Form 8.3 - ABBVIE INC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) | Â | Identity of the person whose positions/dealings | Â | Barclays PLC. | |
 | are being disclosed: |  | |||
(b) | Owner or controller of interest and short | ||||
 | positions disclosed, if different from 1(a): |  | |||
(c) | Name of offeror/offeree in relation to whose |
ABBVIE INC |
|||
 | relevant securities this form relates: |  | |||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
 | offeror/offeree: |  | |||
(e) | Date position held/dealing undertaken: | 10 July 2014 | |||
(f) | Has the discloser previously disclosed, or are | YES: | |||
they today disclosing, under the Code in respect | SHIRE PLC | ||||
 | of any other party to this offer? |  |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | Â | Â | ORD | |||||||
Interests | Â | Short Positions | |||||||||
 |  | Number |  | (%) | Number |  | (%) | ||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 1,735,915 | 0.11% | 1,887,563 | 0.12% | |||||||
 |  |  |  |  |  | ||||||
(2) | Derivatives (other than | ||||||||||
options): | 1,291,205 | 0.08% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 210,300 | 0.01% | 448,800 | 0.03% | |||||||
 |  |  |  |  |  | ||||||
TOTAL: | |||||||||||
3,237,420 | 0.20% | 2,336,363 | 0.15% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
security | Â | securities | Â | ||||
ORD | Purchase | 7 | 54.4000 USD | ||||
ORD | Purchase | 24 | 55.3800 USD | ||||
ORD | Purchase | 50 | 54.3700 USD | ||||
ORD | Purchase | 55 | 55.0000 USD | ||||
ORD | Purchase | 55 | 55.7100 USD | ||||
ORD | Purchase | 100 | 54.3500 USD | ||||
ORD | Purchase | 100 | 54.3829 USD | ||||
ORD | Purchase | 100 | 54.6800 USD | ||||
ORD | Purchase | 100 | 55.3500 USD | ||||
ORD | Purchase | 100 | 55.3590 USD | ||||
ORD | Purchase | 100 | 55.3700 USD | ||||
ORD | Purchase | 100 | 55.4000 USD | ||||
ORD | Purchase | 100 | 55.4250 USD | ||||
ORD | Purchase | 100 | 55.5700 USD | ||||
ORD | Purchase | 100 | 55.6300 USD | ||||
ORD | Purchase | 100 | 55.6410 USD | ||||
ORD | Purchase | 100 | 55.7250 USD | ||||
ORD | Purchase | 100 | 55.7300 USD | ||||
ORD | Purchase | 100 | 55.7600 USD | ||||
ORD | Purchase | 100 | 55.7950 USD | ||||
ORD | Purchase | 100 | 55.8000 USD | ||||
ORD | Purchase | 100 | 55.8100 USD | ||||
ORD | Purchase | 150 | 54.5166 USD | ||||
ORD | Purchase | 158 | 54.3463 USD | ||||
ORD | Purchase | 180 | 55.5600 USD | ||||
ORD | Purchase | 180 | 55.6100 USD | ||||
ORD | Purchase | 180 | 55.7000 USD | ||||
ORD | Purchase | 188 | 55.7700 USD | ||||
ORD | Purchase | 200 | 54.4800 USD | ||||
ORD | Purchase | 200 | 55.6000 USD | ||||
ORD | Purchase | 200 | 55.7350 USD | ||||
ORD | Purchase | 200 | 55.7500 USD | ||||
ORD | Purchase | 300 | 54.8200 USD | ||||
ORD | Purchase | 300 | 54.9566 USD | ||||
ORD | Purchase | 300 | 54.9666 USD | ||||
ORD | Purchase | 365 | 54.0000 USD | ||||
ORD | Purchase | 365 | 54.7100 USD | ||||
ORD | Purchase | 400 | 47.5000 USD | ||||
ORD | Purchase | 400 | 55.3000 USD | ||||
ORD | Purchase | 400 | 55.6375 USD | ||||
ORD | Purchase | 400 | 55.7422 USD | ||||
ORD | Purchase | 410 | 55.2447 USD | ||||
ORD | Purchase | 410 | 55.2907 USD | ||||
ORD | Purchase | 499 | 54.3900 USD | ||||
ORD | Purchase | 500 | 54.8900 USD | ||||
ORD | Purchase | 500 | 55.6682 USD | ||||
ORD | Purchase | 500 | 55.7660 USD | ||||
ORD | Purchase | 532 | 54.8807 USD | ||||
ORD | Purchase | 600 | 54.8716 USD | ||||
ORD | Purchase | 700 | 55.6434 USD | ||||
ORD | Purchase | 726 | 54.3736 USD | ||||
ORD | Purchase | 800 | 55.3900 USD | ||||
ORD | Purchase | 800 | 55.4812 USD | ||||
ORD | Purchase | 830 | 55.1379 USD | ||||
ORD | Purchase | 900 | 55.6477 USD | ||||
ORD | Purchase | 1,000 | 35.0000 USD | ||||
ORD | Purchase | 1,000 | 54.9750 USD | ||||
ORD | Purchase | 1,100 | 54.8890 USD | ||||
ORD | Purchase | 1,100 | 55.3927 USD | ||||
ORD | Purchase | 1,200 | 55.6950 USD | ||||
ORD | Purchase | 1,300 | 55.7353 USD | ||||
ORD | Purchase | 1,400 | 55.7392 USD | ||||
ORD | Purchase | 1,456 | 54.9665 USD | ||||
ORD | Purchase | 1,620 | 55.5233 USD | ||||
ORD | Purchase | 1,646 | 55.1665 USD | ||||
ORD | Purchase | 1,800 | 45.0000 USD | ||||
ORD | Purchase | 1,800 | 55.7488 USD | ||||
ORD | Purchase | 1,800 | 55.7722 USD | ||||
ORD | Purchase | 1,809 | 54.9507 USD | ||||
ORD | Purchase | 2,000 | 40.0000 USD | ||||
ORD | Purchase | 2,100 | 55.5058 USD | ||||
ORD | Purchase | 2,386 | 54.9306 USD | ||||
ORD | Purchase | 2,800 | 55.7340 USD | ||||
ORD | Purchase | 3,300 | 55.7345 USD | ||||
ORD | Purchase | 3,400 | 54.9351 USD | ||||
ORD | Purchase | 3,400 | 55.4713 USD | ||||
ORD | Purchase | 3,400 | 55.5011 USD | ||||
ORD | Purchase | 3,518 | 55.7239 USD | ||||
ORD | Purchase | 3,634 | 55.2715 USD | ||||
ORD | Purchase | 3,691 | 54.9947 USD | ||||
ORD | Purchase | 3,797 | 54.9414 USD | ||||
ORD | Purchase | 4,102 | 55.4997 USD | ||||
ORD | Purchase | 5,100 | 55.4454 USD | ||||
ORD | Purchase | 5,324 | 55.0128 USD | ||||
ORD | Purchase | 6,504 | 55.4829 USD | ||||
ORD | Purchase | 6,700 | 55.4506 USD | ||||
ORD | Purchase | 7,339 | 54.9128 USD | ||||
ORD | Purchase | 7,500 | 55.6370 USD | ||||
ORD | Purchase | 7,936 | 55.4402 USD | ||||
ORD | Purchase | 9,398 | 55.6731 USD | ||||
ORD | Purchase | 9,424 | 55.7900 USD | ||||
ORD | Purchase | 10,500 | 55.6687 USD | ||||
ORD | Purchase | 11,777 | 55.3883 USD | ||||
ORD | Purchase | 11,805 | 55.4076 USD | ||||
ORD | Purchase | 11,961 | 55.2518 USD | ||||
ORD | Purchase | 12,074 | 55.4891 USD | ||||
ORD | Purchase | 15,494 | 55.0783 USD | ||||
ORD | Purchase | 16,200 | 55.5856 USD | ||||
ORD | Purchase | 16,925 | 55.3331 USD | ||||
ORD | Purchase | 20,963 | 54.8584 USD | ||||
ORD | Purchase | 29,511 | 55.6771 USD | ||||
ORD | Purchase | 32,544 | 55.0403 USD | ||||
ORD | Purchase | 33,973 | 55.3860 USD | ||||
ORD | Purchase | 47,400 | 54.7000 USD | ||||
ORD | Purchase | 50,000 | 54.7600 USD | ||||
ORD | Purchase | 50,000 | 55.2307 USD | ||||
ORD | Purchase | 62,590 | 54.5670 USD | ||||
ORD | Purchase | 70,013 | 54.6920 USD | ||||
ORD | Purchase | 70,600 | 55.0483 USD | ||||
ORD | Purchase | 76,173 | 54.8568 USD | ||||
ORD | Purchase | 79,163 | 54.7829 USD | ||||
ORD | Purchase | 86,897 | 55.3153 USD | ||||
ORD | Purchase | 648,000 | 54.6229 USD | ||||
ORD | Sale | 92 | 55.5313 USD | ||||
ORD | Sale | 100 | 54.6900 USD | ||||
ORD | Sale | 100 | 54.7150 USD | ||||
ORD | Sale | 100 | 54.7900 USD | ||||
ORD | Sale | 100 | 55.5900 USD | ||||
ORD | Sale | 100 | 55.6410 USD | ||||
ORD | Sale | 100 | 55.6500 USD | ||||
ORD | Sale | 100 | 55.7250 USD | ||||
ORD | Sale | 100 | 55.8000 USD | ||||
ORD | Sale | 100 | 55.8300 USD | ||||
ORD | Sale | 155 | 55.7100 USD | ||||
ORD | Sale | 157 | 54.6800 USD | ||||
ORD | Sale | 158 | 54.3463 USD | ||||
ORD | Sale | 180 | 55.5600 USD | ||||
ORD | Sale | 180 | 55.6100 USD | ||||
ORD | Sale | 182 | 55.7850 USD | ||||
ORD | Sale | 200 | 54.4800 USD | ||||
ORD | Sale | 200 | 55.2325 USD | ||||
ORD | Sale | 200 | 55.4200 USD | ||||
ORD | Sale | 200 | 55.4905 USD | ||||
ORD | Sale | 200 | 55.5150 USD | ||||
ORD | Sale | 200 | 55.6000 USD | ||||
ORD | Sale | 200 | 55.7800 USD | ||||
ORD | Sale | 271 | 55.5791 USD | ||||
ORD | Sale | 277 | 55.3538 USD | ||||
ORD | Sale | 280 | 55.7000 USD | ||||
ORD | Sale | 299 | 54.7115 USD | ||||
ORD | Sale | 300 | 54.6666 USD | ||||
ORD | Sale | 300 | 54.7133 USD | ||||
ORD | Sale | 300 | 55.2700 USD | ||||
ORD | Sale | 300 | 55.7866 USD | ||||
ORD | Sale | 344 | 55.4641 USD | ||||
ORD | Sale | 358 | 54.7200 USD | ||||
ORD | Sale | 400 | 54.7125 USD | ||||
ORD | Sale | 400 | 55.6275 USD | ||||
ORD | Sale | 402 | 55.2448 USD | ||||
ORD | Sale | 418 | 55.2447 USD | ||||
ORD | Sale | 500 | 54.7420 USD | ||||
ORD | Sale | 500 | 55.3544 USD | ||||
ORD | Sale | 500 | 55.5300 USD | ||||
ORD | Sale | 500 | 55.7458 USD | ||||
ORD | Sale | 500 | 55.7730 USD | ||||
ORD | Sale | 600 | 54.7116 USD | ||||
ORD | Sale | 600 | 54.7516 USD | ||||
ORD | Sale | 600 | 55.2308 USD | ||||
ORD | Sale | 600 | 55.5700 USD | ||||
ORD | Sale | 600 | 55.6066 USD | ||||
ORD | Sale | 600 | 55.6291 USD | ||||
ORD | Sale | 600 | 55.7558 USD | ||||
ORD | Sale | 684 | 55.5178 USD | ||||
ORD | Sale | 736 | 55.6939 USD | ||||
ORD | Sale | 792 | 54.7500 USD | ||||
ORD | Sale | 800 | 55.2300 USD | ||||
ORD | Sale | 800 | 55.7725 USD | ||||
ORD | Sale | 900 | 54.7400 USD | ||||
ORD | Sale | 900 | 55.2400 USD | ||||
ORD | Sale | 900 | 55.2505 USD | ||||
ORD | Sale | 900 | 55.5544 USD | ||||
ORD | Sale | 914 | 54.7412 USD | ||||
ORD | Sale | 965 | 54.7100 USD | ||||
ORD | Sale | 1,000 | 54.6200 USD | ||||
ORD | Sale | 1,000 | 55.7691 USD | ||||
ORD | Sale | 1,100 | 55.7781 USD | ||||
ORD | Sale | 1,400 | 54.7078 USD | ||||
ORD | Sale | 1,500 | 55.3920 USD | ||||
ORD | Sale | 1,509 | 55.6104 USD | ||||
ORD | Sale | 1,585 | 54.7284 USD | ||||
ORD | Sale | 1,809 | 54.7140 USD | ||||
ORD | Sale | 2,068 | 55.5326 USD | ||||
ORD | Sale | 2,190 | 55.5846 USD | ||||
ORD | Sale | 2,195 | 55.2897 USD | ||||
ORD | Sale | 2,216 | 55.7694 USD | ||||
ORD | Sale | 2,300 | 55.3590 USD | ||||
ORD | Sale | 2,579 | 55.6729 USD | ||||
ORD | Sale | 2,600 | 55.2342 USD | ||||
ORD | Sale | 2,600 | 55.6272 USD | ||||
ORD | Sale | 2,620 | 55.7900 USD | ||||
ORD | Sale | 2,649 | 55.6561 USD | ||||
ORD | Sale | 3,168 | 54.6948 USD | ||||
ORD | Sale | 3,176 | 55.7066 USD | ||||
ORD | Sale | 3,300 | 55.5192 USD | ||||
ORD | Sale | 3,500 | 55.7245 USD | ||||
ORD | Sale | 3,817 | 54.8323 USD | ||||
ORD | Sale | 4,346 | 55.6130 USD | ||||
ORD | Sale | 4,524 | 55.7243 USD | ||||
ORD | Sale | 4,600 | 54.7117 USD | ||||
ORD | Sale | 4,633 | 55.6375 USD | ||||
ORD | Sale | 5,000 | 55.7418 USD | ||||
ORD | Sale | 5,140 | 55.6794 USD | ||||
ORD | Sale | 5,200 | 55.6212 USD | ||||
ORD | Sale | 5,300 | 55.7105 USD | ||||
ORD | Sale | 5,824 | 54.7070 USD | ||||
ORD | Sale | 6,000 | 54.6228 USD | ||||
ORD | Sale | 6,216 | 54.7038 USD | ||||
ORD | Sale | 6,345 | 55.3087 USD | ||||
ORD | Sale | 6,622 | 55.6556 USD | ||||
ORD | Sale | 6,705 | 54.5670 USD | ||||
ORD | Sale | 7,491 | 55.7348 USD | ||||
ORD | Sale | 7,773 | 54.6698 USD | ||||
ORD | Sale | 8,300 | 55.7715 USD | ||||
ORD | Sale | 8,483 | 54.6560 USD | ||||
ORD | Sale | 9,700 | 55.7204 USD | ||||
ORD | Sale | 10,000 | 54.7137 USD | ||||
ORD | Sale | 10,400 | 55.6893 USD | ||||
ORD | Sale | 11,044 | 55.0197 USD | ||||
ORD | Sale | 11,200 | 55.4627 USD | ||||
ORD | Sale | 11,230 | 54.7166 USD | ||||
ORD | Sale | 12,200 | 55.6420 USD | ||||
ORD | Sale | 12,303 | 55.6592 USD | ||||
ORD | Sale | 14,363 | 55.1951 USD | ||||
ORD | Sale | 15,444 | 54.7564 USD | ||||
ORD | Sale | 16,638 | 54.7114 USD | ||||
ORD | Sale | 17,387 | 55.5764 USD | ||||
ORD | Sale | 24,749 | 55.3739 USD | ||||
ORD | Sale | 25,200 | 54.6853 USD | ||||
ORD | Sale | 45,900 | 55.2347 USD | ||||
ORD | Sale | 48,020 | 55.2398 USD | ||||
ORD | Sale | 53,400 | 54.5308 USD | ||||
ORD | Sale | 57,600 | 54.5928 USD | ||||
ORD | Sale | 64,356 | 54.7061 USD | ||||
ORD | Sale | 66,873 | 55.6575 USD | ||||
ORD | Sale | 71,600 | 54.7000 USD | ||||
ORD | Sale | 91,265 | 55.2982 USD | ||||
ORD | Sale | 96,595 | 54.8173 USD | ||||
ORD | Sale | 100,000 | 54.7600 USD | ||||
ORD | Sale | 112,475 | 54.8815 USD | ||||
ORD | Sale | 128,427 | 54.7039 USD | ||||
ORD | Sale | 150,015 | 55.2482 USD | ||||
ORD | Sale | 324,000 | 54.6229 USD |
(b) Derivatives transactions (other than options)
Class of relevant security | Â |
Product description
e.g. CFD |
 |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
 | Number of reference securities |  | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | Â | Option | |
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
 |  |  | relates |  |  |  |  | ||||||||
ORD | Call Options | Purchasing | 2,500 | 55 USD | Â | 16 Aug 2014 | 2.0000 USD | ||||||||
ORD | Call Options | Purchasing | 2,500 | 55 USD | American | 16 Aug 2014 | 2.2500 USD | ||||||||
ORD | Call Options | Purchasing | 1,000 | 60 USD | American | 17 Jan 2015 | 1.5000 USD | ||||||||
ORD | Call Options | Selling | 1,000 | 35 USD | American | 17 Jan 2015 | 18.3000 USD | ||||||||
ORD | Call Options | Selling | 2,000 | 40 USD | American | 16 Aug 2014 | 17.1000 USD | ||||||||
ORD | Call Options | Selling | 1,800 | 45 USD | American | 16 Aug 2014 | 10.6000 USD | ||||||||
ORD | Call Options | Selling | 400 | 47.5 USD | American | 16 Aug 2014 | 7.4600 USD | ||||||||
ORD | Call Options | Selling | 2,500 | 55 USD | American | 16 Aug 2014 | 2.2500 USD | ||||||||
ORD | Call Options | Selling | 100 | 57.5 USD | American | 19 Jul 2014 | 0.3700 USD | ||||||||
ORD | Put Options | Selling | 700 | 52.5 USD | American | 16 Aug 2014 | 0.7500 USD |
(ii) Exercising
Class of relevant security | Â |
Product description
e.g. call option |
 | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state “none†|
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â | YES | |
Date of disclosure: | 11 Jul 2014 | ||
Contact name: | Rajesh Muthanna | ||
Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Â | Barclays PLC. | |
are being disclosed: | Â | ||
Name of offeror/offeree in relation to whose | ABBVIE INC | ||
relevant securities this from relates: | Â |
2. OPTIONS AND DERIVATIVES
Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | |
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
 |  |  | relates |  |  |  | |||||||
ORD | Put Options | Purchased | -300 | 25.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -100 | 32.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -100 | 32.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -600 | 35.0000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -14,100 | 35.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -500 | 37.5000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -8,300 | 37.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -500 | 37.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -2,600 | 40.0000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -9,700 | 40.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -500 | 40.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,400 | 42.5000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -1,200 | 42.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -3,600 | 42.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -900 | 42.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -29,700 | 45.0000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -900 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -500 | 45.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -11,700 | 47.5000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -4,000 | 50.0000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -4,100 | 50.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -3,400 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -200 | 50.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,100 | 50.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -16,000 | 52.5000 | American | 19 Jul 2014 | |||||||
ORD | Put Options | Purchased | -5,500 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -600 | 55.0000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -600 | 55.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -1,400 | 55.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -1,900 | 55.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -300 | 57.5000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -200 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -400 | 60.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -400 | 60.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -100 | 62.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -300 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 200 | 27.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 300 | 30.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 400 | 30.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 1,000 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 4,100 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 3,800 | 47.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 7,300 | 47.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 1,700 | 47.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 900 | 50.0000 | American | 19 Jul 2014 | |||||||
ORD | Put Options | Written | 1,300 | 52.5000 | American | 19 Jul 2014 | |||||||
ORD | Put Options | Written | 4,500 | 52.5000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Written | 800 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 700 | 42.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 100 | 47.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 5,200 | 50.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 1,300 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 5,700 | 52.5000 | American | 16 Aug 2014 | |||||||
ORD | Call Options | Purchased | 4,400 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 200 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 200 | 52.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 42,700 | 55.0000 | American | 16 Aug 2014 | |||||||
ORD | Call Options | Purchased | 5,700 | 55.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 4,400 | 55.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 4,000 | 55.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 53,500 | 57.5000 | American | 19 Jul 2014 | |||||||
ORD | Call Options | Purchased | 16,400 | 57.5000 | American | 16 Aug 2014 | |||||||
ORD | Call Options | Purchased | 4,600 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 4,400 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 400 | 57.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 100 | 60.0000 | American | 19 Jul 2014 | |||||||
ORD | Call Options | Purchased | 600 | 60.0000 | American | 16 Aug 2014 | |||||||
ORD | Call Options | Purchased | 13,200 | 60.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 1,700 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 4,500 | 60.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 500 | 62.5000 | American | 16 Aug 2014 | |||||||
ORD | Call Options | Purchased | 500 | 62.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 400 | 62.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 400 | 62.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 5,900 | 65.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 700 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 1,000 | 70.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 100 | 75.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 200 | 75.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 300 | 77.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -1,000 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -1,000 | 37.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -8,900 | 40.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -5,000 | 40.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -3,400 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100 | 45.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -4,100 | 47.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Written | -800 | 47.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100 | 50.0000 | American | 16 Aug 2014 | |||||||
ORD | Call Options | Written | -100,000 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -3,300 | 50.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -12,000 | 52.5000 | American | 19 Jul 2014 | |||||||
ORD | Call Options | Written | -2,400 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -800 | 52.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -35,800 | 55.0000 | American | 19 Jul 2014 | |||||||
ORD | Call Options | Written | -16,400 | 57.5000 | American | 19 Jul 2014 | |||||||
ORD | Call Options | Written | -124,500 | 57.5000 | American | 16 Aug 2014 | |||||||
ORD | Call Options | Written | -1,300 | 57.5000 | American | 20 Feb 2015 | |||||||
ORD | Call Options | Written | -200 | 70.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDsâ€) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.