Form 8.3 - ABBVIE INC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) | Â | Identity of the person whose positions/dealings | Â | Barclays PLC. | |
 | are being disclosed: |  | |||
(b) | Owner or controller of interest and short | ||||
 | positions disclosed, if different from 1(a): |  | |||
(c) | Name of offeror/offeree in relation to whose |
ABBVIE INC |
|||
 | relevant securities this form relates: |  | |||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
 | offeror/offeree: |  | |||
(e) | Date position held/dealing undertaken: | 14 July 2014 | |||
(f) | Has the discloser previously disclosed, or are | YES: | |||
they today disclosing, under the Code in respect | SHIRE PLC | ||||
 | of any other party to this offer? |  |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | Â | Â | ORD | |||||||
Interests | Â | Short Positions | |||||||||
 |  | Number |  | (%) | Number |  | (%) | ||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 1,763,356 | 0.11% | 3,269,188 | 0.21% | |||||||
 |  |  |  |  |  | ||||||
(2) | Derivatives (other than | ||||||||||
options): | 3,668,705 | 0.23% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 283,300 | 0.02% | 479,500 | 0.03% | |||||||
 |  |  |  |  |  | ||||||
TOTAL: | |||||||||||
5,715,361 | 0.36% | 3,748,688 | 0.24% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
security | Â | securities | Â | ||||
ORD | Purchase | 4 | 54.7300 USD | ||||
ORD | Purchase | 7 | 54.6000 USD | ||||
ORD | Purchase | 100 | 54.1000 USD | ||||
ORD | Purchase | 100 | 54.1100 USD | ||||
ORD | Purchase | 100 | 54.1300 USD | ||||
ORD | Purchase | 100 | 54.2000 USD | ||||
ORD | Purchase | 100 | 54.5220 USD | ||||
ORD | Purchase | 100 | 54.6350 USD | ||||
ORD | Purchase | 100 | 54.9400 USD | ||||
ORD | Purchase | 100 | 54.9500 USD | ||||
ORD | Purchase | 100 | 54.9800 USD | ||||
ORD | Purchase | 108 | 54.4816 USD | ||||
ORD | Purchase | 129 | 54.5200 USD | ||||
ORD | Purchase | 200 | 54.2250 USD | ||||
ORD | Purchase | 200 | 54.9150 USD | ||||
ORD | Purchase | 212 | 54.8641 USD | ||||
ORD | Purchase | 238 | 54.9900 USD | ||||
ORD | Purchase | 269 | 54.6110 USD | ||||
ORD | Purchase | 299 | 54.6535 USD | ||||
ORD | Purchase | 300 | 54.6633 USD | ||||
ORD | Purchase | 300 | 54.6658 USD | ||||
ORD | Purchase | 300 | 54.9633 USD | ||||
ORD | Purchase | 302 | 54.7465 USD | ||||
ORD | Purchase | 400 | 54.5410 USD | ||||
ORD | Purchase | 400 | 54.9000 USD | ||||
ORD | Purchase | 500 | 54.6214 USD | ||||
ORD | Purchase | 500 | 54.6510 USD | ||||
ORD | Purchase | 569 | 54.6843 USD | ||||
ORD | Purchase | 600 | 54.8966 USD | ||||
ORD | Purchase | 600 | 54.9942 USD | ||||
ORD | Purchase | 700 | 54.6671 USD | ||||
ORD | Purchase | 775 | 54.1841 USD | ||||
ORD | Purchase | 800 | 54.5556 USD | ||||
ORD | Purchase | 920 | 53.7500 USD | ||||
ORD | Purchase | 925 | 54.1664 USD | ||||
ORD | Purchase | 1,300 | 54.5992 USD | ||||
ORD | Purchase | 1,325 | 54.1781 USD | ||||
ORD | Purchase | 1,500 | 54.8948 USD | ||||
ORD | Purchase | 2,308 | 54.7806 USD | ||||
ORD | Purchase | 2,376 | 54.6551 USD | ||||
ORD | Purchase | 2,400 | 54.4983 USD | ||||
ORD | Purchase | 2,433 | 54.6184 USD | ||||
ORD | Purchase | 2,548 | 54.6400 USD | ||||
ORD | Purchase | 2,557 | 54.7051 USD | ||||
ORD | Purchase | 2,700 | 54.6822 USD | ||||
ORD | Purchase | 2,775 | 53.5992 USD | ||||
ORD | Purchase | 2,849 | 54.6960 USD | ||||
ORD | Purchase | 3,100 | 53.5825 USD | ||||
ORD | Purchase | 3,244 | 54.6577 USD | ||||
ORD | Purchase | 3,475 | 54.2035 USD | ||||
ORD | Purchase | 3,800 | 54.8940 USD | ||||
ORD | Purchase | 3,814 | 54.6979 USD | ||||
ORD | Purchase | 4,000 | 54.1610 USD | ||||
ORD | Purchase | 4,100 | 54.5344 USD | ||||
ORD | Purchase | 4,163 | 54.7569 USD | ||||
ORD | Purchase | 4,223 | 54.5725 USD | ||||
ORD | Purchase | 4,250 | 54.5985 USD | ||||
ORD | Purchase | 4,396 | 54.6111 USD | ||||
ORD | Purchase | 4,448 | 54.5524 USD | ||||
ORD | Purchase | 4,912 | 54.6046 USD | ||||
ORD | Purchase | 5,000 | 54.7372 USD | ||||
ORD | Purchase | 5,870 | 54.6611 USD | ||||
ORD | Purchase | 6,100 | 53.5800 USD | ||||
ORD | Purchase | 7,058 | 54.5301 USD | ||||
ORD | Purchase | 8,200 | 54.4559 USD | ||||
ORD | Purchase | 8,200 | 54.4599 USD | ||||
ORD | Purchase | 12,500 | 53.5500 USD | ||||
ORD | Purchase | 13,045 | 54.5622 USD | ||||
ORD | Purchase | 13,050 | 54.5697 USD | ||||
ORD | Purchase | 14,766 | 54.5426 USD | ||||
ORD | Purchase | 16,300 | 54.5774 USD | ||||
ORD | Purchase | 21,855 | 54.7107 USD | ||||
ORD | Purchase | 22,025 | 54.4440 USD | ||||
ORD | Purchase | 24,353 | 54.7714 USD | ||||
ORD | Purchase | 24,900 | 54.6851 USD | ||||
ORD | Purchase | 31,796 | 54.5453 USD | ||||
ORD | Purchase | 32,737 | 54.9335 USD | ||||
ORD | Purchase | 33,473 | 53.9656 USD | ||||
ORD | Purchase | 35,200 | 54.6796 USD | ||||
ORD | Purchase | 38,600 | 54.7027 USD | ||||
ORD | Purchase | 46,699 | 54.5913 USD | ||||
ORD | Purchase | 53,972 | 54.7100 USD | ||||
ORD | Purchase | 61,773 | 54.6105 USD | ||||
ORD | Purchase | 70,000 | 54.2847 USD | ||||
ORD | Purchase | 78,937 | 54.5674 USD | ||||
ORD | Purchase | 85,856 | 54.6034 USD | ||||
ORD | Purchase | 122,230 | 54.5337 USD | ||||
ORD | Purchase | 128,454 | 54.6574 USD | ||||
ORD | Purchase | 137,000 | 54.6953 USD | ||||
ORD | Purchase | 140,026 | 54.7551 USD | ||||
ORD | Purchase | 152,252 | 54.7309 USD | ||||
ORD | Purchase | 167,771 | 53.8585 USD | ||||
ORD | Purchase | 180,982 | 54.0500 USD | ||||
ORD | Purchase | 195,629 | 54.8500 USD | ||||
ORD | Purchase | 205,275 | 54.2305 USD | ||||
ORD | Purchase | 206,500 | 54.5635 USD | ||||
ORD | Purchase | 224,261 | 54.6489 USD | ||||
ORD | Purchase | 249,916 | 54.6449 USD | ||||
ORD | Purchase | 252,074 | 54.6554 USD | ||||
ORD | Purchase | 269,700 | 53.5396 USD | ||||
ORD | Purchase | 326,785 | 54.4867 USD | ||||
ORD | Purchase | 537,600 | 54.6721 USD | ||||
ORD | Purchase | 591,360 | 54.6938 USD | ||||
ORD | Purchase | 675,465 | 54.5131 USD | ||||
ORD | Purchase | 712,045 | 54.6476 USD | ||||
ORD | Purchase | 985,580 | 54.5247 USD | ||||
ORD | Sale | 35 | 54.8400 USD | ||||
ORD | Sale | 72 | 54.6900 USD | ||||
ORD | Sale | 92 | 54.4800 USD | ||||
ORD | Sale | 100 | 53.9900 USD | ||||
ORD | Sale | 100 | 54.4000 USD | ||||
ORD | Sale | 100 | 54.4100 USD | ||||
ORD | Sale | 100 | 54.5200 USD | ||||
ORD | Sale | 100 | 54.6150 USD | ||||
ORD | Sale | 100 | 54.7950 USD | ||||
ORD | Sale | 100 | 54.8200 USD | ||||
ORD | Sale | 100 | 54.8700 USD | ||||
ORD | Sale | 200 | 54.3160 USD | ||||
ORD | Sale | 200 | 54.6200 USD | ||||
ORD | Sale | 200 | 54.6925 USD | ||||
ORD | Sale | 200 | 54.8750 USD | ||||
ORD | Sale | 200 | 54.9600 USD | ||||
ORD | Sale | 200 | 54.9925 USD | ||||
ORD | Sale | 201 | 54.6270 USD | ||||
ORD | Sale | 300 | 54.5166 USD | ||||
ORD | Sale | 300 | 54.6533 USD | ||||
ORD | Sale | 300 | 54.9500 USD | ||||
ORD | Sale | 400 | 54.4900 USD | ||||
ORD | Sale | 400 | 54.6162 USD | ||||
ORD | Sale | 400 | 54.7300 USD | ||||
ORD | Sale | 400 | 54.7400 USD | ||||
ORD | Sale | 400 | 54.8312 USD | ||||
ORD | Sale | 400 | 54.9625 USD | ||||
ORD | Sale | 400 | 54.9950 USD | ||||
ORD | Sale | 439 | 54.6308 USD | ||||
ORD | Sale | 472 | 54.6469 USD | ||||
ORD | Sale | 500 | 54.9464 USD | ||||
ORD | Sale | 500 | 54.9590 USD | ||||
ORD | Sale | 600 | 54.8833 USD | ||||
ORD | Sale | 605 | 54.9445 USD | ||||
ORD | Sale | 680 | 54.6488 USD | ||||
ORD | Sale | 700 | 54.4600 USD | ||||
ORD | Sale | 771 | 54.6577 USD | ||||
ORD | Sale | 800 | 54.5687 USD | ||||
ORD | Sale | 800 | 54.6650 USD | ||||
ORD | Sale | 900 | 54.5316 USD | ||||
ORD | Sale | 900 | 54.7055 USD | ||||
ORD | Sale | 900 | 54.9011 USD | ||||
ORD | Sale | 900 | 54.9333 USD | ||||
ORD | Sale | 900 | 54.9455 USD | ||||
ORD | Sale | 901 | 54.6653 USD | ||||
ORD | Sale | 920 | 53.7500 USD | ||||
ORD | Sale | 975 | 54.9648 USD | ||||
ORD | Sale | 1,000 | 54.5750 USD | ||||
ORD | Sale | 1,000 | 54.6214 USD | ||||
ORD | Sale | 1,000 | 54.8869 USD | ||||
ORD | Sale | 1,002 | 54.7982 USD | ||||
ORD | Sale | 1,004 | 54.5726 USD | ||||
ORD | Sale | 1,100 | 54.3209 USD | ||||
ORD | Sale | 1,100 | 54.6972 USD | ||||
ORD | Sale | 1,100 | 54.9154 USD | ||||
ORD | Sale | 1,200 | 54.4941 USD | ||||
ORD | Sale | 1,227 | 54.5798 USD | ||||
ORD | Sale | 1,300 | 54.5153 USD | ||||
ORD | Sale | 1,500 | 54.8948 USD | ||||
ORD | Sale | 1,521 | 54.6553 USD | ||||
ORD | Sale | 1,720 | 54.4754 USD | ||||
ORD | Sale | 1,880 | 54.6600 USD | ||||
ORD | Sale | 1,900 | 54.5813 USD | ||||
ORD | Sale | 1,916 | 54.6242 USD | ||||
ORD | Sale | 2,027 | 54.5073 USD | ||||
ORD | Sale | 2,300 | 54.4876 USD | ||||
ORD | Sale | 2,300 | 54.5104 USD | ||||
ORD | Sale | 2,700 | 54.9450 USD | ||||
ORD | Sale | 2,805 | 54.5259 USD | ||||
ORD | Sale | 2,951 | 54.6596 USD | ||||
ORD | Sale | 3,000 | 54.5806 USD | ||||
ORD | Sale | 3,300 | 54.6878 USD | ||||
ORD | Sale | 3,300 | 54.9264 USD | ||||
ORD | Sale | 3,400 | 54.5117 USD | ||||
ORD | Sale | 3,577 | 54.9550 USD | ||||
ORD | Sale | 3,800 | 54.7307 USD | ||||
ORD | Sale | 3,900 | 54.6472 USD | ||||
ORD | Sale | 4,100 | 54.5344 USD | ||||
ORD | Sale | 4,100 | 54.5443 USD | ||||
ORD | Sale | 4,100 | 54.8942 USD | ||||
ORD | Sale | 4,569 | 54.5721 USD | ||||
ORD | Sale | 4,663 | 54.6340 USD | ||||
ORD | Sale | 4,864 | 54.5071 USD | ||||
ORD | Sale | 4,900 | 54.6519 USD | ||||
ORD | Sale | 5,300 | 54.5356 USD | ||||
ORD | Sale | 5,600 | 54.5678 USD | ||||
ORD | Sale | 5,682 | 54.4349 USD | ||||
ORD | Sale | 5,780 | 54.5776 USD | ||||
ORD | Sale | 6,000 | 53.8323 USD | ||||
ORD | Sale | 6,382 | 54.6627 USD | ||||
ORD | Sale | 6,382 | 54.6628 USD | ||||
ORD | Sale | 6,396 | 54.4645 USD | ||||
ORD | Sale | 7,370 | 54.5766 USD | ||||
ORD | Sale | 7,500 | 54.6224 USD | ||||
ORD | Sale | 7,506 | 54.3633 USD | ||||
ORD | Sale | 7,930 | 54.7511 USD | ||||
ORD | Sale | 8,700 | 54.9451 USD | ||||
ORD | Sale | 8,900 | 54.7315 USD | ||||
ORD | Sale | 9,000 | 54.6298 USD | ||||
ORD | Sale | 9,054 | 54.6517 USD | ||||
ORD | Sale | 9,084 | 54.6583 USD | ||||
ORD | Sale | 9,290 | 54.9653 USD | ||||
ORD | Sale | 10,636 | 54.6463 USD | ||||
ORD | Sale | 11,111 | 54.7397 USD | ||||
ORD | Sale | 11,189 | 54.6576 USD | ||||
ORD | Sale | 11,500 | 54.5711 USD | ||||
ORD | Sale | 11,500 | 54.7226 USD | ||||
ORD | Sale | 12,004 | 54.8592 USD | ||||
ORD | Sale | 12,366 | 54.6371 USD | ||||
ORD | Sale | 12,500 | 53.5500 USD | ||||
ORD | Sale | 12,778 | 54.7972 USD | ||||
ORD | Sale | 13,048 | 54.6963 USD | ||||
ORD | Sale | 13,200 | 54.3664 USD | ||||
ORD | Sale | 14,553 | 54.5115 USD | ||||
ORD | Sale | 14,916 | 54.5709 USD | ||||
ORD | Sale | 14,964 | 54.5588 USD | ||||
ORD | Sale | 15,481 | 54.6808 USD | ||||
ORD | Sale | 16,573 | 54.7698 USD | ||||
ORD | Sale | 18,125 | 54.7999 USD | ||||
ORD | Sale | 21,240 | 54.6028 USD | ||||
ORD | Sale | 21,460 | 54.3316 USD | ||||
ORD | Sale | 22,197 | 54.5627 USD | ||||
ORD | Sale | 22,997 | 54.6527 USD | ||||
ORD | Sale | 25,148 | 54.6312 USD | ||||
ORD | Sale | 27,407 | 54.6145 USD | ||||
ORD | Sale | 27,949 | 54.4804 USD | ||||
ORD | Sale | 29,800 | 54.5266 USD | ||||
ORD | Sale | 29,900 | 54.1290 USD | ||||
ORD | Sale | 31,306 | 54.4035 USD | ||||
ORD | Sale | 32,400 | 54.6907 USD | ||||
ORD | Sale | 35,636 | 54.6331 USD | ||||
ORD | Sale | 35,670 | 54.5261 USD | ||||
ORD | Sale | 37,312 | 54.5204 USD | ||||
ORD | Sale | 38,713 | 54.7202 USD | ||||
ORD | Sale | 39,900 | 54.6761 USD | ||||
ORD | Sale | 42,024 | 54.5939 USD | ||||
ORD | Sale | 65,546 | 54.5788 USD | ||||
ORD | Sale | 65,822 | 54.6198 USD | ||||
ORD | Sale | 69,600 | 53.7371 USD | ||||
ORD | Sale | 75,809 | 54.5879 USD | ||||
ORD | Sale | 77,196 | 54.0964 USD | ||||
ORD | Sale | 78,937 | 54.5674 USD | ||||
ORD | Sale | 82,585 | 54.2604 USD | ||||
ORD | Sale | 122,000 | 54.6995 USD | ||||
ORD | Sale | 125,000 | 53.7550 USD | ||||
ORD | Sale | 150,000 | 53.8611 USD | ||||
ORD | Sale | 152,900 | 54.7394 USD | ||||
ORD | Sale | 153,431 | 54.4858 USD | ||||
ORD | Sale | 157,832 | 54.6309 USD | ||||
ORD | Sale | 197,841 | 54.0035 USD | ||||
ORD | Sale | 201,617 | 54.8113 USD | ||||
ORD | Sale | 212,699 | 54.6454 USD | ||||
ORD | Sale | 266,559 | 54.5425 USD | ||||
ORD | Sale | 295,680 | 54.6938 USD | ||||
ORD | Sale | 295,680 | 54.7760 USD | ||||
ORD | Sale | 322,871 | 53.7016 USD | ||||
ORD | Sale | 534,800 | 54.6737 USD | ||||
ORD | Sale | 556,400 | 54.6710 USD | ||||
ORD | Sale | 580,470 | 54.5646 USD | ||||
ORD | Sale | 723,742 | 54.6890 USD | ||||
ORD | Sale | 730,902 | 54.5230 USD | ||||
ORD | Sale | 1,196,236 | 54.8500 USD |
(b) Derivatives transactions (other than options)
Class of | Â | Product | Â | Nature of dealing | Â | Number of | Â | Price per | |
relevant | description | reference | unit | ||||||
security | Â | Â | securities | Â | |||||
ORD | SWAP | Long | 53,500 | 54.1600 USD | |||||
ORD | SWAP | Long | 1,000,000 | 54.8500 USD |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | Â | Option | |
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
 |  |  | relates |  |  |  |  | ||||||||
ORD | Call Options | Purchasing | 400 | 50 USD | American | 17 Jan 2015 | 6.3400 USD | ||||||||
ORD | Call Options | Purchasing | 500 | 55 USD | American | 17 Jan 2015 | 3.0000 USD | ||||||||
ORD | Call Options | Purchasing | 6,800 | 60 USD | American | 16 Aug 2014 | 0.1700 USD | ||||||||
ORD | Call Options | Selling | 200 | 50 USD | American | 16 Aug 2014 | 4.6000 USD | ||||||||
ORD | Call Options | Selling | 3,900 | 55 USD | American | 16 Aug 2014 | 1.4238 USD | ||||||||
ORD | Call Options | Selling | 5,000 | 57.5 USD | American | 16 Aug 2014 | 0.6500 USD | ||||||||
ORD | Put Options | Purchasing | 4,000 | 47.5 USD | American | 17 Jan 2015 | 1.4500 USD | ||||||||
ORD | Put Options | Purchasing | 200 | 47.5 USD | American | 20 Feb 2015 | 1.5500 USD | ||||||||
ORD | Put Options | Purchasing | 200 | 50 USD | American | 20 Feb 2015 | 2.2500 USD | ||||||||
ORD | Put Options | Purchasing | 500 | 55 USD | American | 19 Jul 2014 | 0.7500 USD | ||||||||
ORD | Put Options | Selling | 600 | 52.5 USD | American | 16 Aug 2014 | 0.6000 USD |
(ii) Exercising
Class of relevant security | Â |
Product description
e.g. call option |
 | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state “none†|
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â | YES | |
Date of disclosure: | 15 Jul 2014 | ||
Contact name: | Rajesh Muthanna | ||
Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Â | Barclays PLC. | |
are being disclosed: | Â | ||
Name of offeror/offeree in relation to whose | ABBVIE INC | ||
relevant securities this from relates: | Â |
2. OPTIONS AND DERIVATIVES
Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | |
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
 |  |  | relates |  |  |  | |||||||
ORD | Put Options | Purchased | -300 | 25.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -100 | 32.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -100 | 32.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -600 | 35.0000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -14,100 | 35.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -500 | 37.5000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -8,300 | 37.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -500 | 37.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -2,600 | 40.0000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -8,700 | 40.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -500 | 40.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,400 | 42.5000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -1,200 | 42.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -3,600 | 42.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -900 | 42.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -29,700 | 45.0000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -900 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -500 | 45.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -11,700 | 47.5000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -200 | 47.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -4,000 | 50.0000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -4,100 | 50.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -3,400 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -400 | 50.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,100 | 50.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -16,000 | 52.5000 | American | 19 Jul 2014 | |||||||
ORD | Put Options | Purchased | -5,500 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -500 | 55.0000 | American | 19 Jul 2014 | |||||||
ORD | Put Options | Purchased | -600 | 55.0000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -600 | 55.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -1,400 | 55.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -1,900 | 55.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -300 | 57.5000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -200 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -400 | 60.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -400 | 60.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -100 | 62.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -300 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 200 | 27.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 300 | 30.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 400 | 30.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 1,000 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 4,100 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 3,800 | 47.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 3,300 | 47.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 1,700 | 47.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 900 | 50.0000 | American | 19 Jul 2014 | |||||||
ORD | Put Options | Written | 1,300 | 52.5000 | American | 19 Jul 2014 | |||||||
ORD | Put Options | Written | 5,800 | 52.5000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Written | 800 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 700 | 42.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 100 | 47.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 5,200 | 50.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 1,700 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 5,700 | 52.5000 | American | 16 Aug 2014 | |||||||
ORD | Call Options | Purchased | 4,400 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 200 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 200 | 52.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 38,800 | 55.0000 | American | 16 Aug 2014 | |||||||
ORD | Call Options | Purchased | 5,700 | 55.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 5,000 | 55.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 4,000 | 55.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 123,300 | 57.5000 | American | 19 Jul 2014 | |||||||
ORD | Call Options | Purchased | 16,400 | 57.5000 | American | 16 Aug 2014 | |||||||
ORD | Call Options | Purchased | 4,600 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 4,400 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 400 | 57.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 100 | 60.0000 | American | 19 Jul 2014 | |||||||
ORD | Call Options | Purchased | 7,400 | 60.0000 | American | 16 Aug 2014 | |||||||
ORD | Call Options | Purchased | 13,200 | 60.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 1,700 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 4,500 | 60.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 500 | 62.5000 | American | 16 Aug 2014 | |||||||
ORD | Call Options | Purchased | 500 | 62.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 400 | 62.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 400 | 62.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 5,900 | 65.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 2,700 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 1,000 | 70.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 100 | 75.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 200 | 75.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 300 | 77.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -100 | 37.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -300 | 40.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -5,000 | 40.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -3,400 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100 | 45.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -4,100 | 47.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Written | -800 | 47.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -200 | 50.0000 | American | 16 Aug 2014 | |||||||
ORD | Call Options | Written | -100,000 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -3,300 | 50.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -2,400 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -800 | 52.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -100,500 | 55.0000 | American | 19 Jul 2014 | |||||||
ORD | Call Options | Written | -129,500 | 57.5000 | American | 16 Aug 2014 | |||||||
ORD | Call Options | Written | -1,300 | 57.5000 | American | 20 Feb 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDsâ€) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.