORD Sale 11,189 54.6576 USD
ORD Sale 11,500 54.5711 USD
ORD Sale 11,500 54.7226 USD
ORD Sale 12,004 54.8592 USD
ORD Sale 12,366 54.6371 USD
ORD Sale 12,500 53.5500 USD
ORD Sale 12,778 54.7972 USD
ORD Sale 13,048 54.6963 USD
ORD Sale 13,200 54.3664 USD
ORD Sale 14,553 54.5115 USD
ORD Sale 14,916 54.5709 USD
ORD Sale 14,964 54.5588 USD
ORD Sale 15,481 54.6808 USD
ORD Sale 16,573 54.7698 USD
ORD Sale 18,125 54.7999 USD
ORD Sale 21,240 54.6028 USD
ORD Sale 21,460 54.3316 USD
ORD Sale 22,197 54.5627 USD
ORD Sale 22,997 54.6527 USD
ORD Sale 25,148 54.6312 USD
ORD Sale 27,407 54.6145 USD
ORD Sale 27,949 54.4804 USD
ORD Sale 29,800 54.5266 USD
ORD Sale 29,900 54.1290 USD
ORD Sale 31,306 54.4035 USD
ORD Sale 32,400 54.6907 USD
ORD Sale 35,636 54.6331 USD
ORD Sale 35,670 54.5261 USD
ORD Sale 37,312 54.5204 USD
ORD Sale 38,713 54.7202 USD
ORD Sale 39,900 54.6761 USD
ORD Sale 42,024 54.5939 USD
ORD Sale 65,546 54.5788 USD
ORD Sale 65,822 54.6198 USD
ORD Sale 69,600 53.7371 USD
ORD Sale 75,809 54.5879 USD
ORD Sale 77,196 54.0964 USD
ORD Sale 78,937 54.5674 USD
ORD Sale 82,585 54.2604 USD
ORD Sale 122,000 54.6995 USD
ORD Sale 125,000 53.7550 USD
ORD Sale 150,000 53.8611 USD
ORD Sale 152,900 54.7394 USD
ORD Sale 153,431 54.4858 USD
ORD Sale 157,832 54.6309 USD
ORD Sale 197,841 54.0035 USD
ORD Sale 201,617 54.8113 USD
ORD Sale 212,699 54.6454 USD
ORD Sale 266,559 54.5425 USD
ORD Sale 295,680 54.6938 USD
ORD Sale 295,680 54.7760 USD
ORD Sale 322,871 53.7016 USD
ORD Sale 534,800 54.6737 USD
ORD Sale 556,400 54.6710 USD
ORD Sale 580,470 54.5646 USD
ORD Sale 723,742 54.6890 USD
ORD Sale 730,902 54.5230 USD
ORD Sale 1,196,236 54.8500 USD

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 53,500 54.1600 USD
ORD SWAP Long 1,000,000 54.8500 USD

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ORD Call Options Purchasing 400 50 USD American 17 Jan 2015 6.3400 USD
ORD Call Options Purchasing 500 55 USD American 17 Jan 2015 3.0000 USD
ORD Call Options Purchasing 6,800 60 USD American 16 Aug 2014 0.1700 USD
ORD Call Options Selling 200 50 USD American 16 Aug 2014 4.6000 USD
ORD Call Options Selling 3,900 55 USD American 16 Aug 2014 1.4238 USD
ORD Call Options Selling 5,000 57.5 USD American 16 Aug 2014 0.6500 USD
ORD Put Options Purchasing 4,000 47.5 USD American 17 Jan 2015 1.4500 USD
ORD Put Options Purchasing 200 47.5 USD American 20 Feb 2015 1.5500 USD
ORD Put Options Purchasing 200 50 USD American 20 Feb 2015 2.2500 USD
ORD Put Options Purchasing 500 55 USD American 19 Jul 2014 0.7500 USD
ORD Put Options Selling 600 52.5 USD American 16 Aug 2014 0.6000 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 15 Jul 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ABBVIE INC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Purchased -300 25.0000 American 17 Jan 2015
ORD Put Options Purchased -100 32.5000 American 17 Jan 2015
ORD Put Options Purchased -100 32.5000 American 15 Jan 2016
ORD Put Options Purchased -600 35.0000 American 16 Aug 2014
ORD Put Options Purchased -14,100 35.0000 American 17 Jan 2015
ORD Put Options Purchased -500 37.5000 American 16 Aug 2014
ORD Put Options Purchased -8,300 37.5000 American 17 Jan 2015
ORD Put Options Purchased -500 37.5000 American 15 Jan 2016
ORD Put Options Purchased -2,600 40.0000 American 16 Aug 2014
ORD Put Options Purchased -8,700 40.0000 American 17 Jan 2015
ORD Put Options Purchased -500 40.0000 American 15 Jan 2016
ORD Put Options Purchased -1,400 42.5000 American 16 Aug 2014
ORD Put Options Purchased -1,200 42.5000 American 22 Nov 2014
ORD Put Options Purchased -3,600 42.5000 American 17 Jan 2015
ORD Put Options Purchased -900 42.5000 American 15 Jan 2016
ORD Put Options Purchased -29,700 45.0000 American 16 Aug 2014
ORD Put Options Purchased -900 45.0000 American 17 Jan 2015
ORD Put Options Purchased -500 45.0000 American 15 Jan 2016
ORD Put Options Purchased -11,700 47.5000 American 16 Aug 2014
ORD Put Options Purchased -200 47.5000 American 20 Feb 2015
ORD Put Options Purchased -4,000 50.0000 American 16 Aug 2014
ORD Put Options Purchased -4,100 50.0000 American 22 Nov 2014
ORD Put Options Purchased -3,400 50.0000 American 17 Jan 2015
ORD Put Options Purchased -400 50.0000 American 20 Feb 2015
ORD Put Options Purchased -1,100 50.0000 American 15 Jan 2016
ORD Put Options Purchased -16,000 52.5000 American 19 Jul 2014
ORD Put Options Purchased -5,500 52.5000 American 17 Jan 2015
ORD Put Options Purchased -500 55.0000 American 19 Jul 2014
ORD Put Options Purchased -600 55.0000 American 16 Aug 2014
ORD Put Options Purchased -600 55.0000 American 22 Nov 2014
ORD Put Options Purchased -1,400 55.0000 American 17 Jan 2015
ORD Put Options Purchased -1,900 55.0000 American 15 Jan 2016
ORD Put Options Purchased -300 57.5000 American 16 Aug 2014
ORD Put Options Purchased -200 57.5000 American 17 Jan 2015
ORD Put Options Purchased -400 60.0000 American 22 Nov 2014
ORD Put Options Purchased -400 60.0000 American 15 Jan 2016
ORD Put Options Purchased -100 62.5000 American 17 Jan 2015
ORD Put Options Purchased -300 65.0000 American 15 Jan 2016
ORD Put Options Written 200 27.5000 American 17 Jan 2015
ORD Put Options Written 300 30.0000 American 17 Jan 2015
ORD Put Options Written 400 30.0000 American 15 Jan 2016
ORD Put Options Written 1,000 35.0000 American 15 Jan 2016
ORD Put Options Written 4,100 45.0000 American 17 Jan 2015
ORD Put Options Written 3,800 47.5000 American 22 Nov 2014
ORD Put Options Written 3,300 47.5000 American 17 Jan 2015
ORD Put Options Written 1,700 47.5000 American 15 Jan 2016
ORD Put Options Written 900 50.0000 American 19 Jul 2014
ORD Put Options Written 1,300 52.5000 American 19 Jul 2014
ORD Put Options Written 5,800 52.5000 American 16 Aug 2014
ORD Put Options Written 800 60.0000 American 17 Jan 2015
ORD Call Options Purchased 700 42.5000 American 17 Jan 2015
ORD Call Options Purchased 100 47.5000 American 15 Jan 2016
ORD Call Options Purchased 5,200 50.0000 American 22 Nov 2014
ORD Call Options Purchased 1,700 50.0000 American 17 Jan 2015
ORD Call Options Purchased 5,700 52.5000 American 16 Aug 2014
ORD Call Options Purchased 4,400 52.5000 American 22 Nov 2014
ORD Call Options Purchased 200 52.5000 American 17 Jan 2015
ORD Call Options Purchased 200 52.5000 American 15 Jan 2016
ORD Call Options Purchased 38,800 55.0000 American 16 Aug 2014
ORD Call Options Purchased 5,700 55.0000 American 22 Nov 2014
ORD Call Options Purchased 5,000 55.0000 American 17 Jan 2015
ORD Call Options Purchased 4,000 55.0000 American 15 Jan 2016
ORD Call Options Purchased 123,300 57.5000 American 19 Jul 2014
ORD Call Options Purchased 16,400 57.5000 American 16 Aug 2014
ORD Call Options Purchased 4,600 57.5000 American 22 Nov 2014
ORD Call Options Purchased 4,400 57.5000 American 17 Jan 2015
ORD Call Options Purchased 400 57.5000 American 15 Jan 2016
ORD Call Options Purchased 100 60.0000 American 19 Jul 2014
ORD Call Options Purchased 7,400 60.0000 American 16 Aug 2014
ORD Call Options Purchased 13,200 60.0000 American 22 Nov 2014
ORD Call Options Purchased 1,700 60.0000 American 17 Jan 2015
ORD Call Options Purchased 4,500 60.0000 American 15 Jan 2016
ORD Call Options Purchased 500 62.5000 American 16 Aug 2014
ORD Call Options Purchased 500 62.5000 American 22 Nov 2014
ORD Call Options Purchased 400 62.5000 American 17 Jan 2015
ORD Call Options Purchased 400 62.5000 American 15 Jan 2016
ORD Call Options Purchased 5,900 65.0000 American 17 Jan 2015
ORD Call Options Purchased 2,700 65.0000 American 15 Jan 2016
ORD Call Options Purchased 1,000 70.0000 American 17 Jan 2015
ORD Call Options Purchased 100 75.0000 American 17 Jan 2015
ORD Call Options Purchased 200 75.0000 American 15 Jan 2016
ORD Call Options Purchased 300 77.5000 American 17 Jan 2015
ORD Call Options Written -100 35.0000 American 15 Jan 2016
ORD Call Options Written -100 37.5000 American 15 Jan 2016
ORD Call Options Written -300 40.0000 American 17 Jan 2015
ORD Call Options Written -5,000 40.0000 American 15 Jan 2016
ORD Call Options Written -3,400 45.0000 American 17 Jan 2015
ORD Call Options Written -100 45.0000 American 15 Jan 2016
ORD Call Options Written -4,100 47.5000 American 22 Nov 2014
ORD Call Options Written -800 47.5000 American 17 Jan 2015
ORD Call Options Written -200 50.0000 American 16 Aug 2014
ORD Call Options Written -100,000 50.0000 American 17 Jan 2015
ORD Call Options Written -3,300 50.0000 American 15 Jan 2016
ORD Call Options Written -2,400 52.5000 American 17 Jan 2015
ORD Call Options Written -800 52.5000 American 15 Jan 2016
ORD Call Options Written -100,500 55.0000 American 19 Jul 2014
ORD Call Options Written -129,500 57.5000 American 16 Aug 2014
ORD Call Options Written -1,300 57.5000 American 20 Feb 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Abbvie Inc (0QCV)
UK 100

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