Form 8.3 - ABBVIE INC

Form 8.3 - ABBVIE INC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

ABBVIE INC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 13 October 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect SHIRE PLC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 4,897,066 0.31% 4,900,933 0.31%
           
(2) Derivatives (other than
options): 3,552,628 0.23% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 6,959,647 0.44% 8,930,500 0.56%
           
(4)
TOTAL: 15,409,341 0.97% 13,831,433 0.87%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 14 54.0500 USD
ORD Purchase 30 54.8400 USD
ORD Purchase 40 54.9600 USD
ORD Purchase 52 54.8300 USD
ORD Purchase 60 54.0200 USD
ORD Purchase 76 54.7900 USD
ORD Purchase 94 54.0300 USD
ORD Purchase 98 54.2500 USD
ORD Purchase 100 54.7100 USD
ORD Purchase 168 54.7459 USD
ORD Purchase 176 54.0549 USD
ORD Purchase 200 53.7400 USD
ORD Purchase 200 54.5800 USD
ORD Purchase 200 54.6450 USD
ORD Purchase 200 54.7300 USD
ORD Purchase 283 54.8500 USD
ORD Purchase 292 54.7223 USD
ORD Purchase 300 54.1400 USD
ORD Purchase 300 54.4083 USD
ORD Purchase 300 54.6766 USD
ORD Purchase 300 54.7500 USD
ORD Purchase 300 54.8133 USD
ORD Purchase 365 54.2800 USD
ORD Purchase 372 54.2038 USD
ORD Purchase 398 54.3582 USD
ORD Purchase 400 54.2387 USD
ORD Purchase 400 54.6325 USD
ORD Purchase 406 54.5779 USD
ORD Purchase 520 54.5970 USD
ORD Purchase 588 54.0179 USD
ORD Purchase 600 54.5600 USD
ORD Purchase 600 54.7016 USD
ORD Purchase 679 54.0468 USD
ORD Purchase 679 54.0959 USD
ORD Purchase 679 54.1317 USD
ORD Purchase 700 54.1207 USD
ORD Purchase 700 55.0071 USD
ORD Purchase 800 54.2400 USD
ORD Purchase 800 54.9700 USD
ORD Purchase 870 54.3690 USD
ORD Purchase 894 54.7326 USD
ORD Purchase 900 54.1872 USD
ORD Purchase 1,032 54.6912 USD
ORD Purchase 1,200 54.4237 USD
ORD Purchase 1,200 54.5066 USD
ORD Purchase 1,200 54.7958 USD
ORD Purchase 1,351 54.7729 USD
ORD Purchase 1,500 54.5086 USD
ORD Purchase 1,600 54.5612 USD
ORD Purchase 1,700 54.4114 USD
ORD Purchase 1,715 54.6528 USD
ORD Purchase 2,000 54.6395 USD
ORD Purchase 2,052 53.8089 USD
ORD Purchase 2,700 54.4681 USD
ORD Purchase 2,900 55.0034 USD
ORD Purchase 2,979 54.7843 USD
ORD Purchase 3,089 54.1390 USD
ORD Purchase 3,644 54.2736 USD
ORD Purchase 3,718 54.7319 USD
ORD Purchase 4,484 54.4983 USD
ORD Purchase 4,956 54.3255 USD
ORD Purchase 5,200 54.0074 USD
ORD Purchase 5,800 54.0701 USD
ORD Purchase 6,100 54.4855 USD
ORD Purchase 6,123 54.9948 USD
ORD Purchase 6,485 54.3122 USD
ORD Purchase 6,642 54.8639 USD
ORD Purchase 7,200 54.3624 USD
ORD Purchase 7,255 54.3972 USD
ORD Purchase 7,900 54.1490 USD
ORD Purchase 8,111 54.0057 USD
ORD Purchase 8,471 54.0016 USD
ORD Purchase 11,600 54.7534 USD
ORD Purchase 13,772 54.1873 USD
ORD Purchase 15,977 54.3512 USD
ORD Purchase 17,000 54.7046 USD
ORD Purchase 17,460 54.0828 USD
ORD Purchase 18,013 53.6200 USD
ORD Purchase 22,700 54.3822 USD
ORD Purchase 23,032 54.6198 USD
ORD Purchase 32,700 54.4135 USD
ORD Purchase 35,300 54.4048 USD
ORD Purchase 37,500 54.1289 USD
ORD Purchase 39,993 54.5563 USD
ORD Purchase 40,435 53.9682 USD
ORD Purchase 40,701 54.1940 USD
ORD Purchase 55,504 54.1378 USD
ORD Purchase 90,646 54.2675 USD
ORD Purchase 107,520 54.3955 USD
ORD Purchase 118,501 54.3353 USD
ORD Purchase 151,893 54.0650 USD
ORD Purchase 179,069 54.3928 USD
ORD Purchase 206,096 54.3721 USD
ORD Sale 14 54.0500 USD
ORD Sale 51 54.5674 USD
ORD Sale 54 53.5800 USD
ORD Sale 100 53.8650 USD
ORD Sale 100 54.1750 USD
ORD Sale 100 54.2700 USD
ORD Sale 100 54.2800 USD
ORD Sale 100 54.3600 USD
ORD Sale 100 54.6000 USD
ORD Sale 125 54.8601 USD
ORD Sale 152 54.2364 USD
ORD Sale 161 54.6157 USD
ORD Sale 179 54.0300 USD
ORD Sale 191 54.7208 USD
ORD Sale 200 53.7250 USD
ORD Sale 200 54.0050 USD
ORD Sale 200 54.9400 USD
ORD Sale 209 54.0200 USD
ORD Sale 300 54.9900 USD
ORD Sale 400 53.8388 USD
ORD Sale 400 54.4850 USD
ORD Sale 413 54.5876 USD
ORD Sale 460 54.1200 USD
ORD Sale 500 54.6740 USD
ORD Sale 500 54.6940 USD
ORD Sale 600 53.8300 USD
ORD Sale 632 54.5967 USD
ORD Sale 700 53.8771 USD
ORD Sale 1,000 54.4340 USD
ORD Sale 1,000 54.6230 USD
ORD Sale 1,000 54.9200 USD
ORD Sale 1,100 54.9109 USD
ORD Sale 1,200 54.5550 USD
ORD Sale 1,331 54.1237 USD
ORD Sale 1,401 54.0539 USD
ORD Sale 1,410 54.7272 USD
ORD Sale 1,815 54.6125 USD
ORD Sale 1,900 54.7863 USD
ORD Sale 2,200 54.2636 USD
ORD Sale 2,267 54.0671 USD
ORD Sale 2,631 54.2398 USD
ORD Sale 2,640 54.2768 USD
ORD Sale 2,650 54.1300 USD
ORD Sale 2,800 54.7103 USD
ORD Sale 3,148 54.2751 USD
ORD Sale 3,185 54.4384 USD
ORD Sale 3,200 54.2158 USD
ORD Sale 3,208 54.3082 USD
ORD Sale 3,300 54.6669 USD
ORD Sale 3,551 54.1613 USD
ORD Sale 4,009 54.6083 USD
ORD Sale 4,055 54.3628 USD
ORD Sale 4,400 54.0961 USD
ORD Sale 5,134 54.9700 USD
ORD Sale 5,324 54.5642 USD
ORD Sale 5,373 54.1366 USD
ORD Sale 5,958 54.7843 USD
ORD Sale 6,249 54.2168 USD
ORD Sale 6,462 54.2626 USD
ORD Sale 7,000 54.1847 USD
ORD Sale 7,161 54.1260 USD
ORD Sale 7,770 54.3271 USD
ORD Sale 7,800 54.4028 USD
ORD Sale 8,040 53.8986 USD
ORD Sale 8,700 54.3587 USD
ORD Sale 8,823 54.3111 USD
ORD Sale 10,355 54.6228 USD
ORD Sale 10,814 54.1617 USD
ORD Sale 10,885 54.5762 USD
ORD Sale 11,390 54.4379 USD
ORD Sale 11,542 54.4533 USD
ORD Sale 11,877 54.4235 USD
ORD Sale 11,966 54.2983 USD
ORD Sale 12,100 54.0204 USD
ORD Sale 12,817 54.2766 USD
ORD Sale 12,876 54.3915 USD
ORD Sale 13,100 54.5090 USD
ORD Sale 14,306 54.2199 USD
ORD Sale 15,338 54.2886 USD
ORD Sale 16,000 54.3128 USD
ORD Sale 17,000 54.8727 USD
ORD Sale 23,111 54.5951 USD
ORD Sale 25,921 53.6200 USD
ORD Sale 27,352 54.3854 USD
ORD Sale 31,954 54.3512 USD
ORD Sale 32,700 54.4135 USD
ORD Sale 34,019 54.4395 USD
ORD Sale 35,363 53.9294 USD
ORD Sale 37,500 54.0058 USD
ORD Sale 52,900 54.5340 USD
ORD Sale 57,100 54.4222 USD
ORD Sale 72,445 53.8810 USD
ORD Sale 80,678 54.0835 USD
ORD Sale 89,825 54.0717 USD
ORD Sale 107,620 54.3949 USD
ORD Sale 179,788 54.3739 USD
ORD Sale 495,352 54.3692 USD

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 1,602 58.6900 USD
ORD SWAP Long 52,900 54.4795 USD

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ORD Call Options Purchasing 44,000 55 USD American 22 Nov 2014 1.7000 USD
ORD Call Options Purchasing 8,700 55 USD American 22 Nov 2014 2.0242 USD
ORD Call Options Purchasing 200 57 USD American 31 Oct 2014 0.6800 USD
ORD Call Options Purchasing 100 59 USD American 31 Oct 2014 0.2600 USD
ORD Call Options Purchasing 9,000 67.5 USD American 15 May 2015 0.7255 USD
ORD Call Options Selling 100 32.5 USD American 15 Jan 2016 22.2000 USD
ORD Call Options Selling 100 52.5 USD American 22 Nov 2014 3.5000 USD
ORD Call Options Selling 100 56.5 USD American 31 Oct 2014 0.8900 USD
ORD Call Options Selling 500 57 USD American 14 Nov 2014 1.0500 USD
ORD Call Options Selling 200 57.5 USD American 31 Oct 2014 0.5900 USD
ORD Call Options Selling 37,300 57.5 USD American 22 Nov 2014 1.0038 USD
ORD Call Options Selling 9,000 57.5 USD American 15 May 2015 2.9711 USD
ORD Call Options Selling 300 62.5 USD American 15 Jan 2016 3.5333 USD
ORD Put Options Purchasing 1,000 55 USD American 17 Jan 2015 3.4000 USD
ORD Put Options Purchasing 900 57.5 USD American 17 Jan 2015 4.7000 USD
ORD Put Options Selling 36,300 50 USD American 22 Nov 2014 0.7500 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 14 Oct 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ABBVIE INC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Written 1,009   European 11 Jan 2016
ORD Call Options Purchased 1,009   European 11 Jan 2016
ORD Put Options Purchased -50,000 30.0000 American 15 Jan 2016
ORD Put Options Purchased -100 32.5000 American 17 Jan 2015
ORD Put Options Purchased -61,600 32.5000 American 15 Jan 2016
ORD Put Options Purchased -14,100 35.0000 American 17 Jan 2015
ORD Put Options Purchased -202,000 35.0000 American 15 Jan 2016
ORD Put Options Purchased -8,300 37.5000 American 17 Jan 2015
ORD Put Options Purchased -7,900 40.0000 American 17 Jan 2015
ORD Put Options Purchased -2,900 40.0000 American 15 Jan 2016
ORD Put Options Purchased -1,200 42.5000 American 22 Nov 2014
ORD Put Options Purchased -3,300 42.5000 American 17 Jan 2015
ORD Put Options Purchased -5,500 42.5000 American 20 Feb 2015
ORD Put Options Purchased -1,000 42.5000 American 15 May 2015
ORD Put Options Purchased -1,400 42.5000 American 15 Jan 2016
ORD Put Options Purchased -900 45.0000 American 22 Nov 2014
ORD Put Options Purchased -900 45.0000 American 17 Jan 2015
ORD Put Options Purchased -500 45.0000 American 15 Jan 2016
ORD Put Options Purchased -42,900 50.0000 American 22 Nov 2014
ORD Put Options Purchased -50,000 50.0000 American 20 Feb 2015
ORD Put Options Purchased -1,100 50.0000 American 15 Jan 2016
ORD Put Options Purchased -4,100 52.5000 American 18 Oct 2014
ORD Put Options Purchased -795,400 52.5000 American 22 Nov 2014
ORD Put Options Purchased -29,000 52.5000 American 16 Jan 2015
ORD Put Options Purchased -198,500 52.5000 American 17 Jan 2015
ORD Put Options Purchased -200,000 53.5000 American 31 Oct 2014
ORD Put Options Purchased -8,500 55.0000 American 22 Nov 2014
ORD Put Options Purchased -2,500 55.0000 American 17 Jan 2015
ORD Put Options Purchased -1,900 55.0000 American 15 Jan 2016
ORD Put Options Purchased -1,200 57.5000 American 17 Jan 2015
ORD Put Options Purchased -200 57.5000 American 20 Feb 2015
ORD Put Options Purchased -1,000 57.5000 American 15 Jan 2016
ORD Put Options Purchased -1,400 60.0000 American 22 Nov 2014
ORD Put Options Purchased -500 60.0000 American 17 Jan 2015
ORD Put Options Purchased -400 60.0000 American 15 Jan 2016
ORD Put Options Purchased -100 62.5000 American 17 Jan 2015
ORD Put Options Purchased -300 65.0000 American 15 Jan 2016
ORD Put Options Purchased -500 67.5000 American 15 Jan 2016
ORD Put Options Purchased -1,900 70.0000 American 15 Jan 2016
ORD Put Options Written 1,300 25.0000 American 17 Jan 2015
ORD Put Options Written 200 27.5000 American 17 Jan 2015
ORD Put Options Written 1,400 30.0000 American 17 Jan 2015
ORD Put Options Written 400 30.0000 American 15 Jan 2016
ORD Put Options Written 1,400 35.0000 American 15 Jan 2016
ORD Put Options Written 100 40.0000 American 22 Nov 2014
ORD Put Options Written 6,700 45.0000 American 17 Jan 2015
ORD Put Options Written 1,600 45.0000 American 20 Feb 2015
ORD Put Options Written 3,800 47.5000 American 22 Nov 2014
ORD Put Options Written 7,100 47.5000 American 17 Jan 2015
ORD Put Options Written 1,600 47.5000 American 20 Feb 2015
ORD Put Options Written 2,100 47.5000 American 15 Jan 2016
ORD Put Options Written 34,200 50.0000 American 22 Nov 2014
ORD Put Options Written 25,500 50.0000 American 17 Jan 2015
ORD Put Options Written 900 50.0000 American 20 Feb 2015
ORD Put Options Written 2,900 52.5000 American 22 Nov 2014
ORD Put Options Written 100 52.5000 American 20 Feb 2015
ORD Put Options Written 1,300 55.0000 American 18 Oct 2014
ORD Put Options Written 7,900 55.0000 American 20 Feb 2015
ORD Put Options Written 100,000 56.0000 American 31 Oct 2014
ORD Put Options Written 5,300 57.5000 American 18 Oct 2014
ORD Put Options Written 168,600 57.5000 American 22 Nov 2014
ORD Put Options Written 800 60.0000 American 17 Jan 2015
ORD Call Options Purchased 100 47.5000 American 15 Jan 2016
ORD Call Options Purchased 5,500 50.0000 American 17 Jan 2015
ORD Call Options Purchased 5,000 50.0000 American 15 May 2015
ORD Call Options Purchased 200 52.5000 American 17 Jan 2015
ORD Call Options Purchased 1,200 52.5000 American 20 Feb 2015
ORD Call Options Purchased 200 52.5000 American 15 Jan 2016
ORD Call Options Purchased 80,100 55.0000 American 18 Oct 2014
ORD Call Options Purchased 154,100 55.0000 American 22 Nov 2014
ORD Call Options Purchased 23,000 55.0000 American 17 Jan 2015
ORD Call Options Purchased 255,700 55.0000 American 20 Feb 2015
ORD Call Options Purchased 304,100 55.0000 American 15 Jan 2016
ORD Call Options Purchased 200 57.0000 American 31 Oct 2014
ORD Call Options Purchased 2,600 57.5000 American 18 Oct 2014
ORD Call Options Purchased 4,929 57.5000 American 21 Nov 2014
ORD Call Options Purchased 476,400 57.5000 American 22 Nov 2014
ORD Call Options Purchased 9,100 57.5000 American 17 Jan 2015
ORD Call Options Purchased 200 57.5000 American 20 Feb 2015
ORD Call Options Purchased 1,000 57.5000 American 15 Jan 2016
ORD Call Options Purchased 100 59.0000 American 31 Oct 2014
ORD Call Options Purchased 11,400 60.0000 American 18 Oct 2014
ORD Call Options Purchased 116,000 60.0000 American 22 Nov 2014
ORD Call Options Purchased 100 60.0000 American 17 Jan 2015
ORD Call Options Purchased 14,500 62.5000 American 22 Nov 2014
ORD Call Options Purchased 3,600 62.5000 American 20 Feb 2015
ORD Call Options Purchased 4,200 65.0000 American 22 Nov 2014
ORD Call Options Purchased 600 65.0000 American 17 Jan 2015
ORD Call Options Purchased 71,200 65.0000 American 20 Feb 2015
ORD Call Options Purchased 5,000,000 65.0000 American 19 Jun 2015
ORD Call Options Purchased 15,700 65.0000 American 15 Jan 2016
ORD Call Options Purchased 300 67.5000 American 22 Nov 2014
ORD Call Options Purchased 300 67.5000 American 17 Jan 2015
ORD Call Options Purchased 9,200 67.5000 American 15 May 2015
ORD Call Options Purchased 6,900 67.5000 American 15 Jan 2016
ORD Call Options Purchased 4,400 70.0000 American 17 Jan 2015
ORD Call Options Purchased 200 75.0000 American 15 Jan 2016
ORD Call Options Purchased 100 80.0000 American 15 Jan 2016
ORD Call Options Written -200 32.5000 American 15 Jan 2016
ORD Call Options Written -100 35.0000 American 15 Jan 2016
ORD Call Options Written -100 37.5000 American 15 Jan 2016
ORD Call Options Written -7,600 40.0000 American 15 Jan 2016
ORD Call Options Written -300 45.0000 American 17 Jan 2015
ORD Call Options Written -1,100 45.0000 American 15 Jan 2016
ORD Call Options Written -800 47.5000 American 17 Jan 2015
ORD Call Options Written -100,000 50.0000 American 17 Jan 2015
ORD Call Options Written -100 50.0000 American 15 Jan 2016
ORD Call Options Written -17,000 52.5000 American 22 Nov 2014
ORD Call Options Written -2,700 52.5000 American 17 Jan 2015
ORD Call Options Written -800 52.5000 American 15 Jan 2016
ORD Call Options Written -122,900 55.0000 American 20 Feb 2015
ORD Call Options Written -5,000,000 55.0000 American 19 Jun 2015
ORD Call Options Written -70,000 56.5000 American 18 Oct 2014
ORD Call Options Written -100 56.5000 American 31 Oct 2014
ORD Call Options Written -500 57.0000 American 14 Nov 2014
ORD Call Options Written -8,500 57.5000 American 18 Oct 2014
ORD Call Options Written -200 57.5000 American 31 Oct 2014
ORD Call Options Written -42,600 57.5000 American 22 Nov 2014
ORD Call Options Written -187,500 57.5000 American 17 Jan 2015
ORD Call Options Written -9,000 57.5000 American 15 May 2015
ORD Call Options Written -1,600 58.0000 American 7 Nov 2014
ORD Call Options Written -1,600 58.5000 American 7 Nov 2014
ORD Call Options Written -1,600 59.0000 American 7 Nov 2014
ORD Call Options Written -116,400 60.0000 American 17 Jan 2015
ORD Call Options Written -54,000 60.0000 American 20 Feb 2015
ORD Call Options Written -62,300 60.0000 American 15 Jan 2016
ORD Call Options Written -2,800 62.5000 American 18 Oct 2014
ORD Call Options Written -29,000 62.5000 American 16 Jan 2015
ORD Call Options Written -19,200 62.5000 American 17 Jan 2015
ORD Call Options Written -6,900 62.5000 American 15 Jan 2016
ORD Call Options Written -292,400 65.0000 American 17 Jan 2015
ORD Call Options Written -414,300 65.0000 American 20 Feb 2015
ORD Call Options Written -334,200 65.0000 American 15 Jan 2016
ORD Call Options Written -177,000 67.5000 American 20 Feb 2015
ORD Call Options Written -2,500 67.5000 American 15 Jan 2016
ORD Call Options Written -104,400 70.0000 American 15 Jan 2016
ORD Call Options Written -5,600 75.0000 American 15 Jan 2016
ORD Call Options Written -29,600 80.0000 American 15 Jan 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Abbvie Inc (0QCV)
UK 100

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