Form 8.3 - ABBVIE INC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) | Â | Identity of the person whose positions/dealings | Â | Barclays PLC. | |
 | are being disclosed: |  | |||
(b) | Owner or controller of interest and short | ||||
 | positions disclosed, if different from 1(a): |  | |||
(c) | Name of offeror/offeree in relation to whose |
ABBVIE INC |
|||
 | relevant securities this form relates: |  | |||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
 | offeror/offeree: |  | |||
(e) | Date position held/dealing undertaken: | 13 October 2014 | |||
(f) | Has the discloser previously disclosed, or are | YES: | |||
they today disclosing, under the Code in respect | SHIRE PLC | ||||
 | of any other party to this offer? |  |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | ORD | |||||||||
 | Interests |  | Short Positions | ||||||||
 |  | Number |  | (%) | Number |  | (%) | ||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 4,897,066 | 0.31% | 4,900,933 | 0.31% | |||||||
 |  |  |  |  |  | ||||||
(2) | Derivatives (other than | ||||||||||
options): | 3,552,628 | 0.23% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 6,959,647 | 0.44% | 8,930,500 | 0.56% | |||||||
 |  |  |  |  |  | ||||||
(4) | |||||||||||
TOTAL: | 15,409,341 | 0.97% | 13,831,433 | 0.87% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
security | Â | securities | Â | ||||
ORD | Purchase | 14 | 54.0500 USD | ||||
ORD | Purchase | 30 | 54.8400 USD | ||||
ORD | Purchase | 40 | 54.9600 USD | ||||
ORD | Purchase | 52 | 54.8300 USD | ||||
ORD | Purchase | 60 | 54.0200 USD | ||||
ORD | Purchase | 76 | 54.7900 USD | ||||
ORD | Purchase | 94 | 54.0300 USD | ||||
ORD | Purchase | 98 | 54.2500 USD | ||||
ORD | Purchase | 100 | 54.7100 USD | ||||
ORD | Purchase | 168 | 54.7459 USD | ||||
ORD | Purchase | 176 | 54.0549 USD | ||||
ORD | Purchase | 200 | 53.7400 USD | ||||
ORD | Purchase | 200 | 54.5800 USD | ||||
ORD | Purchase | 200 | 54.6450 USD | ||||
ORD | Purchase | 200 | 54.7300 USD | ||||
ORD | Purchase | 283 | 54.8500 USD | ||||
ORD | Purchase | 292 | 54.7223 USD | ||||
ORD | Purchase | 300 | 54.1400 USD | ||||
ORD | Purchase | 300 | 54.4083 USD | ||||
ORD | Purchase | 300 | 54.6766 USD | ||||
ORD | Purchase | 300 | 54.7500 USD | ||||
ORD | Purchase | 300 | 54.8133 USD | ||||
ORD | Purchase | 365 | 54.2800 USD | ||||
ORD | Purchase | 372 | 54.2038 USD | ||||
ORD | Purchase | 398 | 54.3582 USD | ||||
ORD | Purchase | 400 | 54.2387 USD | ||||
ORD | Purchase | 400 | 54.6325 USD | ||||
ORD | Purchase | 406 | 54.5779 USD | ||||
ORD | Purchase | 520 | 54.5970 USD | ||||
ORD | Purchase | 588 | 54.0179 USD | ||||
ORD | Purchase | 600 | 54.5600 USD | ||||
ORD | Purchase | 600 | 54.7016 USD | ||||
ORD | Purchase | 679 | 54.0468 USD | ||||
ORD | Purchase | 679 | 54.0959 USD | ||||
ORD | Purchase | 679 | 54.1317 USD | ||||
ORD | Purchase | 700 | 54.1207 USD | ||||
ORD | Purchase | 700 | 55.0071 USD | ||||
ORD | Purchase | 800 | 54.2400 USD | ||||
ORD | Purchase | 800 | 54.9700 USD | ||||
ORD | Purchase | 870 | 54.3690 USD | ||||
ORD | Purchase | 894 | 54.7326 USD | ||||
ORD | Purchase | 900 | 54.1872 USD | ||||
ORD | Purchase | 1,032 | 54.6912 USD | ||||
ORD | Purchase | 1,200 | 54.4237 USD | ||||
ORD | Purchase | 1,200 | 54.5066 USD | ||||
ORD | Purchase | 1,200 | 54.7958 USD | ||||
ORD | Purchase | 1,351 | 54.7729 USD | ||||
ORD | Purchase | 1,500 | 54.5086 USD | ||||
ORD | Purchase | 1,600 | 54.5612 USD | ||||
ORD | Purchase | 1,700 | 54.4114 USD | ||||
ORD | Purchase | 1,715 | 54.6528 USD | ||||
ORD | Purchase | 2,000 | 54.6395 USD | ||||
ORD | Purchase | 2,052 | 53.8089 USD | ||||
ORD | Purchase | 2,700 | 54.4681 USD | ||||
ORD | Purchase | 2,900 | 55.0034 USD | ||||
ORD | Purchase | 2,979 | 54.7843 USD | ||||
ORD | Purchase | 3,089 | 54.1390 USD | ||||
ORD | Purchase | 3,644 | 54.2736 USD | ||||
ORD | Purchase | 3,718 | 54.7319 USD | ||||
ORD | Purchase | 4,484 | 54.4983 USD | ||||
ORD | Purchase | 4,956 | 54.3255 USD | ||||
ORD | Purchase | 5,200 | 54.0074 USD | ||||
ORD | Purchase | 5,800 | 54.0701 USD | ||||
ORD | Purchase | 6,100 | 54.4855 USD | ||||
ORD | Purchase | 6,123 | 54.9948 USD | ||||
ORD | Purchase | 6,485 | 54.3122 USD | ||||
ORD | Purchase | 6,642 | 54.8639 USD | ||||
ORD | Purchase | 7,200 | 54.3624 USD | ||||
ORD | Purchase | 7,255 | 54.3972 USD | ||||
ORD | Purchase | 7,900 | 54.1490 USD | ||||
ORD | Purchase | 8,111 | 54.0057 USD | ||||
ORD | Purchase | 8,471 | 54.0016 USD | ||||
ORD | Purchase | 11,600 | 54.7534 USD | ||||
ORD | Purchase | 13,772 | 54.1873 USD | ||||
ORD | Purchase | 15,977 | 54.3512 USD | ||||
ORD | Purchase | 17,000 | 54.7046 USD | ||||
ORD | Purchase | 17,460 | 54.0828 USD | ||||
ORD | Purchase | 18,013 | 53.6200 USD | ||||
ORD | Purchase | 22,700 | 54.3822 USD | ||||
ORD | Purchase | 23,032 | 54.6198 USD | ||||
ORD | Purchase | 32,700 | 54.4135 USD | ||||
ORD | Purchase | 35,300 | 54.4048 USD | ||||
ORD | Purchase | 37,500 | 54.1289 USD | ||||
ORD | Purchase | 39,993 | 54.5563 USD | ||||
ORD | Purchase | 40,435 | 53.9682 USD | ||||
ORD | Purchase | 40,701 | 54.1940 USD | ||||
ORD | Purchase | 55,504 | 54.1378 USD | ||||
ORD | Purchase | 90,646 | 54.2675 USD | ||||
ORD | Purchase | 107,520 | 54.3955 USD | ||||
ORD | Purchase | 118,501 | 54.3353 USD | ||||
ORD | Purchase | 151,893 | 54.0650 USD | ||||
ORD | Purchase | 179,069 | 54.3928 USD | ||||
ORD | Purchase | 206,096 | 54.3721 USD | ||||
ORD | Sale | 14 | 54.0500 USD | ||||
ORD | Sale | 51 | 54.5674 USD | ||||
ORD | Sale | 54 | 53.5800 USD | ||||
ORD | Sale | 100 | 53.8650 USD | ||||
ORD | Sale | 100 | 54.1750 USD | ||||
ORD | Sale | 100 | 54.2700 USD | ||||
ORD | Sale | 100 | 54.2800 USD | ||||
ORD | Sale | 100 | 54.3600 USD | ||||
ORD | Sale | 100 | 54.6000 USD | ||||
ORD | Sale | 125 | 54.8601 USD | ||||
ORD | Sale | 152 | 54.2364 USD | ||||
ORD | Sale | 161 | 54.6157 USD | ||||
ORD | Sale | 179 | 54.0300 USD | ||||
ORD | Sale | 191 | 54.7208 USD | ||||
ORD | Sale | 200 | 53.7250 USD | ||||
ORD | Sale | 200 | 54.0050 USD | ||||
ORD | Sale | 200 | 54.9400 USD | ||||
ORD | Sale | 209 | 54.0200 USD | ||||
ORD | Sale | 300 | 54.9900 USD | ||||
ORD | Sale | 400 | 53.8388 USD | ||||
ORD | Sale | 400 | 54.4850 USD | ||||
ORD | Sale | 413 | 54.5876 USD | ||||
ORD | Sale | 460 | 54.1200 USD | ||||
ORD | Sale | 500 | 54.6740 USD | ||||
ORD | Sale | 500 | 54.6940 USD | ||||
ORD | Sale | 600 | 53.8300 USD | ||||
ORD | Sale | 632 | 54.5967 USD | ||||
ORD | Sale | 700 | 53.8771 USD | ||||
ORD | Sale | 1,000 | 54.4340 USD | ||||
ORD | Sale | 1,000 | 54.6230 USD | ||||
ORD | Sale | 1,000 | 54.9200 USD | ||||
ORD | Sale | 1,100 | 54.9109 USD | ||||
ORD | Sale | 1,200 | 54.5550 USD | ||||
ORD | Sale | 1,331 | 54.1237 USD | ||||
ORD | Sale | 1,401 | 54.0539 USD | ||||
ORD | Sale | 1,410 | 54.7272 USD | ||||
ORD | Sale | 1,815 | 54.6125 USD | ||||
ORD | Sale | 1,900 | 54.7863 USD | ||||
ORD | Sale | 2,200 | 54.2636 USD | ||||
ORD | Sale | 2,267 | 54.0671 USD | ||||
ORD | Sale | 2,631 | 54.2398 USD | ||||
ORD | Sale | 2,640 | 54.2768 USD | ||||
ORD | Sale | 2,650 | 54.1300 USD | ||||
ORD | Sale | 2,800 | 54.7103 USD | ||||
ORD | Sale | 3,148 | 54.2751 USD | ||||
ORD | Sale | 3,185 | 54.4384 USD | ||||
ORD | Sale | 3,200 | 54.2158 USD | ||||
ORD | Sale | 3,208 | 54.3082 USD | ||||
ORD | Sale | 3,300 | 54.6669 USD | ||||
ORD | Sale | 3,551 | 54.1613 USD | ||||
ORD | Sale | 4,009 | 54.6083 USD | ||||
ORD | Sale | 4,055 | 54.3628 USD | ||||
ORD | Sale | 4,400 | 54.0961 USD | ||||
ORD | Sale | 5,134 | 54.9700 USD | ||||
ORD | Sale | 5,324 | 54.5642 USD | ||||
ORD | Sale | 5,373 | 54.1366 USD | ||||
ORD | Sale | 5,958 | 54.7843 USD | ||||
ORD | Sale | 6,249 | 54.2168 USD | ||||
ORD | Sale | 6,462 | 54.2626 USD | ||||
ORD | Sale | 7,000 | 54.1847 USD | ||||
ORD | Sale | 7,161 | 54.1260 USD | ||||
ORD | Sale | 7,770 | 54.3271 USD | ||||
ORD | Sale | 7,800 | 54.4028 USD | ||||
ORD | Sale | 8,040 | 53.8986 USD | ||||
ORD | Sale | 8,700 | 54.3587 USD | ||||
ORD | Sale | 8,823 | 54.3111 USD | ||||
ORD | Sale | 10,355 | 54.6228 USD | ||||
ORD | Sale | 10,814 | 54.1617 USD | ||||
ORD | Sale | 10,885 | 54.5762 USD | ||||
ORD | Sale | 11,390 | 54.4379 USD | ||||
ORD | Sale | 11,542 | 54.4533 USD | ||||
ORD | Sale | 11,877 | 54.4235 USD | ||||
ORD | Sale | 11,966 | 54.2983 USD | ||||
ORD | Sale | 12,100 | 54.0204 USD | ||||
ORD | Sale | 12,817 | 54.2766 USD | ||||
ORD | Sale | 12,876 | 54.3915 USD | ||||
ORD | Sale | 13,100 | 54.5090 USD | ||||
ORD | Sale | 14,306 | 54.2199 USD | ||||
ORD | Sale | 15,338 | 54.2886 USD | ||||
ORD | Sale | 16,000 | 54.3128 USD | ||||
ORD | Sale | 17,000 | 54.8727 USD | ||||
ORD | Sale | 23,111 | 54.5951 USD | ||||
ORD | Sale | 25,921 | 53.6200 USD | ||||
ORD | Sale | 27,352 | 54.3854 USD | ||||
ORD | Sale | 31,954 | 54.3512 USD | ||||
ORD | Sale | 32,700 | 54.4135 USD | ||||
ORD | Sale | 34,019 | 54.4395 USD | ||||
ORD | Sale | 35,363 | 53.9294 USD | ||||
ORD | Sale | 37,500 | 54.0058 USD | ||||
ORD | Sale | 52,900 | 54.5340 USD | ||||
ORD | Sale | 57,100 | 54.4222 USD | ||||
ORD | Sale | 72,445 | 53.8810 USD | ||||
ORD | Sale | 80,678 | 54.0835 USD | ||||
ORD | Sale | 89,825 | 54.0717 USD | ||||
ORD | Sale | 107,620 | 54.3949 USD | ||||
ORD | Sale | 179,788 | 54.3739 USD | ||||
ORD | Sale | 495,352 | 54.3692 USD |
(b) Derivatives transactions (other than options)
Class of | Â | Product | Â | Nature of dealing | Â | Number of | Â | Price per | |
relevant | description | reference | unit | ||||||
security | Â | Â | securities | Â | |||||
ORD | SWAP | Long | 1,602 | 58.6900 USD | |||||
ORD | SWAP | Long | 52,900 | 54.4795 USD |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | Â | Option | |
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
 |  |  | relates |  |  |  |  | ||||||||
ORD | Call Options | Purchasing | 44,000 | 55 USD | American | 22 Nov 2014 | 1.7000 USD | ||||||||
ORD | Call Options | Purchasing | 8,700 | 55 USD | American | 22 Nov 2014 | 2.0242 USD | ||||||||
ORD | Call Options | Purchasing | 200 | 57 USD | American | 31 Oct 2014 | 0.6800 USD | ||||||||
ORD | Call Options | Purchasing | 100 | 59 USD | American | 31 Oct 2014 | 0.2600 USD | ||||||||
ORD | Call Options | Purchasing | 9,000 | 67.5 USD | American | 15 May 2015 | 0.7255 USD | ||||||||
ORD | Call Options | Selling | 100 | 32.5 USD | American | 15 Jan 2016 | 22.2000 USD | ||||||||
ORD | Call Options | Selling | 100 | 52.5 USD | American | 22 Nov 2014 | 3.5000 USD | ||||||||
ORD | Call Options | Selling | 100 | 56.5 USD | American | 31 Oct 2014 | 0.8900 USD | ||||||||
ORD | Call Options | Selling | 500 | 57 USD | American | 14 Nov 2014 | 1.0500 USD | ||||||||
ORD | Call Options | Selling | 200 | 57.5 USD | American | 31 Oct 2014 | 0.5900 USD | ||||||||
ORD | Call Options | Selling | 37,300 | 57.5 USD | American | 22 Nov 2014 | 1.0038 USD | ||||||||
ORD | Call Options | Selling | 9,000 | 57.5 USD | American | 15 May 2015 | 2.9711 USD | ||||||||
ORD | Call Options | Selling | 300 | 62.5 USD | American | 15 Jan 2016 | 3.5333 USD | ||||||||
ORD | Put Options | Purchasing | 1,000 | 55 USD | American | 17 Jan 2015 | 3.4000 USD | ||||||||
ORD | Put Options | Purchasing | 900 | 57.5 USD | American | 17 Jan 2015 | 4.7000 USD | ||||||||
ORD | Put Options | Selling | 36,300 | 50 USD | American | 22 Nov 2014 | 0.7500 USD |
(ii) Exercising
Class of relevant security | Â |
Product description
e.g. call option |
 | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state “none†|
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â | YES | |
Date of disclosure: | 14 Oct 2014 | ||
Contact name: | Rajesh Muthanna | ||
Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Â | Barclays PLC. | |
are being disclosed: | Â | ||
Name of offeror/offeree in relation to whose | ABBVIE INC | ||
relevant securities this from relates: | Â |
2. OPTIONS AND DERIVATIVES
Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | |
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
 |  |  | relates |  |  |  | |||||||
ORD | Put Options | Written | 1,009 | Â | European | 11 Jan 2016 | |||||||
ORD | Call Options | Purchased | 1,009 | Â | European | 11 Jan 2016 | |||||||
ORD | Put Options | Purchased | -50,000 | 30.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -100 | 32.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -61,600 | 32.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -14,100 | 35.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -202,000 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -8,300 | 37.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -7,900 | 40.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -2,900 | 40.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,200 | 42.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -3,300 | 42.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -5,500 | 42.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,000 | 42.5000 | American | 15 May 2015 | |||||||
ORD | Put Options | Purchased | -1,400 | 42.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -900 | 45.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -900 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -500 | 45.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -42,900 | 50.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -50,000 | 50.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,100 | 50.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -4,100 | 52.5000 | American | 18 Oct 2014 | |||||||
ORD | Put Options | Purchased | -795,400 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -29,000 | 52.5000 | American | 16 Jan 2015 | |||||||
ORD | Put Options | Purchased | -198,500 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -200,000 | 53.5000 | American | 31 Oct 2014 | |||||||
ORD | Put Options | Purchased | -8,500 | 55.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -2,500 | 55.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -1,900 | 55.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,200 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -200 | 57.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,400 | 60.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -500 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -400 | 60.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -100 | 62.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -300 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -500 | 67.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,900 | 70.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 1,300 | 25.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 200 | 27.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 1,400 | 30.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 400 | 30.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 1,400 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 100 | 40.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 6,700 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 1,600 | 45.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 3,800 | 47.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 7,100 | 47.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 1,600 | 47.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 2,100 | 47.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 34,200 | 50.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 25,500 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 900 | 50.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 2,900 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 100 | 52.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 1,300 | 55.0000 | American | 18 Oct 2014 | |||||||
ORD | Put Options | Written | 7,900 | 55.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 100,000 | 56.0000 | American | 31 Oct 2014 | |||||||
ORD | Put Options | Written | 5,300 | 57.5000 | American | 18 Oct 2014 | |||||||
ORD | Put Options | Written | 168,600 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 800 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 100 | 47.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 5,500 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 5,000 | 50.0000 | American | 15 May 2015 | |||||||
ORD | Call Options | Purchased | 200 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 1,200 | 52.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 200 | 52.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 80,100 | 55.0000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Purchased | 154,100 | 55.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 23,000 | 55.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 255,700 | 55.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 304,100 | 55.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 200 | 57.0000 | American | 31 Oct 2014 | |||||||
ORD | Call Options | Purchased | 2,600 | 57.5000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Purchased | 4,929 | 57.5000 | American | 21 Nov 2014 | |||||||
ORD | Call Options | Purchased | 476,400 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 9,100 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 200 | 57.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 100 | 59.0000 | American | 31 Oct 2014 | |||||||
ORD | Call Options | Purchased | 11,400 | 60.0000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Purchased | 116,000 | 60.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 100 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 14,500 | 62.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 3,600 | 62.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 4,200 | 65.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 600 | 65.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 71,200 | 65.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 5,000,000 | 65.0000 | American | 19 Jun 2015 | |||||||
ORD | Call Options | Purchased | 15,700 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 300 | 67.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 300 | 67.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 9,200 | 67.5000 | American | 15 May 2015 | |||||||
ORD | Call Options | Purchased | 6,900 | 67.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 4,400 | 70.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 200 | 75.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 100 | 80.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -200 | 32.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -100 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -100 | 37.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -7,600 | 40.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -300 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -1,100 | 45.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -800 | 47.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100,000 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100 | 50.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -17,000 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Written | -2,700 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -800 | 52.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -122,900 | 55.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -5,000,000 | 55.0000 | American | 19 Jun 2015 | |||||||
ORD | Call Options | Written | -70,000 | 56.5000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Written | -100 | 56.5000 | American | 31 Oct 2014 | |||||||
ORD | Call Options | Written | -500 | 57.0000 | American | 14 Nov 2014 | |||||||
ORD | Call Options | Written | -8,500 | 57.5000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Written | -200 | 57.5000 | American | 31 Oct 2014 | |||||||
ORD | Call Options | Written | -42,600 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Written | -187,500 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -9,000 | 57.5000 | American | 15 May 2015 | |||||||
ORD | Call Options | Written | -1,600 | 58.0000 | American | 7 Nov 2014 | |||||||
ORD | Call Options | Written | -1,600 | 58.5000 | American | 7 Nov 2014 | |||||||
ORD | Call Options | Written | -1,600 | 59.0000 | American | 7 Nov 2014 | |||||||
ORD | Call Options | Written | -116,400 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -54,000 | 60.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -62,300 | 60.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -2,800 | 62.5000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Written | -29,000 | 62.5000 | American | 16 Jan 2015 | |||||||
ORD | Call Options | Written | -19,200 | 62.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -6,900 | 62.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -292,400 | 65.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -414,300 | 65.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -334,200 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -177,000 | 67.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -2,500 | 67.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -104,400 | 70.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -5,600 | 75.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -29,600 | 80.0000 | American | 15 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDsâ€) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.