Form 8.3 - Abbvie Inc
Form 8.3 - Abbvie Inc
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | Â |
Barclays PLC. |
|
(b) Owner or controller of interests and short positions disclosed,
if different from 1(a):
The naming of nominee or vehicle companies is insufficient |
 |  |
|
(c) Name of offeror/offeree in relation to whose relevant securities
this form relates:
Use a separate form for each offeror/offeree |
 |
ABBVIE INC |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | Â | Â |
| (e) Date position held/dealing undertaken: | Â |
18 July 2014 |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | Â |
YES: SHIRE PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Â | Â | Â | ORD | Â | Â | Â | Â | Â | Â | |
| Interests | Â | Short Positions | Â | ||||||||
| Â | Â | Number | (%) | Number | (%) | ||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 2,456,278 | 0.15% | 4,471,733 | 0.28% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 3,085,885 | 0.19% | 0 | 0.00% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 790,800 | 0.05% | 2,637,100 | 0.17% | |||||||
| Â | Â | Â | Â | Â | Â | ||||||
| (4) | TOTAL: | ||||||||||
| 6,332,963 | 0.40% | 7,108,833 | 0.45% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | Â |
| Details, including nature of the rights concerned and relevant percentages: | Â |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
| security | Â | securities | Â | ||||
| ORD | Purchase | 55 | 53.3900 USD | ||||
| ORD | Purchase | 60 | 54.8200 USD | ||||
| ORD | Purchase | 78 | 53.0400 USD | ||||
| ORD | Purchase | 82 | 54.2600 USD | ||||
| ORD | Purchase | 100 | 54.9590 USD | ||||
| ORD | Purchase | 152 | 54.0876 USD | ||||
| ORD | Purchase | 159 | 53.6396 USD | ||||
| ORD | Purchase | 200 | 53.5000 USD | ||||
| ORD | Purchase | 200 | 54.5750 USD | ||||
| ORD | Purchase | 200 | 55.0380 USD | ||||
| ORD | Purchase | 300 | 53.6333 USD | ||||
| ORD | Purchase | 300 | 54.3200 USD | ||||
| ORD | Purchase | 300 | 54.3900 USD | ||||
| ORD | Purchase | 300 | 54.5366 USD | ||||
| ORD | Purchase | 300 | 54.8800 USD | ||||
| ORD | Purchase | 340 | 55.0900 USD | ||||
| ORD | Purchase | 400 | TRANSFER | ||||
| ORD | Purchase | 500 | 53.3220 USD | ||||
| ORD | Purchase | 594 | 54.6352 USD | ||||
| ORD | Purchase | 600 | 54.3483 USD | ||||
| ORD | Purchase | 692 | 54.8010 USD | ||||
| ORD | Purchase | 792 | 54.8982 USD | ||||
| ORD | Purchase | 800 | 53.6350 USD | ||||
| ORD | Purchase | 800 | 53.6387 USD | ||||
| ORD | Purchase | 928 | 54.9228 USD | ||||
| ORD | Purchase | 1,059 | 54.1175 USD | ||||
| ORD | Purchase | 1,100 | 53.9745 USD | ||||
| ORD | Purchase | 1,100 | 54.4781 USD | ||||
| ORD | Purchase | 1,200 | 53.9933 USD | ||||
| ORD | Purchase | 1,200 | 54.9400 USD | ||||
| ORD | Purchase | 1,258 | 54.7476 USD | ||||
| ORD | Purchase | 1,300 | 54.2653 USD | ||||
| ORD | Purchase | 1,310 | 54.5293 USD | ||||
| ORD | Purchase | 1,321 | 54.2816 USD | ||||
| ORD | Purchase | 1,347 | 55.0500 USD | ||||
| ORD | Purchase | 1,400 | 53.6292 USD | ||||
| ORD | Purchase | 1,400 | 53.7200 USD | ||||
| ORD | Purchase | 1,400 | 55.0499 USD | ||||
| ORD | Purchase | 1,600 | 55.0481 USD | ||||
| ORD | Purchase | 1,700 | 54.0482 USD | ||||
| ORD | Purchase | 2,200 | 54.5734 USD | ||||
| ORD | Purchase | 2,225 | 53.5937 USD | ||||
| ORD | Purchase | 2,400 | 55.0454 USD | ||||
| ORD | Purchase | 2,447 | 55.0000 USD | ||||
| ORD | Purchase | 2,500 | 54.0427 USD | ||||
| ORD | Purchase | 2,737 | 53.9586 USD | ||||
| ORD | Purchase | 3,102 | 54.6059 USD | ||||
| ORD | Purchase | 3,528 | 54.9143 USD | ||||
| ORD | Purchase | 3,729 | 54.8940 USD | ||||
| ORD | Purchase | 3,768 | 54.0530 USD | ||||
| ORD | Purchase | 3,819 | 54.2920 USD | ||||
| ORD | Purchase | 4,187 | 54.1875 USD | ||||
| ORD | Purchase | 4,317 | 54.2614 USD | ||||
| ORD | Purchase | 4,393 | 54.5970 USD | ||||
| ORD | Purchase | 4,470 | 54.8883 USD | ||||
| ORD | Purchase | 4,500 | 55.0220 USD | ||||
| ORD | Purchase | 5,000 | 55.0488 USD | ||||
| ORD | Purchase | 5,758 | 54.4149 USD | ||||
| ORD | Purchase | 6,078 | 54.5588 USD | ||||
| ORD | Purchase | 6,244 | 54.0445 USD | ||||
| ORD | Purchase | 6,364 | 54.9073 USD | ||||
| ORD | Purchase | 6,365 | 52.6179 USD | ||||
| ORD | Purchase | 7,237 | 54.8986 USD | ||||
| ORD | Purchase | 8,281 | 54.5802 USD | ||||
| ORD | Purchase | 8,700 | 55.0163 USD | ||||
| ORD | Purchase | 9,124 | 54.3694 USD | ||||
| ORD | Purchase | 9,139 | 53.2500 USD | ||||
| ORD | Purchase | 9,243 | 54.9202 USD | ||||
| ORD | Purchase | 11,900 | 53.6238 USD | ||||
| ORD | Purchase | 12,439 | 53.6330 USD | ||||
| ORD | Purchase | 12,800 | 53.6307 USD | ||||
| ORD | Purchase | 13,002 | 54.5436 USD | ||||
| ORD | Purchase | 13,612 | 54.2124 USD | ||||
| ORD | Purchase | 13,913 | 54.1057 USD | ||||
| ORD | Purchase | 13,928 | 54.3847 USD | ||||
| ORD | Purchase | 15,499 | 54.7019 USD | ||||
| ORD | Purchase | 16,221 | 54.9100 USD | ||||
| ORD | Purchase | 17,058 | 54.4534 USD | ||||
| ORD | Purchase | 17,098 | 53.7081 USD | ||||
| ORD | Purchase | 17,153 | 53.6470 USD | ||||
| ORD | Purchase | 17,416 | 54.9203 USD | ||||
| ORD | Purchase | 18,610 | 53.9987 USD | ||||
| ORD | Purchase | 19,805 | 54.2752 USD | ||||
| ORD | Purchase | 21,300 | 54.5423 USD | ||||
| ORD | Purchase | 21,617 | 53.2890 USD | ||||
| ORD | Purchase | 23,163 | 54.1867 USD | ||||
| ORD | Purchase | 23,503 | 54.3665 USD | ||||
| ORD | Purchase | 23,898 | 54.5484 USD | ||||
| ORD | Purchase | 24,330 | 52.4847 USD | ||||
| ORD | Purchase | 28,436 | 53.8182 USD | ||||
| ORD | Purchase | 29,200 | 54.2291 USD | ||||
| ORD | Purchase | 33,668 | 54.6463 USD | ||||
| ORD | Purchase | 36,216 | 54.2808 USD | ||||
| ORD | Purchase | 36,500 | 54.0645 USD | ||||
| ORD | Purchase | 36,643 | 54.5051 USD | ||||
| ORD | Purchase | 41,776 | 54.6662 USD | ||||
| ORD | Purchase | 41,831 | 53.6429 USD | ||||
| ORD | Purchase | 42,493 | 54.1575 USD | ||||
| ORD | Purchase | 43,882 | 54.5815 USD | ||||
| ORD | Purchase | 44,031 | 54.2826 USD | ||||
| ORD | Purchase | 47,600 | 54.5783 USD | ||||
| ORD | Purchase | 50,000 | 53.3883 USD | ||||
| ORD | Purchase | 51,365 | 53.0500 USD | ||||
| ORD | Purchase | 55,000 | 53.0136 USD | ||||
| ORD | Purchase | 55,800 | 53.8648 USD | ||||
| ORD | Purchase | 58,746 | 54.5021 USD | ||||
| ORD | Purchase | 59,942 | 53.6320 USD | ||||
| ORD | Purchase | 61,310 | 52.4443 USD | ||||
| ORD | Purchase | 66,170 | 54.5263 USD | ||||
| ORD | Purchase | 68,292 | 54.2937 USD | ||||
| ORD | Purchase | 74,151 | 53.2620 USD | ||||
| ORD | Purchase | 75,000 | 53.8123 USD | ||||
| ORD | Purchase | 77,801 | 54.0995 USD | ||||
| ORD | Purchase | 80,100 | 54.5118 USD | ||||
| ORD | Purchase | 92,508 | 52.5473 USD | ||||
| ORD | Purchase | 96,533 | 54.4415 USD | ||||
| ORD | Purchase | 102,571 | 53.9216 USD | ||||
| ORD | Purchase | 108,363 | 54.3642 USD | ||||
| ORD | Purchase | 110,584 | 53.9504 USD | ||||
| ORD | Purchase | 115,000 | 53.5200 USD | ||||
| ORD | Purchase | 116,084 | 54.0883 USD | ||||
| ORD | Purchase | 122,005 | 54.6238 USD | ||||
| ORD | Purchase | 147,725 | 54.7240 USD | ||||
| ORD | Purchase | 156,481 | 53.7997 USD | ||||
| ORD | Purchase | 174,720 | 52.7053 USD | ||||
| ORD | Purchase | 192,892 | 53.7524 USD | ||||
| ORD | Purchase | 209,090 | 53.3975 USD | ||||
| ORD | Purchase | 312,207 | 54.3068 USD | ||||
| ORD | Purchase | 326,042 | 54.1391 USD | ||||
| ORD | Purchase | 334,881 | 53.9612 USD | ||||
| ORD | Sale | 19 | 53.4300 USD | ||||
| ORD | Sale | 30 | 54.8200 USD | ||||
| ORD | Sale | 55 | 53.3900 USD | ||||
| ORD | Sale | 94 | 54.5600 USD | ||||
| ORD | Sale | 100 | 53.2800 USD | ||||
| ORD | Sale | 100 | 53.3100 USD | ||||
| ORD | Sale | 100 | 53.3200 USD | ||||
| ORD | Sale | 100 | 54.2400 USD | ||||
| ORD | Sale | 100 | 54.6000 USD | ||||
| ORD | Sale | 100 | 54.6800 USD | ||||
| ORD | Sale | 100 | 54.9400 USD | ||||
| ORD | Sale | 100 | 54.9900 USD | ||||
| ORD | Sale | 100 | 55.0350 USD | ||||
| ORD | Sale | 100 | 55.0600 USD | ||||
| ORD | Sale | 134 | 54.8800 USD | ||||
| ORD | Sale | 164 | 54.2600 USD | ||||
| ORD | Sale | 170 | 55.0899 USD | ||||
| ORD | Sale | 170 | 55.0900 USD | ||||
| ORD | Sale | 200 | 54.0455 USD | ||||
| ORD | Sale | 200 | 54.7200 USD | ||||
| ORD | Sale | 200 | 54.7300 USD | ||||
| ORD | Sale | 200 | 54.8525 USD | ||||
| ORD | Sale | 200 | 55.0050 USD | ||||
| ORD | Sale | 200 | 55.0380 USD | ||||
| ORD | Sale | 300 | 53.4333 USD | ||||
| ORD | Sale | 300 | 54.0733 USD | ||||
| ORD | Sale | 300 | 54.3900 USD | ||||
| ORD | Sale | 300 | 54.6266 USD | ||||
| ORD | Sale | 379 | 53.3094 USD | ||||
| ORD | Sale | 400 | 53.2825 USD | ||||
| ORD | Sale | 400 | 53.5000 USD | ||||
| ORD | Sale | 400 | 53.7176 USD | ||||
| ORD | Sale | 400 | 54.3035 USD | ||||
| ORD | Sale | 400 | 54.5662 USD | ||||
| ORD | Sale | 400 | 54.6175 USD | ||||
| ORD | Sale | 500 | 53.9136 USD | ||||
| ORD | Sale | 500 | 54.5880 USD | ||||
| ORD | Sale | 500 | 54.8500 USD | ||||
| ORD | Sale | 515 | 54.4974 USD | ||||
| ORD | Sale | 600 | 53.3933 USD | ||||
| ORD | Sale | 600 | 53.4491 USD | ||||
| ORD | Sale | 600 | 54.7266 USD | ||||
| ORD | Sale | 600 | 54.9925 USD | ||||
| ORD | Sale | 700 | 53.8950 USD | ||||
| ORD | Sale | 804 | 54.5506 USD | ||||
| ORD | Sale | 895 | 54.3930 USD | ||||
| ORD | Sale | 925 | 54.9108 USD | ||||
| ORD | Sale | 1,000 | 53.7100 USD | ||||
| ORD | Sale | 1,100 | 54.1300 USD | ||||
| ORD | Sale | 1,100 | 54.8281 USD | ||||
| ORD | Sale | 1,110 | 54.6913 USD | ||||
| ORD | Sale | 1,129 | 54.0962 USD | ||||
| ORD | Sale | 1,586 | 54.9574 USD | ||||
| ORD | Sale | 1,600 | 54.0262 USD | ||||
| ORD | Sale | 1,700 | 53.2944 USD | ||||
| ORD | Sale | 1,740 | 54.1528 USD | ||||
| ORD | Sale | 1,878 | 54.0045 USD | ||||
| ORD | Sale | 1,900 | 53.3105 USD | ||||
| ORD | Sale | 1,962 | 54.8369 USD | ||||
| ORD | Sale | 2,000 | 53.8785 USD | ||||
| ORD | Sale | 2,120 | 53.3396 USD | ||||
| ORD | Sale | 2,151 | 55.0499 USD | ||||
| ORD | Sale | 2,200 | 53.5995 USD | ||||
| ORD | Sale | 2,249 | 53.7172 USD | ||||
| ORD | Sale | 2,264 | 54.1923 USD | ||||
| ORD | Sale | 2,300 | 53.1726 USD | ||||
| ORD | Sale | 2,529 | 53.4301 USD | ||||
| ORD | Sale | 2,737 | 54.2263 USD | ||||
| ORD | Sale | 2,823 | 53.6521 USD | ||||
| ORD | Sale | 2,836 | 53.9245 USD | ||||
| ORD | Sale | 2,873 | 53.9183 USD | ||||
| ORD | Sale | 3,000 | 54.3690 USD | ||||
| ORD | Sale | 3,000 | 54.5110 USD | ||||
| ORD | Sale | 3,000 | 54.9101 USD | ||||
| ORD | Sale | 3,515 | 54.3139 USD | ||||
| ORD | Sale | 3,993 | 53.6300 USD | ||||
| ORD | Sale | 4,100 | 53.7226 USD | ||||
| ORD | Sale | 4,300 | 54.8293 USD | ||||
| ORD | Sale | 4,362 | 54.1735 USD | ||||
| ORD | Sale | 5,679 | 53.4087 USD | ||||
| ORD | Sale | 5,700 | 54.2778 USD | ||||
| ORD | Sale | 5,834 | 54.7049 USD | ||||
| ORD | Sale | 6,300 | 54.8622 USD | ||||
| ORD | Sale | 6,398 | 54.2980 USD | ||||
| ORD | Sale | 6,768 | 54.8228 USD | ||||
| ORD | Sale | 7,100 | 53.8452 USD | ||||
| ORD | Sale | 7,433 | 53.3716 USD | ||||
| ORD | Sale | 7,755 | 54.4833 USD | ||||
| ORD | Sale | 8,000 | 52.8766 USD | ||||
| ORD | Sale | 8,763 | 54.4754 USD | ||||
| ORD | Sale | 8,778 | 54.8039 USD | ||||
| ORD | Sale | 8,830 | 53.0605 USD | ||||
| ORD | Sale | 9,207 | 53.6841 USD | ||||
| ORD | Sale | 10,000 | 52.5750 USD | ||||
| ORD | Sale | 10,000 | 53.0000 USD | ||||
| ORD | Sale | 10,257 | 54.9715 USD | ||||
| ORD | Sale | 11,875 | 54.9276 USD | ||||
| ORD | Sale | 12,510 | 53.5548 USD | ||||
| ORD | Sale | 12,525 | 54.1684 USD | ||||
| ORD | Sale | 12,649 | 53.8658 USD | ||||
| ORD | Sale | 13,300 | 54.2410 USD | ||||
| ORD | Sale | 14,071 | 53.3517 USD | ||||
| ORD | Sale | 14,073 | 54.4421 USD | ||||
| ORD | Sale | 14,254 | 53.2177 USD | ||||
| ORD | Sale | 14,266 | 53.9440 USD | ||||
| ORD | Sale | 15,764 | 52.9749 USD | ||||
| ORD | Sale | 16,822 | 53.1800 USD | ||||
| ORD | Sale | 17,225 | 54.3892 USD | ||||
| ORD | Sale | 18,100 | 53.5016 USD | ||||
| ORD | Sale | 20,850 | 54.2892 USD | ||||
| ORD | Sale | 21,180 | 54.3429 USD | ||||
| ORD | Sale | 21,186 | 53.2933 USD | ||||
| ORD | Sale | 22,289 | 54.4858 USD | ||||
| ORD | Sale | 22,593 | 54.3737 USD | ||||
| ORD | Sale | 22,927 | 54.9100 USD | ||||
| ORD | Sale | 23,244 | 54.2179 USD | ||||
| ORD | Sale | 24,330 | 52.4847 USD | ||||
| ORD | Sale | 25,000 | 53.2710 USD | ||||
| ORD | Sale | 25,426 | 54.4354 USD | ||||
| ORD | Sale | 26,400 | 54.5644 USD | ||||
| ORD | Sale | 27,200 | 54.1595 USD | ||||
| ORD | Sale | 27,900 | 53.8648 USD | ||||
| ORD | Sale | 29,655 | 52.9705 USD | ||||
| ORD | Sale | 30,639 | 54.4424 USD | ||||
| ORD | Sale | 30,850 | 54.4576 USD | ||||
| ORD | Sale | 31,544 | 54.3553 USD | ||||
| ORD | Sale | 31,600 | 54.4195 USD | ||||
| ORD | Sale | 33,718 | 54.0301 USD | ||||
| ORD | Sale | 38,365 | 53.4182 USD | ||||
| ORD | Sale | 38,500 | 54.1222 USD | ||||
| ORD | Sale | 39,503 | 54.8073 USD | ||||
| ORD | Sale | 45,543 | 54.6200 USD | ||||
| ORD | Sale | 48,690 | 53.8028 USD | ||||
| ORD | Sale | 51,365 | 53.0500 USD | ||||
| ORD | Sale | 58,962 | 54.5292 USD | ||||
| ORD | Sale | 61,310 | 52.4443 USD | ||||
| ORD | Sale | 62,349 | 54.1796 USD | ||||
| ORD | Sale | 64,350 | 53.0077 USD | ||||
| ORD | Sale | 64,429 | 53.6716 USD | ||||
| ORD | Sale | 81,319 | 54.3792 USD | ||||
| ORD | Sale | 82,836 | 54.3795 USD | ||||
| ORD | Sale | 87,461 | 54.0381 USD | ||||
| ORD | Sale | 88,255 | 54.7131 USD | ||||
| ORD | Sale | 102,092 | 53.0270 USD | ||||
| ORD | Sale | 115,000 | 53.5200 USD | ||||
| ORD | Sale | 119,850 | 54.2552 USD | ||||
| ORD | Sale | 125,060 | 53.8535 USD | ||||
| ORD | Sale | 144,500 | 53.3679 USD | ||||
| ORD | Sale | 173,060 | 54.2812 USD | ||||
| ORD | Sale | 176,060 | 53.7778 USD | ||||
| ORD | Sale | 218,268 | 54.1440 USD | ||||
| ORD | Sale | 220,456 | 52.8931 USD | ||||
| ORD | Sale | 311,438 | 54.1975 USD | ||||
| ORD | Sale | 767,156 | 54.1876 USD |
(b) Derivatives transactions (other than options)
| Class of relevant security | Â |
Product description
e.g. CFD |
 |
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position |
 | Number of reference securities |  | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | Â | Option | |
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| Â | Â | Â | relates | Â | Â | Â | Â | ||||||||
| ORD | Call Options | Purchasing | 4,600 | 50 USD | American | 17 Jan 2015 | 5.2100 USD | ||||||||
| ORD | Call Options | Purchasing | 2,700 | 50 USD | American | 15 Jan 2016 | 7.9000 USD | ||||||||
| ORD | Call Options | Purchasing | 3,400 | 55 USD | American | 16 Aug 2014 | 1.0500 USD | ||||||||
| ORD | Call Options | Purchasing | 2,500 | 55 USD | American | 22 Nov 2014 | 2.2500 USD | ||||||||
| ORD | Call Options | Purchasing | 25,000 | 57.5 USD | American | 16 Aug 2014 | 0.9500 USD | ||||||||
| ORD | Call Options | Purchasing | 300,000 | 57.5 USD | American | 22 Nov 2014 | 1.3000 USD | ||||||||
| ORD | Call Options | Selling | 2,100 | 52.5 USD | American | 16 Aug 2014 | 2.3238 USD | ||||||||
| ORD | Call Options | Selling | 200 | 52.5 USD | American | 22 Nov 2014 | 4.4600 USD | ||||||||
| ORD | Call Options | Selling | 100 | 55 USD | American | 19 Jul 2014 | 0.2500 USD | ||||||||
| ORD | Call Options | Selling | 8,900 | 55 USD | American | 16 Aug 2014 | 1.1500 USD | ||||||||
| ORD | Call Options | Selling | 4,200 | 55 USD | American | 22 Nov 2014 | 2.9166 USD | ||||||||
| ORD | Call Options | Selling | 100 | 55 USD | American | 17 Jan 2015 | 3.4600 USD | ||||||||
| ORD | Call Options | Selling | 3,100 | 57.5 USD | American | 16 Aug 2014 | 0.4525 USD | ||||||||
| ORD | Call Options | Selling | 1,017,300 | 57.5 USD | American | 16 Aug 2014 | 0.7536 USD | ||||||||
| ORD | Call Options | Selling | 9,900 | 57.5 USD | American | 22 Nov 2014 | 1.7904 USD | ||||||||
| ORD | Call Options | Selling | 100 | 60 USD | American | 22 Nov 2014 | 1.0500 USD | ||||||||
| ORD | Put Options | Purchasing | 500 | 50 USD | American | 16 Aug 2014 | 0.3400 USD | ||||||||
| ORD | Put Options | Purchasing | 1,400 | 52.5 USD | American | 16 Aug 2014 | 1.2000 USD | ||||||||
| ORD | Put Options | Purchasing | 300,000 | 52.5 USD | American | 22 Nov 2014 | 2.5500 USD | ||||||||
| ORD | Put Options | Purchasing | 200 | 55 USD | American | 19 Jul 2014 | 2.0000 USD | ||||||||
| ORD | Put Options | Purchasing | 300 | 55 USD | American | 16 Aug 2014 | 2.5500 USD | ||||||||
| ORD | Put Options | Selling | 500 | 50 USD | American | 19 Jul 2014 | 0.0500 USD | ||||||||
| ORD | Put Options | Selling | 10,600 | 52.5 USD | American | 16 Aug 2014 | 1.1952 USD | ||||||||
| ORD | Put Options | Selling | 200 | 55 USD | American | 19 Jul 2014 | 2.0000 USD | ||||||||
| ORD | Put Options | Selling | 200 | 55 USD | American | 16 Aug 2014 | 2.5500 USD | ||||||||
| ORD | Put Options | Selling | 15,200 | 55 USD | American | 16 Aug 2014 | 2.6500 USD |
(ii) Exercising
| Class of relevant security | Â |
Product description
e.g. call option |
 | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state “none†|
|
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
|
NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? |
YES |
| Date of disclosure: | Â |
21 July 2014 |
|
| Contact name: |
Rajesh Muthanna |
||
| Telephone number: |
020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
| Identity of person whose open positions are being disclosed: | Â |
Barclays PLC. |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: |
ABBVIE INC |
2. OPTIONS AND DERIVATIVES
| Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | |
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| Â | Â | Â | relates | Â | Â | Â | |||||||
| ORD | Put Options | Purchased | -300 | 25.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -100 | 32.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -100 | 32.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -600 | 35.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -14,100 | 35.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 37.5000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -8,300 | 37.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 37.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -2,600 | 40.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -8,700 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,400 | 42.5000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -1,200 | 42.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -3,600 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -900 | 42.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -29,700 | 45.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -900 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -11,700 | 47.5000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -200 | 47.5000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Purchased | -17,700 | 50.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -4,100 | 50.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -400 | 50.0000 | American | 20 Feb 2015 | |||||||
| ORD | Put Options | Purchased | -1,100 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -16,000 | 52.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -300,000 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -5,500 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -500 | 55.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Purchased | -600 | 55.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -1,400 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,900 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -300 | 57.5000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Purchased | -200 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -400 | 60.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -400 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -100 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -300 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Purchased | -1,900 | 70.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 200 | 27.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 300 | 30.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 400 | 30.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,000 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 4,100 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 3,800 | 47.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 4,100 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 2,100 | 47.5000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 1,400 | 50.0000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 1,400 | 50.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Written | 31,300 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 1,300 | 52.5000 | American | 19 Jul 2014 | |||||||
| ORD | Put Options | Written | 14,900 | 52.5000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Written | 14,500 | 55.0000 | American | 16 Aug 2014 | |||||||
| ORD | Put Options | Written | 1,800 | 57.5000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 800 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 700 | 42.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 47.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,200 | 50.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 5,200 | 50.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 6,300 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 3,600 | 52.5000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Purchased | 4,200 | 52.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 200 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 99,000 | 55.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 19,800 | 55.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Purchased | 5,100 | 55.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 4,000 | 55.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 123,000 | 57.5000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 91,400 | 57.5000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Purchased | 300,000 | 57.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 4,400 | 57.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 400 | 57.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 100 | 60.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Purchased | 7,400 | 60.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Purchased | 13,100 | 60.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 1,500 | 60.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 4,500 | 60.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 500 | 62.5000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Purchased | 500 | 62.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 400 | 62.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 400 | 62.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 5,900 | 65.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 2,700 | 65.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,000 | 70.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 75.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 75.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 300 | 77.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100 | 35.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -100 | 37.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -300 | 40.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -5,000 | 40.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -3,400 | 45.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100 | 45.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -4,100 | 47.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -800 | 47.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -200 | 50.0000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -100,000 | 50.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -600 | 50.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -2,400 | 52.5000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -800 | 52.5000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -101,000 | 55.0000 | American | 19 Jul 2014 | |||||||
| ORD | Call Options | Written | -500 | 55.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -1,970,000 | 57.5000 | American | 16 Aug 2014 | |||||||
| ORD | Call Options | Written | -6,200 | 57.5000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -1,300 | 57.5000 | American | 20 Feb 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDsâ€) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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