Form 8.3 - ABBVIE INC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) | Â | Identity of the person whose positions/dealings | Â | Barclays PLC. | |
 | are being disclosed: |  | |||
(b) | Owner or controller of interest and short | ||||
 | positions disclosed, if different from 1(a): |  | |||
(c) | Name of offeror/offeree in relation to whose |
ABBVIE INC |
|||
 | relevant securities this form relates: |  | |||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
 | offeror/offeree: |  | |||
(e) | Date position held/dealing undertaken: | 9 October 2014 | |||
(f) | Has the discloser previously disclosed, or are | YES: | |||
they today disclosing, under the Code in respect | SHIRE PLC | ||||
 | of any other party to this offer? |  |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | ORD | |||||||||
 | Interests |  | Short Positions | ||||||||
 |  | Number |  | (%) | Number |  | (%) | ||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 4,900,993 | 0.31% | 4,526,552 | 0.28% | |||||||
 |  |  |  |  |  | ||||||
(2) | Derivatives (other than | ||||||||||
options): | 3,348,414 | 0.21% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 6,680,007 | 0.42% | 8,661,800 | 0.54% | |||||||
 |  |  |  |  |  | ||||||
(4) | |||||||||||
TOTAL: | 14,929,414 | 0.94% | 13,188,352 | 0.83% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
security | Â | securities | Â | ||||
ORD | Purchase | 16 | 56.9700 USD | ||||
ORD | Purchase | 33 | 58.0400 USD | ||||
ORD | Purchase | 45 | 58.3400 USD | ||||
ORD | Purchase | 100 | 37.5000 USD | ||||
ORD | Purchase | 100 | 56.7350 USD | ||||
ORD | Purchase | 100 | 56.8400 USD | ||||
ORD | Purchase | 100 | 56.8500 USD | ||||
ORD | Purchase | 100 | 57.9900 USD | ||||
ORD | Purchase | 100 | 58.0900 USD | ||||
ORD | Purchase | 100 | 58.3200 USD | ||||
ORD | Purchase | 101 | 57.5111 USD | ||||
ORD | Purchase | 125 | 57.7700 USD | ||||
ORD | Purchase | 146 | 57.0400 USD | ||||
ORD | Purchase | 150 | 58.1500 USD | ||||
ORD | Purchase | 171 | 57.0441 USD | ||||
ORD | Purchase | 171 | 58.3475 USD | ||||
ORD | Purchase | 200 | 56.8670 USD | ||||
ORD | Purchase | 200 | 56.9300 USD | ||||
ORD | Purchase | 200 | 56.9750 USD | ||||
ORD | Purchase | 200 | 57.4550 USD | ||||
ORD | Purchase | 200 | 57.8200 USD | ||||
ORD | Purchase | 200 | 57.8325 USD | ||||
ORD | Purchase | 200 | 57.9950 USD | ||||
ORD | Purchase | 200 | 58.1420 USD | ||||
ORD | Purchase | 200 | 58.2100 USD | ||||
ORD | Purchase | 210 | 58.0357 USD | ||||
ORD | Purchase | 283 | 57.9364 USD | ||||
ORD | Purchase | 300 | 38.7500 USD | ||||
ORD | Purchase | 300 | 57.0133 USD | ||||
ORD | Purchase | 301 | 58.0692 USD | ||||
ORD | Purchase | 350 | 57.8400 USD | ||||
ORD | Purchase | 400 | 56.7975 USD | ||||
ORD | Purchase | 400 | 56.8000 USD | ||||
ORD | Purchase | 400 | 56.8450 USD | ||||
ORD | Purchase | 400 | 57.5007 USD | ||||
ORD | Purchase | 400 | 57.8300 USD | ||||
ORD | Purchase | 400 | 58.4351 USD | ||||
ORD | Purchase | 434 | 56.7499 USD | ||||
ORD | Purchase | 466 | 57.0300 USD | ||||
ORD | Purchase | 500 | 56.9960 USD | ||||
ORD | Purchase | 500 | 57.0320 USD | ||||
ORD | Purchase | 500 | 57.0580 USD | ||||
ORD | Purchase | 500 | 57.8480 USD | ||||
ORD | Purchase | 500 | 58.0360 USD | ||||
ORD | Purchase | 600 | 57.5833 USD | ||||
ORD | Purchase | 638 | 58.4000 USD | ||||
ORD | Purchase | 661 | 57.0355 USD | ||||
ORD | Purchase | 665 | 57.0503 USD | ||||
ORD | Purchase | 672 | 57.0260 USD | ||||
ORD | Purchase | 692 | 58.1073 USD | ||||
ORD | Purchase | 700 | 42.5000 USD | ||||
ORD | Purchase | 775 | 57.8035 USD | ||||
ORD | Purchase | 929 | 56.7871 USD | ||||
ORD | Purchase | 931 | 58.0851 USD | ||||
ORD | Purchase | 1,100 | 56.9400 USD | ||||
ORD | Purchase | 1,100 | 57.4122 USD | ||||
ORD | Purchase | 1,123 | 57.4388 USD | ||||
ORD | Purchase | 1,500 | 57.0003 USD | ||||
ORD | Purchase | 1,516 | 56.9256 USD | ||||
ORD | Purchase | 1,598 | 57.0746 USD | ||||
ORD | Purchase | 1,628 | 57.2477 USD | ||||
ORD | Purchase | 1,700 | 57.0182 USD | ||||
ORD | Purchase | 1,770 | 57.8247 USD | ||||
ORD | Purchase | 1,900 | 57.5668 USD | ||||
ORD | Purchase | 2,220 | 57.9579 USD | ||||
ORD | Purchase | 2,478 | 58.0581 USD | ||||
ORD | Purchase | 2,538 | 57.2624 USD | ||||
ORD | Purchase | 2,600 | 57.6800 USD | ||||
ORD | Purchase | 2,810 | 58.0942 USD | ||||
ORD | Purchase | 3,000 | 57.3182 USD | ||||
ORD | Purchase | 3,118 | 56.9749 USD | ||||
ORD | Purchase | 3,281 | 58.0802 USD | ||||
ORD | Purchase | 3,381 | 57.3140 USD | ||||
ORD | Purchase | 3,500 | 57.6774 USD | ||||
ORD | Purchase | 4,576 | 57.3938 USD | ||||
ORD | Purchase | 4,700 | 50.0000 USD | ||||
ORD | Purchase | 5,100 | 57.3420 USD | ||||
ORD | Purchase | 5,100 | 57.3676 USD | ||||
ORD | Purchase | 5,188 | 57.2267 USD | ||||
ORD | Purchase | 5,400 | 56.9594 USD | ||||
ORD | Purchase | 5,600 | 56.9242 USD | ||||
ORD | Purchase | 8,080 | 57.2952 USD | ||||
ORD | Purchase | 9,514 | 57.5249 USD | ||||
ORD | Purchase | 9,988 | 57.8477 USD | ||||
ORD | Purchase | 9,998 | 57.4074 USD | ||||
ORD | Purchase | 10,359 | 57.5969 USD | ||||
ORD | Purchase | 10,680 | 57.2482 USD | ||||
ORD | Purchase | 11,000 | 57.2526 USD | ||||
ORD | Purchase | 12,379 | 57.2241 USD | ||||
ORD | Purchase | 12,400 | 57.5457 USD | ||||
ORD | Purchase | 14,818 | 57.0450 USD | ||||
ORD | Purchase | 22,345 | 56.9350 USD | ||||
ORD | Purchase | 22,756 | 56.9612 USD | ||||
ORD | Purchase | 24,499 | 57.1980 USD | ||||
ORD | Purchase | 27,276 | 57.0726 USD | ||||
ORD | Purchase | 31,800 | 56.9493 USD | ||||
ORD | Purchase | 32,260 | 57.0585 USD | ||||
ORD | Purchase | 34,396 | 57.4520 USD | ||||
ORD | Purchase | 39,712 | 57.8021 USD | ||||
ORD | Purchase | 84,982 | 57.6519 USD | ||||
ORD | Purchase | 108,518 | 57.5487 USD | ||||
ORD | Purchase | 158,600 | 56.9659 USD | ||||
ORD | Purchase | 2,387,391 | 56.7200 USD | ||||
ORD | Sale | 10 | 58.3500 USD | ||||
ORD | Sale | 33 | 58.0400 USD | ||||
ORD | Sale | 46 | 57.0400 USD | ||||
ORD | Sale | 100 | 56.7300 USD | ||||
ORD | Sale | 100 | 56.7950 USD | ||||
ORD | Sale | 100 | 56.8000 USD | ||||
ORD | Sale | 100 | 56.9850 USD | ||||
ORD | Sale | 100 | 57.8600 USD | ||||
ORD | Sale | 200 | 56.7975 USD | ||||
ORD | Sale | 200 | 57.2175 USD | ||||
ORD | Sale | 200 | 57.6550 USD | ||||
ORD | Sale | 200 | 57.6800 USD | ||||
ORD | Sale | 200 | 58.0300 USD | ||||
ORD | Sale | 200 | 58.0350 USD | ||||
ORD | Sale | 275 | 57.8100 USD | ||||
ORD | Sale | 278 | 57.8869 USD | ||||
ORD | Sale | 285 | 56.8357 USD | ||||
ORD | Sale | 300 | 58.0280 USD | ||||
ORD | Sale | 300 | 58.4234 USD | ||||
ORD | Sale | 301 | 58.0692 USD | ||||
ORD | Sale | 338 | 57.7837 USD | ||||
ORD | Sale | 362 | 56.9769 USD | ||||
ORD | Sale | 377 | 57.0006 USD | ||||
ORD | Sale | 400 | 56.7912 USD | ||||
ORD | Sale | 400 | 56.8050 USD | ||||
ORD | Sale | 400 | 57.1397 USD | ||||
ORD | Sale | 400 | 58.1650 USD | ||||
ORD | Sale | 500 | 58.1348 USD | ||||
ORD | Sale | 520 | 57.8020 USD | ||||
ORD | Sale | 555 | 57.3808 USD | ||||
ORD | Sale | 600 | 57.4850 USD | ||||
ORD | Sale | 600 | 58.2141 USD | ||||
ORD | Sale | 611 | 57.4034 USD | ||||
ORD | Sale | 638 | 58.4000 USD | ||||
ORD | Sale | 700 | 56.8128 USD | ||||
ORD | Sale | 750 | 57.8327 USD | ||||
ORD | Sale | 800 | 57.7918 USD | ||||
ORD | Sale | 842 | 57.8792 USD | ||||
ORD | Sale | 1,000 | 56.9590 USD | ||||
ORD | Sale | 1,100 | 57.1063 USD | ||||
ORD | Sale | 1,100 | 57.4054 USD | ||||
ORD | Sale | 1,135 | 58.3400 USD | ||||
ORD | Sale | 1,166 | 57.9776 USD | ||||
ORD | Sale | 1,400 | 58.1657 USD | ||||
ORD | Sale | 1,460 | 57.8003 USD | ||||
ORD | Sale | 1,600 | 56.7968 USD | ||||
ORD | Sale | 1,650 | 57.1437 USD | ||||
ORD | Sale | 1,709 | 57.7982 USD | ||||
ORD | Sale | 1,800 | 56.9157 USD | ||||
ORD | Sale | 1,823 | 56.7717 USD | ||||
ORD | Sale | 1,884 | 57.5385 USD | ||||
ORD | Sale | 1,906 | 57.8577 USD | ||||
ORD | Sale | 1,924 | 57.8528 USD | ||||
ORD | Sale | 1,939 | 57.7153 USD | ||||
ORD | Sale | 2,203 | 57.8731 USD | ||||
ORD | Sale | 2,711 | 57.8502 USD | ||||
ORD | Sale | 2,744 | 57.4198 USD | ||||
ORD | Sale | 2,899 | 57.3721 USD | ||||
ORD | Sale | 2,950 | 57.7752 USD | ||||
ORD | Sale | 3,000 | 57.8383 USD | ||||
ORD | Sale | 3,009 | 57.8549 USD | ||||
ORD | Sale | 3,191 | 57.8065 USD | ||||
ORD | Sale | 3,212 | 57.8870 USD | ||||
ORD | Sale | 3,478 | 56.8515 USD | ||||
ORD | Sale | 3,493 | 57.6647 USD | ||||
ORD | Sale | 3,630 | 57.8002 USD | ||||
ORD | Sale | 3,783 | 57.8321 USD | ||||
ORD | Sale | 3,800 | 57.5106 USD | ||||
ORD | Sale | 3,901 | 56.9279 USD | ||||
ORD | Sale | 4,000 | 57.8000 USD | ||||
ORD | Sale | 4,164 | 57.0287 USD | ||||
ORD | Sale | 5,124 | 57.4547 USD | ||||
ORD | Sale | 5,342 | 57.3299 USD | ||||
ORD | Sale | 5,342 | 57.5907 USD | ||||
ORD | Sale | 5,732 | 57.0311 USD | ||||
ORD | Sale | 6,888 | 57.1651 USD | ||||
ORD | Sale | 7,200 | 57.5214 USD | ||||
ORD | Sale | 7,600 | 57.0956 USD | ||||
ORD | Sale | 8,272 | 56.9162 USD | ||||
ORD | Sale | 8,487 | 57.6112 USD | ||||
ORD | Sale | 9,240 | 57.6329 USD | ||||
ORD | Sale | 9,332 | 57.5250 USD | ||||
ORD | Sale | 9,696 | 57.5249 USD | ||||
ORD | Sale | 10,126 | 57.6327 USD | ||||
ORD | Sale | 11,011 | 57.6551 USD | ||||
ORD | Sale | 12,805 | 58.0239 USD | ||||
ORD | Sale | 12,950 | 57.6677 USD | ||||
ORD | Sale | 14,600 | 57.1864 USD | ||||
ORD | Sale | 16,300 | 57.7084 USD | ||||
ORD | Sale | 18,507 | 56.9697 USD | ||||
ORD | Sale | 20,927 | 57.5939 USD | ||||
ORD | Sale | 21,301 | 57.6412 USD | ||||
ORD | Sale | 26,000 | 57.1168 USD | ||||
ORD | Sale | 31,900 | 56.9490 USD | ||||
ORD | Sale | 45,893 | 57.6846 USD | ||||
ORD | Sale | 79,300 | 56.9659 USD | ||||
ORD | Sale | 104,670 | 57.5384 USD | ||||
ORD | Sale | 111,620 | 57.1026 USD | ||||
ORD | Sale | 2,384,308 | 56.7200 USD |
(b) Derivatives transactions (other than options)
Class of | Â | Product | Â | Nature of dealing | Â | Number of | Â | Price per | |
relevant | description | reference | unit | ||||||
security | Â | Â | securities | Â | |||||
ORD | SWAP | Long | 1,602 | 56.6700 USD |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | Â | Option | |
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
 |  |  | relates |  |  |  |  | ||||||||
ORD | Call Options | Purchasing | 100 | 37.5 USD | American | 17 Jan 2015 | 19.4700 USD | ||||||||
ORD | Call Options | Purchasing | 9,900 | 52.5 USD | American | 22 Nov 2014 | 5.3000 USD | ||||||||
ORD | Call Options | Purchasing | 3,000 | 57.5 USD | American | 22 Nov 2014 | 1.8000 USD | ||||||||
ORD | Call Options | Purchasing | 1,200 | 57.5 USD | American | 17 Jan 2015 | 2.8000 USD | ||||||||
ORD | Call Options | Selling | 100 | 37.5 USD | American | 17 Jan 2015 | 18.6000 USD | ||||||||
ORD | Call Options | Selling | 100 | 40 USD | American | 15 Jan 2016 | 17.5000 USD | ||||||||
ORD | Call Options | Selling | 700 | 42.5 USD | American | 17 Jan 2015 | 16.1000 USD | ||||||||
ORD | Call Options | Selling | 4,700 | 50 USD | American | 22 Nov 2014 | 8.2000 USD | ||||||||
ORD | Call Options | Selling | 1,200 | 50 USD | American | 17 Jan 2015 | 7.9500 USD | ||||||||
ORD | Call Options | Selling | 3,000 | 55 USD | American | 22 Nov 2014 | 3.3000 USD | ||||||||
ORD | Call Options | Selling | 5,000 | 57.5 USD | American | 10 Oct 2014 | 0.6500 USD | ||||||||
ORD | Call Options | Selling | 100 | 57.5 USD | American | 18 Oct 2014 | 0.9000 USD | ||||||||
ORD | Call Options | Selling | 1,600 | 58 USD | American | 7 Nov 2014 | 1.5000 USD | ||||||||
ORD | Call Options | Selling | 1,600 | 58.5 USD | American | 7 Nov 2014 | 1.3000 USD | ||||||||
ORD | Call Options | Selling | 1,400 | 59 USD | American | 10 Oct 2014 | 0.1500 USD | ||||||||
ORD | Call Options | Selling | 1,600 | 59 USD | American | 7 Nov 2014 | 1.1000 USD | ||||||||
ORD | Call Options | Selling | 100 | 75 USD | American | 17 Jan 2015 | 22.9000 USD | ||||||||
ORD | Call Options | Selling | 300 | 77.5 USD | American | 17 Jan 2015 | 20.4500 USD | ||||||||
ORD | Put Options | Purchasing | 500 | 67.5 USD | American | 15 Jan 2016 | 14.4000 USD |
(ii) Exercising
Class of relevant security | Â |
Product description
e.g. call option |
 | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state “none†|
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â | YES | |
Date of disclosure: | 10 Oct 2014 | ||
Contact name: | Rajesh Muthanna | ||
Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Â | Barclays PLC. | |
are being disclosed: | Â | ||
Name of offeror/offeree in relation to whose | ABBVIE INC | ||
relevant securities this from relates: | Â |
2. OPTIONS AND DERIVATIVES
Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | |
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
 |  |  | relates |  |  |  | |||||||
ORD | Put Options | Written | 1,009 | Â | European | 11 Jan 2016 | |||||||
ORD | Call Options | Purchased | 1,009 | Â | European | 11 Jan 2016 | |||||||
ORD | Put Options | Purchased | -50,000 | 30.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -100 | 32.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -61,600 | 32.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -14,100 | 35.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -202,000 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -8,300 | 37.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -7,900 | 40.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -2,900 | 40.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,200 | 42.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -3,600 | 42.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -5,500 | 42.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,000 | 42.5000 | American | 15 May 2015 | |||||||
ORD | Put Options | Purchased | -1,400 | 42.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -900 | 45.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -900 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -500 | 45.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -45,000 | 50.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -50,000 | 50.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,100 | 50.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -4,100 | 52.5000 | American | 18 Oct 2014 | |||||||
ORD | Put Options | Purchased | -795,400 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -29,000 | 52.5000 | American | 16 Jan 2015 | |||||||
ORD | Put Options | Purchased | -198,500 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -8,600 | 55.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -1,500 | 55.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -1,900 | 55.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -300 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -200 | 57.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,400 | 60.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -500 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -400 | 60.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -100 | 62.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -300 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -500 | 67.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,900 | 70.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 1,300 | 25.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 200 | 27.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 300 | 30.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 400 | 30.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 1,400 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 100 | 40.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 6,100 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 1,600 | 45.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 3,800 | 47.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 7,100 | 47.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 1,600 | 47.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 2,100 | 47.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 26,100 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 900 | 50.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 2,900 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 100 | 52.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 1,300 | 55.0000 | American | 18 Oct 2014 | |||||||
ORD | Put Options | Written | 7,900 | 55.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Written | 5,300 | 57.5000 | American | 18 Oct 2014 | |||||||
ORD | Put Options | Written | 168,600 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 800 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 100 | 47.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 5,500 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 5,000 | 50.0000 | American | 15 May 2015 | |||||||
ORD | Call Options | Purchased | 200 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 1,200 | 52.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 200 | 52.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 101,400 | 55.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 23,000 | 55.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 255,700 | 55.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 304,100 | 55.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 2,600 | 57.5000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Purchased | 4,489 | 57.5000 | American | 21 Nov 2014 | |||||||
ORD | Call Options | Purchased | 476,400 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 9,100 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 200 | 57.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 11,400 | 60.0000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Purchased | 116,000 | 60.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 100 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 14,500 | 62.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 1,600 | 62.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 4,200 | 65.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 600 | 65.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 71,400 | 65.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Purchased | 5,000,000 | 65.0000 | American | 19 Jun 2015 | |||||||
ORD | Call Options | Purchased | 15,700 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 300 | 67.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 300 | 67.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 200 | 67.5000 | American | 15 May 2015 | |||||||
ORD | Call Options | Purchased | 6,900 | 67.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 4,400 | 70.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 200 | 75.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 100 | 80.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -100 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -100 | 37.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -300 | 40.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -7,600 | 40.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -3,500 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -1,100 | 45.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -4,100 | 47.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Written | -800 | 47.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100,000 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100 | 50.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -16,900 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Written | -2,700 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -800 | 52.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -40,600 | 55.0000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Written | -120,300 | 55.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -5,000,000 | 55.0000 | American | 19 Jun 2015 | |||||||
ORD | Call Options | Written | -5,000 | 57.5000 | American | 10 Oct 2014 | |||||||
ORD | Call Options | Written | -4,900 | 57.5000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Written | -5,300 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Written | -187,500 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -1,600 | 58.0000 | American | 7 Nov 2014 | |||||||
ORD | Call Options | Written | -1,600 | 58.5000 | American | 7 Nov 2014 | |||||||
ORD | Call Options | Written | -1,400 | 59.0000 | American | 10 Oct 2014 | |||||||
ORD | Call Options | Written | -1,600 | 59.0000 | American | 7 Nov 2014 | |||||||
ORD | Call Options | Written | -116,400 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -54,000 | 60.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -62,300 | 60.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -2,800 | 62.5000 | American | 18 Oct 2014 | |||||||
ORD | Call Options | Written | -29,000 | 62.5000 | American | 16 Jan 2015 | |||||||
ORD | Call Options | Written | -19,200 | 62.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -6,600 | 62.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -292,400 | 65.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -414,300 | 65.0000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -334,200 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -177,000 | 67.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -2,500 | 67.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -104,400 | 70.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -5,600 | 75.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -29,600 | 80.0000 | American | 15 Jan 2016 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDsâ€) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.