Form 8.3 - ABBVIE INC

Form 8.3 - ABBVIE INC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)   Identity of the person whose positions/dealings   Barclays PLC.
  are being disclosed:  
(b) Owner or controller of interest and short
  positions disclosed, if different from 1(a):  
(c) Name of offeror/offeree in relation to whose

ABBVIE INC

  relevant securities this form relates:  
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
  offeror/offeree:  
(e) Date position held/dealing undertaken: 9 October 2014
(f) Has the discloser previously disclosed, or are YES:
they today disclosing, under the Code in respect SHIRE PLC
  of any other party to this offer?  

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:   ORD
  Interests   Short Positions
    Number   (%) Number   (%)
(1) Relevant securities owned
and/or controlled: 4,900,993 0.31% 4,526,552 0.28%
           
(2) Derivatives (other than
options): 3,348,414 0.21% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 6,680,007 0.42% 8,661,800 0.54%
           
(4)
TOTAL: 14,929,414 0.94% 13,188,352 0.83%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 16 56.9700 USD
ORD Purchase 33 58.0400 USD
ORD Purchase 45 58.3400 USD
ORD Purchase 100 37.5000 USD
ORD Purchase 100 56.7350 USD
ORD Purchase 100 56.8400 USD
ORD Purchase 100 56.8500 USD
ORD Purchase 100 57.9900 USD
ORD Purchase 100 58.0900 USD
ORD Purchase 100 58.3200 USD
ORD Purchase 101 57.5111 USD
ORD Purchase 125 57.7700 USD
ORD Purchase 146 57.0400 USD
ORD Purchase 150 58.1500 USD
ORD Purchase 171 57.0441 USD
ORD Purchase 171 58.3475 USD
ORD Purchase 200 56.8670 USD
ORD Purchase 200 56.9300 USD
ORD Purchase 200 56.9750 USD
ORD Purchase 200 57.4550 USD
ORD Purchase 200 57.8200 USD
ORD Purchase 200 57.8325 USD
ORD Purchase 200 57.9950 USD
ORD Purchase 200 58.1420 USD
ORD Purchase 200 58.2100 USD
ORD Purchase 210 58.0357 USD
ORD Purchase 283 57.9364 USD
ORD Purchase 300 38.7500 USD
ORD Purchase 300 57.0133 USD
ORD Purchase 301 58.0692 USD
ORD Purchase 350 57.8400 USD
ORD Purchase 400 56.7975 USD
ORD Purchase 400 56.8000 USD
ORD Purchase 400 56.8450 USD
ORD Purchase 400 57.5007 USD
ORD Purchase 400 57.8300 USD
ORD Purchase 400 58.4351 USD
ORD Purchase 434 56.7499 USD
ORD Purchase 466 57.0300 USD
ORD Purchase 500 56.9960 USD
ORD Purchase 500 57.0320 USD
ORD Purchase 500 57.0580 USD
ORD Purchase 500 57.8480 USD
ORD Purchase 500 58.0360 USD
ORD Purchase 600 57.5833 USD
ORD Purchase 638 58.4000 USD
ORD Purchase 661 57.0355 USD
ORD Purchase 665 57.0503 USD
ORD Purchase 672 57.0260 USD
ORD Purchase 692 58.1073 USD
ORD Purchase 700 42.5000 USD
ORD Purchase 775 57.8035 USD
ORD Purchase 929 56.7871 USD
ORD Purchase 931 58.0851 USD
ORD Purchase 1,100 56.9400 USD
ORD Purchase 1,100 57.4122 USD
ORD Purchase 1,123 57.4388 USD
ORD Purchase 1,500 57.0003 USD
ORD Purchase 1,516 56.9256 USD
ORD Purchase 1,598 57.0746 USD
ORD Purchase 1,628 57.2477 USD
ORD Purchase 1,700 57.0182 USD
ORD Purchase 1,770 57.8247 USD
ORD Purchase 1,900 57.5668 USD
ORD Purchase 2,220 57.9579 USD
ORD Purchase 2,478 58.0581 USD
ORD Purchase 2,538 57.2624 USD
ORD Purchase 2,600 57.6800 USD
ORD Purchase 2,810 58.0942 USD
ORD Purchase 3,000 57.3182 USD
ORD Purchase 3,118 56.9749 USD
ORD Purchase 3,281 58.0802 USD
ORD Purchase 3,381 57.3140 USD
ORD Purchase 3,500 57.6774 USD
ORD Purchase 4,576 57.3938 USD
ORD Purchase 4,700 50.0000 USD
ORD Purchase 5,100 57.3420 USD
ORD Purchase 5,100 57.3676 USD
ORD Purchase 5,188 57.2267 USD
ORD Purchase 5,400 56.9594 USD
ORD Purchase 5,600 56.9242 USD
ORD Purchase 8,080 57.2952 USD
ORD Purchase 9,514 57.5249 USD
ORD Purchase 9,988 57.8477 USD
ORD Purchase 9,998 57.4074 USD
ORD Purchase 10,359 57.5969 USD
ORD Purchase 10,680 57.2482 USD
ORD Purchase 11,000 57.2526 USD
ORD Purchase 12,379 57.2241 USD
ORD Purchase 12,400 57.5457 USD
ORD Purchase 14,818 57.0450 USD
ORD Purchase 22,345 56.9350 USD
ORD Purchase 22,756 56.9612 USD
ORD Purchase 24,499 57.1980 USD
ORD Purchase 27,276 57.0726 USD
ORD Purchase 31,800 56.9493 USD
ORD Purchase 32,260 57.0585 USD
ORD Purchase 34,396 57.4520 USD
ORD Purchase 39,712 57.8021 USD
ORD Purchase 84,982 57.6519 USD
ORD Purchase 108,518 57.5487 USD
ORD Purchase 158,600 56.9659 USD
ORD Purchase 2,387,391 56.7200 USD
ORD Sale 10 58.3500 USD
ORD Sale 33 58.0400 USD
ORD Sale 46 57.0400 USD
ORD Sale 100 56.7300 USD
ORD Sale 100 56.7950 USD
ORD Sale 100 56.8000 USD
ORD Sale 100 56.9850 USD
ORD Sale 100 57.8600 USD
ORD Sale 200 56.7975 USD
ORD Sale 200 57.2175 USD
ORD Sale 200 57.6550 USD
ORD Sale 200 57.6800 USD
ORD Sale 200 58.0300 USD
ORD Sale 200 58.0350 USD
ORD Sale 275 57.8100 USD
ORD Sale 278 57.8869 USD
ORD Sale 285 56.8357 USD
ORD Sale 300 58.0280 USD
ORD Sale 300 58.4234 USD
ORD Sale 301 58.0692 USD
ORD Sale 338 57.7837 USD
ORD Sale 362 56.9769 USD
ORD Sale 377 57.0006 USD
ORD Sale 400 56.7912 USD
ORD Sale 400 56.8050 USD
ORD Sale 400 57.1397 USD
ORD Sale 400 58.1650 USD
ORD Sale 500 58.1348 USD
ORD Sale 520 57.8020 USD
ORD Sale 555 57.3808 USD
ORD Sale 600 57.4850 USD
ORD Sale 600 58.2141 USD
ORD Sale 611 57.4034 USD
ORD Sale 638 58.4000 USD
ORD Sale 700 56.8128 USD
ORD Sale 750 57.8327 USD
ORD Sale 800 57.7918 USD
ORD Sale 842 57.8792 USD
ORD Sale 1,000 56.9590 USD
ORD Sale 1,100 57.1063 USD
ORD Sale 1,100 57.4054 USD
ORD Sale 1,135 58.3400 USD
ORD Sale 1,166 57.9776 USD
ORD Sale 1,400 58.1657 USD
ORD Sale 1,460 57.8003 USD
ORD Sale 1,600 56.7968 USD
ORD Sale 1,650 57.1437 USD
ORD Sale 1,709 57.7982 USD
ORD Sale 1,800 56.9157 USD
ORD Sale 1,823 56.7717 USD
ORD Sale 1,884 57.5385 USD
ORD Sale 1,906 57.8577 USD
ORD Sale 1,924 57.8528 USD
ORD Sale 1,939 57.7153 USD
ORD Sale 2,203 57.8731 USD
ORD Sale 2,711 57.8502 USD
ORD Sale 2,744 57.4198 USD
ORD Sale 2,899 57.3721 USD
ORD Sale 2,950 57.7752 USD
ORD Sale 3,000 57.8383 USD
ORD Sale 3,009 57.8549 USD
ORD Sale 3,191 57.8065 USD
ORD Sale 3,212 57.8870 USD
ORD Sale 3,478 56.8515 USD
ORD Sale 3,493 57.6647 USD
ORD Sale 3,630 57.8002 USD
ORD Sale 3,783 57.8321 USD
ORD Sale 3,800 57.5106 USD
ORD Sale 3,901 56.9279 USD
ORD Sale 4,000 57.8000 USD
ORD Sale 4,164 57.0287 USD
ORD Sale 5,124 57.4547 USD
ORD Sale 5,342 57.3299 USD
ORD Sale 5,342 57.5907 USD
ORD Sale 5,732 57.0311 USD
ORD Sale 6,888 57.1651 USD
ORD Sale 7,200 57.5214 USD
ORD Sale 7,600 57.0956 USD
ORD Sale 8,272 56.9162 USD
ORD Sale 8,487 57.6112 USD
ORD Sale 9,240 57.6329 USD
ORD Sale 9,332 57.5250 USD
ORD Sale 9,696 57.5249 USD
ORD Sale 10,126 57.6327 USD
ORD Sale 11,011 57.6551 USD
ORD Sale 12,805 58.0239 USD
ORD Sale 12,950 57.6677 USD
ORD Sale 14,600 57.1864 USD
ORD Sale 16,300 57.7084 USD
ORD Sale 18,507 56.9697 USD
ORD Sale 20,927 57.5939 USD
ORD Sale 21,301 57.6412 USD
ORD Sale 26,000 57.1168 USD
ORD Sale 31,900 56.9490 USD
ORD Sale 45,893 57.6846 USD
ORD Sale 79,300 56.9659 USD
ORD Sale 104,670 57.5384 USD
ORD Sale 111,620 57.1026 USD
ORD Sale 2,384,308 56.7200 USD

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 1,602 56.6700 USD

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ORD Call Options Purchasing 100 37.5 USD American 17 Jan 2015 19.4700 USD
ORD Call Options Purchasing 9,900 52.5 USD American 22 Nov 2014 5.3000 USD
ORD Call Options Purchasing 3,000 57.5 USD American 22 Nov 2014 1.8000 USD
ORD Call Options Purchasing 1,200 57.5 USD American 17 Jan 2015 2.8000 USD
ORD Call Options Selling 100 37.5 USD American 17 Jan 2015 18.6000 USD
ORD Call Options Selling 100 40 USD American 15 Jan 2016 17.5000 USD
ORD Call Options Selling 700 42.5 USD American 17 Jan 2015 16.1000 USD
ORD Call Options Selling 4,700 50 USD American 22 Nov 2014 8.2000 USD
ORD Call Options Selling 1,200 50 USD American 17 Jan 2015 7.9500 USD
ORD Call Options Selling 3,000 55 USD American 22 Nov 2014 3.3000 USD
ORD Call Options Selling 5,000 57.5 USD American 10 Oct 2014 0.6500 USD
ORD Call Options Selling 100 57.5 USD American 18 Oct 2014 0.9000 USD
ORD Call Options Selling 1,600 58 USD American 7 Nov 2014 1.5000 USD
ORD Call Options Selling 1,600 58.5 USD American 7 Nov 2014 1.3000 USD
ORD Call Options Selling 1,400 59 USD American 10 Oct 2014 0.1500 USD
ORD Call Options Selling 1,600 59 USD American 7 Nov 2014 1.1000 USD
ORD Call Options Selling 100 75 USD American 17 Jan 2015 22.9000 USD
ORD Call Options Selling 300 77.5 USD American 17 Jan 2015 20.4500 USD
ORD Put Options Purchasing 500 67.5 USD American 15 Jan 2016 14.4000 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?   YES
Date of disclosure: 10 Oct 2014
Contact name: Rajesh Muthanna
Telephone number: 020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings   Barclays PLC.
are being disclosed:  
Name of offeror/offeree in relation to whose ABBVIE INC
relevant securities this from relates:  

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Written 1,009   European 11 Jan 2016
ORD Call Options Purchased 1,009   European 11 Jan 2016
ORD Put Options Purchased -50,000 30.0000 American 15 Jan 2016
ORD Put Options Purchased -100 32.5000 American 17 Jan 2015
ORD Put Options Purchased -61,600 32.5000 American 15 Jan 2016
ORD Put Options Purchased -14,100 35.0000 American 17 Jan 2015
ORD Put Options Purchased -202,000 35.0000 American 15 Jan 2016
ORD Put Options Purchased -8,300 37.5000 American 17 Jan 2015
ORD Put Options Purchased -7,900 40.0000 American 17 Jan 2015
ORD Put Options Purchased -2,900 40.0000 American 15 Jan 2016
ORD Put Options Purchased -1,200 42.5000 American 22 Nov 2014
ORD Put Options Purchased -3,600 42.5000 American 17 Jan 2015
ORD Put Options Purchased -5,500 42.5000 American 20 Feb 2015
ORD Put Options Purchased -1,000 42.5000 American 15 May 2015
ORD Put Options Purchased -1,400 42.5000 American 15 Jan 2016
ORD Put Options Purchased -900 45.0000 American 22 Nov 2014
ORD Put Options Purchased -900 45.0000 American 17 Jan 2015
ORD Put Options Purchased -500 45.0000 American 15 Jan 2016
ORD Put Options Purchased -45,000 50.0000 American 22 Nov 2014
ORD Put Options Purchased -50,000 50.0000 American 20 Feb 2015
ORD Put Options Purchased -1,100 50.0000 American 15 Jan 2016
ORD Put Options Purchased -4,100 52.5000 American 18 Oct 2014
ORD Put Options Purchased -795,400 52.5000 American 22 Nov 2014
ORD Put Options Purchased -29,000 52.5000 American 16 Jan 2015
ORD Put Options Purchased -198,500 52.5000 American 17 Jan 2015
ORD Put Options Purchased -8,600 55.0000 American 22 Nov 2014
ORD Put Options Purchased -1,500 55.0000 American 17 Jan 2015
ORD Put Options Purchased -1,900 55.0000 American 15 Jan 2016
ORD Put Options Purchased -300 57.5000 American 17 Jan 2015
ORD Put Options Purchased -200 57.5000 American 20 Feb 2015
ORD Put Options Purchased -1,000 57.5000 American 15 Jan 2016
ORD Put Options Purchased -1,400 60.0000 American 22 Nov 2014
ORD Put Options Purchased -500 60.0000 American 17 Jan 2015
ORD Put Options Purchased -400 60.0000 American 15 Jan 2016
ORD Put Options Purchased -100 62.5000 American 17 Jan 2015
ORD Put Options Purchased -300 65.0000 American 15 Jan 2016
ORD Put Options Purchased -500 67.5000 American 15 Jan 2016
ORD Put Options Purchased -1,900 70.0000 American 15 Jan 2016
ORD Put Options Written 1,300 25.0000 American 17 Jan 2015
ORD Put Options Written 200 27.5000 American 17 Jan 2015
ORD Put Options Written 300 30.0000 American 17 Jan 2015
ORD Put Options Written 400 30.0000 American 15 Jan 2016
ORD Put Options Written 1,400 35.0000 American 15 Jan 2016
ORD Put Options Written 100 40.0000 American 22 Nov 2014
ORD Put Options Written 6,100 45.0000 American 17 Jan 2015
ORD Put Options Written 1,600 45.0000 American 20 Feb 2015
ORD Put Options Written 3,800 47.5000 American 22 Nov 2014
ORD Put Options Written 7,100 47.5000 American 17 Jan 2015
ORD Put Options Written 1,600 47.5000 American 20 Feb 2015
ORD Put Options Written 2,100 47.5000 American 15 Jan 2016
ORD Put Options Written 26,100 50.0000 American 17 Jan 2015
ORD Put Options Written 900 50.0000 American 20 Feb 2015
ORD Put Options Written 2,900 52.5000 American 22 Nov 2014
ORD Put Options Written 100 52.5000 American 20 Feb 2015
ORD Put Options Written 1,300 55.0000 American 18 Oct 2014
ORD Put Options Written 7,900 55.0000 American 20 Feb 2015
ORD Put Options Written 5,300 57.5000 American 18 Oct 2014
ORD Put Options Written 168,600 57.5000 American 22 Nov 2014
ORD Put Options Written 800 60.0000 American 17 Jan 2015
ORD Call Options Purchased 100 47.5000 American 15 Jan 2016
ORD Call Options Purchased 5,500 50.0000 American 17 Jan 2015
ORD Call Options Purchased 5,000 50.0000 American 15 May 2015
ORD Call Options Purchased 200 52.5000 American 17 Jan 2015
ORD Call Options Purchased 1,200 52.5000 American 20 Feb 2015
ORD Call Options Purchased 200 52.5000 American 15 Jan 2016
ORD Call Options Purchased 101,400 55.0000 American 22 Nov 2014
ORD Call Options Purchased 23,000 55.0000 American 17 Jan 2015
ORD Call Options Purchased 255,700 55.0000 American 20 Feb 2015
ORD Call Options Purchased 304,100 55.0000 American 15 Jan 2016
ORD Call Options Purchased 2,600 57.5000 American 18 Oct 2014
ORD Call Options Purchased 4,489 57.5000 American 21 Nov 2014
ORD Call Options Purchased 476,400 57.5000 American 22 Nov 2014
ORD Call Options Purchased 9,100 57.5000 American 17 Jan 2015
ORD Call Options Purchased 200 57.5000 American 20 Feb 2015
ORD Call Options Purchased 1,000 57.5000 American 15 Jan 2016
ORD Call Options Purchased 11,400 60.0000 American 18 Oct 2014
ORD Call Options Purchased 116,000 60.0000 American 22 Nov 2014
ORD Call Options Purchased 100 60.0000 American 17 Jan 2015
ORD Call Options Purchased 14,500 62.5000 American 22 Nov 2014
ORD Call Options Purchased 1,600 62.5000 American 20 Feb 2015
ORD Call Options Purchased 4,200 65.0000 American 22 Nov 2014
ORD Call Options Purchased 600 65.0000 American 17 Jan 2015
ORD Call Options Purchased 71,400 65.0000 American 20 Feb 2015
ORD Call Options Purchased 5,000,000 65.0000 American 19 Jun 2015
ORD Call Options Purchased 15,700 65.0000 American 15 Jan 2016
ORD Call Options Purchased 300 67.5000 American 22 Nov 2014
ORD Call Options Purchased 300 67.5000 American 17 Jan 2015
ORD Call Options Purchased 200 67.5000 American 15 May 2015
ORD Call Options Purchased 6,900 67.5000 American 15 Jan 2016
ORD Call Options Purchased 4,400 70.0000 American 17 Jan 2015
ORD Call Options Purchased 200 75.0000 American 15 Jan 2016
ORD Call Options Purchased 100 80.0000 American 15 Jan 2016
ORD Call Options Written -100 35.0000 American 15 Jan 2016
ORD Call Options Written -100 37.5000 American 15 Jan 2016
ORD Call Options Written -300 40.0000 American 17 Jan 2015
ORD Call Options Written -7,600 40.0000 American 15 Jan 2016
ORD Call Options Written -3,500 45.0000 American 17 Jan 2015
ORD Call Options Written -1,100 45.0000 American 15 Jan 2016
ORD Call Options Written -4,100 47.5000 American 22 Nov 2014
ORD Call Options Written -800 47.5000 American 17 Jan 2015
ORD Call Options Written -100,000 50.0000 American 17 Jan 2015
ORD Call Options Written -100 50.0000 American 15 Jan 2016
ORD Call Options Written -16,900 52.5000 American 22 Nov 2014
ORD Call Options Written -2,700 52.5000 American 17 Jan 2015
ORD Call Options Written -800 52.5000 American 15 Jan 2016
ORD Call Options Written -40,600 55.0000 American 18 Oct 2014
ORD Call Options Written -120,300 55.0000 American 20 Feb 2015
ORD Call Options Written -5,000,000 55.0000 American 19 Jun 2015
ORD Call Options Written -5,000 57.5000 American 10 Oct 2014
ORD Call Options Written -4,900 57.5000 American 18 Oct 2014
ORD Call Options Written -5,300 57.5000 American 22 Nov 2014
ORD Call Options Written -187,500 57.5000 American 17 Jan 2015
ORD Call Options Written -1,600 58.0000 American 7 Nov 2014
ORD Call Options Written -1,600 58.5000 American 7 Nov 2014
ORD Call Options Written -1,400 59.0000 American 10 Oct 2014
ORD Call Options Written -1,600 59.0000 American 7 Nov 2014
ORD Call Options Written -116,400 60.0000 American 17 Jan 2015
ORD Call Options Written -54,000 60.0000 American 20 Feb 2015
ORD Call Options Written -62,300 60.0000 American 15 Jan 2016
ORD Call Options Written -2,800 62.5000 American 18 Oct 2014
ORD Call Options Written -29,000 62.5000 American 16 Jan 2015
ORD Call Options Written -19,200 62.5000 American 17 Jan 2015
ORD Call Options Written -6,600 62.5000 American 15 Jan 2016
ORD Call Options Written -292,400 65.0000 American 17 Jan 2015
ORD Call Options Written -414,300 65.0000 American 20 Feb 2015
ORD Call Options Written -334,200 65.0000 American 15 Jan 2016
ORD Call Options Written -177,000 67.5000 American 20 Feb 2015
ORD Call Options Written -2,500 67.5000 American 15 Jan 2016
ORD Call Options Written -104,400 70.0000 American 15 Jan 2016
ORD Call Options Written -5,600 75.0000 American 15 Jan 2016
ORD Call Options Written -29,600 80.0000 American 15 Jan 2016

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Abbvie Inc (0QCV)
UK 100

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