Form 8.3 - ABBVIE INC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) | Â | Identity of the person whose positions/dealings | Â | Barclays PLC. | |
 | are being disclosed: |  | |||
(b) | Owner or controller of interest and short | ||||
 | positions disclosed, if different from 1(a): |  | |||
(c) | Name of offeror/offeree in relation to whose |
ABBVIE INC |
|||
 | relevant securities this form relates: |  | |||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
 | offeror/offeree: |  | |||
(e) | Date position held/dealing undertaken: | 17 July 2014 | |||
(f) | Has the discloser previously disclosed, or are | YES: | |||
they today disclosing, under the Code in respect | SHIRE PLC | ||||
 | of any other party to this offer? |  |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | Â | Â | ORD | |||||||
Interests | Â | Short Positions | |||||||||
 |  | Number |  | (%) | Number |  | (%) | ||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 2,127,021 | 0.13% | 4,273,181 | 0.27% | |||||||
 |  |  |  |  |  | ||||||
(2) | Derivatives (other than | ||||||||||
options): | 1,900,010 | 0.12% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 449,900 | 0.03% | 1,312,700 | 0.08% | |||||||
 |  |  |  |  |  | ||||||
TOTAL: | |||||||||||
4,476,931 | 0.28% | 5,585,881 | 0.35% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
security | Â | securities | Â | ||||
ORD | Purchase | 2 | 54.1800 USD | ||||
ORD | Purchase | 3 | 54.0701 USD | ||||
ORD | Purchase | 38 | 53.5300 USD | ||||
ORD | Purchase | 100 | 53.5310 USD | ||||
ORD | Purchase | 100 | 54.1600 USD | ||||
ORD | Purchase | 100 | 54.2500 USD | ||||
ORD | Purchase | 100 | 54.3991 USD | ||||
ORD | Purchase | 100 | 54.4100 USD | ||||
ORD | Purchase | 100 | 54.8300 USD | ||||
ORD | Purchase | 133 | 53.7256 USD | ||||
ORD | Purchase | 137 | 53.7255 USD | ||||
ORD | Purchase | 138 | 53.5889 USD | ||||
ORD | Purchase | 200 | 53.4050 USD | ||||
ORD | Purchase | 200 | 53.4525 USD | ||||
ORD | Purchase | 200 | 53.4550 USD | ||||
ORD | Purchase | 200 | 53.5210 USD | ||||
ORD | Purchase | 200 | 53.5550 USD | ||||
ORD | Purchase | 215 | 53.3525 USD | ||||
ORD | Purchase | 241 | 53.5900 USD | ||||
ORD | Purchase | 277 | 54.0758 USD | ||||
ORD | Purchase | 282 | 54.1200 USD | ||||
ORD | Purchase | 300 | 53.2933 USD | ||||
ORD | Purchase | 300 | 53.3800 USD | ||||
ORD | Purchase | 300 | 53.4300 USD | ||||
ORD | Purchase | 300 | 53.4600 USD | ||||
ORD | Purchase | 300 | 53.4766 USD | ||||
ORD | Purchase | 300 | 53.5233 USD | ||||
ORD | Purchase | 300 | 53.8900 USD | ||||
ORD | Purchase | 302 | 53.3741 USD | ||||
ORD | Purchase | 304 | 54.1671 USD | ||||
ORD | Purchase | 388 | 53.6203 USD | ||||
ORD | Purchase | 400 | 53.2850 USD | ||||
ORD | Purchase | 400 | 53.3162 USD | ||||
ORD | Purchase | 400 | 53.3375 USD | ||||
ORD | Purchase | 400 | 53.4650 USD | ||||
ORD | Purchase | 436 | 53.8813 USD | ||||
ORD | Purchase | 500 | 53.4500 USD | ||||
ORD | Purchase | 650 | 53.8346 USD | ||||
ORD | Purchase | 700 | 53.5800 USD | ||||
ORD | Purchase | 800 | 53.4037 USD | ||||
ORD | Purchase | 800 | 53.4843 USD | ||||
ORD | Purchase | 800 | 54.1575 USD | ||||
ORD | Purchase | 900 | 54.2475 USD | ||||
ORD | Purchase | 996 | 53.4979 USD | ||||
ORD | Purchase | 1,300 | 53.4092 USD | ||||
ORD | Purchase | 1,300 | 53.4992 USD | ||||
ORD | Purchase | 1,485 | 53.4689 USD | ||||
ORD | Purchase | 1,500 | 54.3346 USD | ||||
ORD | Purchase | 1,661 | 53.4227 USD | ||||
ORD | Purchase | 1,698 | 53.7448 USD | ||||
ORD | Purchase | 1,800 | 53.7766 USD | ||||
ORD | Purchase | 2,000 | 53.5065 USD | ||||
ORD | Purchase | 2,078 | 54.6670 USD | ||||
ORD | Purchase | 2,198 | 53.5487 USD | ||||
ORD | Purchase | 2,692 | 53.5492 USD | ||||
ORD | Purchase | 3,281 | 53.5395 USD | ||||
ORD | Purchase | 3,334 | 53.4053 USD | ||||
ORD | Purchase | 3,500 | 54.2914 USD | ||||
ORD | Purchase | 3,556 | 53.5225 USD | ||||
ORD | Purchase | 3,600 | 53.3900 USD | ||||
ORD | Purchase | 3,816 | 53.4455 USD | ||||
ORD | Purchase | 4,000 | 53.5258 USD | ||||
ORD | Purchase | 4,000 | 54.3513 USD | ||||
ORD | Purchase | 4,034 | 53.5688 USD | ||||
ORD | Purchase | 4,278 | 53.6735 USD | ||||
ORD | Purchase | 4,699 | 53.5266 USD | ||||
ORD | Purchase | 4,800 | 53.3016 USD | ||||
ORD | Purchase | 5,000 | 53.8554 USD | ||||
ORD | Purchase | 5,100 | 53.8160 USD | ||||
ORD | Purchase | 5,584 | 53.3875 USD | ||||
ORD | Purchase | 6,089 | 54.1516 USD | ||||
ORD | Purchase | 6,469 | 54.0917 USD | ||||
ORD | Purchase | 8,400 | 53.9901 USD | ||||
ORD | Purchase | 8,842 | 53.7294 USD | ||||
ORD | Purchase | 9,250 | 53.8030 USD | ||||
ORD | Purchase | 9,327 | 53.6747 USD | ||||
ORD | Purchase | 9,754 | 53.5418 USD | ||||
ORD | Purchase | 10,000 | 53.9510 USD | ||||
ORD | Purchase | 11,340 | 53.4104 USD | ||||
ORD | Purchase | 11,793 | 53.3750 USD | ||||
ORD | Purchase | 12,000 | 53.7606 USD | ||||
ORD | Purchase | 13,923 | 53.5150 USD | ||||
ORD | Purchase | 14,209 | 53.7710 USD | ||||
ORD | Purchase | 14,627 | 53.4295 USD | ||||
ORD | Purchase | 14,966 | 53.5624 USD | ||||
ORD | Purchase | 16,818 | 53.6530 USD | ||||
ORD | Purchase | 17,624 | 53.4315 USD | ||||
ORD | Purchase | 17,684 | 53.4747 USD | ||||
ORD | Purchase | 23,362 | 53.7072 USD | ||||
ORD | Purchase | 25,060 | 54.1143 USD | ||||
ORD | Purchase | 29,800 | 53.7811 USD | ||||
ORD | Purchase | 30,737 | 53.9185 USD | ||||
ORD | Purchase | 31,225 | 53.5132 USD | ||||
ORD | Purchase | 40,700 | 53.3074 USD | ||||
ORD | Purchase | 43,327 | 53.5672 USD | ||||
ORD | Purchase | 49,900 | 53.2929 USD | ||||
ORD | Purchase | 70,476 | 53.6870 USD | ||||
ORD | Purchase | 70,999 | 53.3478 USD | ||||
ORD | Purchase | 95,396 | 53.5835 USD | ||||
ORD | Purchase | 133,449 | 54.2095 USD | ||||
ORD | Purchase | 211,250 | 53.7179 USD | ||||
ORD | Purchase | 214,320 | 53.2425 USD | ||||
ORD | Purchase | 214,520 | 53.2428 USD | ||||
ORD | Purchase | 260,274 | 53.8854 USD | ||||
ORD | Purchase | 403,874 | 53.5200 USD | ||||
ORD | Purchase | 1,000,000 | 53.6500 USD | ||||
ORD | Sale | 100 | 53.2100 USD | ||||
ORD | Sale | 100 | 53.5310 USD | ||||
ORD | Sale | 100 | 54.3500 USD | ||||
ORD | Sale | 100 | 54.3950 USD | ||||
ORD | Sale | 100 | 54.4000 USD | ||||
ORD | Sale | 100 | 54.4050 USD | ||||
ORD | Sale | 100 | 54.4200 USD | ||||
ORD | Sale | 100 | 54.4300 USD | ||||
ORD | Sale | 135 | 53.3903 USD | ||||
ORD | Sale | 135 | 53.7255 USD | ||||
ORD | Sale | 141 | 53.0919 USD | ||||
ORD | Sale | 200 | 53.2400 USD | ||||
ORD | Sale | 200 | 53.5210 USD | ||||
ORD | Sale | 200 | 53.5650 USD | ||||
ORD | Sale | 200 | 54.2300 USD | ||||
ORD | Sale | 200 | 54.2675 USD | ||||
ORD | Sale | 200 | 54.3900 USD | ||||
ORD | Sale | 235 | 54.1942 USD | ||||
ORD | Sale | 279 | 53.9589 USD | ||||
ORD | Sale | 300 | 53.4900 USD | ||||
ORD | Sale | 300 | 53.5133 USD | ||||
ORD | Sale | 300 | 53.5266 USD | ||||
ORD | Sale | 316 | 54.0397 USD | ||||
ORD | Sale | 338 | 54.0552 USD | ||||
ORD | Sale | 364 | 53.5100 USD | ||||
ORD | Sale | 400 | 53.4950 USD | ||||
ORD | Sale | 400 | 54.1100 USD | ||||
ORD | Sale | 400 | 54.3400 USD | ||||
ORD | Sale | 461 | 53.5112 USD | ||||
ORD | Sale | 489 | 53.9556 USD | ||||
ORD | Sale | 500 | 54.1790 USD | ||||
ORD | Sale | 500 | 54.7700 USD | ||||
ORD | Sale | 600 | 53.5233 USD | ||||
ORD | Sale | 700 | 53.2757 USD | ||||
ORD | Sale | 700 | 53.4885 USD | ||||
ORD | Sale | 700 | 53.5878 USD | ||||
ORD | Sale | 711 | 53.9522 USD | ||||
ORD | Sale | 800 | 53.5750 USD | ||||
ORD | Sale | 800 | 54.1793 USD | ||||
ORD | Sale | 832 | TRANSFER | ||||
ORD | Sale | 900 | 53.3833 USD | ||||
ORD | Sale | 1,000 | 53.5660 USD | ||||
ORD | Sale | 1,100 | 53.2118 USD | ||||
ORD | Sale | 1,100 | 54.3040 USD | ||||
ORD | Sale | 1,200 | 52.9775 USD | ||||
ORD | Sale | 1,200 | 53.9158 USD | ||||
ORD | Sale | 1,300 | 53.7315 USD | ||||
ORD | Sale | 1,400 | 53.5585 USD | ||||
ORD | Sale | 1,584 | 53.9220 USD | ||||
ORD | Sale | 1,650 | 53.8500 USD | ||||
ORD | Sale | 1,683 | 54.1939 USD | ||||
ORD | Sale | 1,769 | 54.3933 USD | ||||
ORD | Sale | 1,800 | 53.0808 USD | ||||
ORD | Sale | 1,800 | 54.1808 USD | ||||
ORD | Sale | 1,995 | 53.1603 USD | ||||
ORD | Sale | 2,000 | 53.5455 USD | ||||
ORD | Sale | 2,010 | 53.5980 USD | ||||
ORD | Sale | 2,100 | 54.0880 USD | ||||
ORD | Sale | 2,100 | 54.1857 USD | ||||
ORD | Sale | 2,100 | 54.2842 USD | ||||
ORD | Sale | 2,215 | 53.4267 USD | ||||
ORD | Sale | 2,300 | 54.4001 USD | ||||
ORD | Sale | 2,404 | 53.1206 USD | ||||
ORD | Sale | 2,479 | 54.1915 USD | ||||
ORD | Sale | 2,600 | 53.9007 USD | ||||
ORD | Sale | 3,100 | 53.9517 USD | ||||
ORD | Sale | 3,283 | 53.7738 USD | ||||
ORD | Sale | 3,309 | 53.7207 USD | ||||
ORD | Sale | 3,500 | 54.0529 USD | ||||
ORD | Sale | 3,522 | 53.1444 USD | ||||
ORD | Sale | 3,638 | 53.4668 USD | ||||
ORD | Sale | 3,800 | 53.5264 USD | ||||
ORD | Sale | 4,100 | 53.4370 USD | ||||
ORD | Sale | 4,590 | 53.2226 USD | ||||
ORD | Sale | 4,600 | 54.0014 USD | ||||
ORD | Sale | 5,023 | 54.2331 USD | ||||
ORD | Sale | 5,561 | 54.3619 USD | ||||
ORD | Sale | 5,700 | 53.9500 USD | ||||
ORD | Sale | 5,750 | 53.8214 USD | ||||
ORD | Sale | 6,489 | 54.3187 USD | ||||
ORD | Sale | 6,900 | 54.1908 USD | ||||
ORD | Sale | 7,154 | 53.7871 USD | ||||
ORD | Sale | 7,769 | 53.2407 USD | ||||
ORD | Sale | 9,100 | 53.7980 USD | ||||
ORD | Sale | 9,966 | 53.7632 USD | ||||
ORD | Sale | 10,319 | 53.2266 USD | ||||
ORD | Sale | 13,619 | 54.0560 USD | ||||
ORD | Sale | 14,139 | 53.6715 USD | ||||
ORD | Sale | 14,300 | 54.5775 USD | ||||
ORD | Sale | 14,642 | 53.2096 USD | ||||
ORD | Sale | 15,184 | 53.2167 USD | ||||
ORD | Sale | 17,249 | 53.9550 USD | ||||
ORD | Sale | 17,349 | 53.8391 USD | ||||
ORD | Sale | 17,728 | 53.6285 USD | ||||
ORD | Sale | 18,703 | 53.9561 USD | ||||
ORD | Sale | 19,568 | 53.2345 USD | ||||
ORD | Sale | 20,071 | 54.1153 USD | ||||
ORD | Sale | 22,456 | 53.8618 USD | ||||
ORD | Sale | 22,954 | 53.3561 USD | ||||
ORD | Sale | 23,200 | 53.7624 USD | ||||
ORD | Sale | 25,649 | 53.3931 USD | ||||
ORD | Sale | 28,229 | 54.2931 USD | ||||
ORD | Sale | 29,347 | 53.8651 USD | ||||
ORD | Sale | 29,914 | 53.1257 USD | ||||
ORD | Sale | 34,149 | 53.2247 USD | ||||
ORD | Sale | 47,999 | 53.2844 USD | ||||
ORD | Sale | 50,000 | 53.2500 USD | ||||
ORD | Sale | 54,100 | 53.5144 USD | ||||
ORD | Sale | 60,600 | 53.2656 USD | ||||
ORD | Sale | 62,338 | 53.8515 USD | ||||
ORD | Sale | 74,647 | 54.2878 USD | ||||
ORD | Sale | 96,644 | 53.7556 USD | ||||
ORD | Sale | 136,095 | 53.4664 USD | ||||
ORD | Sale | 139,365 | 53.4606 USD | ||||
ORD | Sale | 148,828 | 53.8639 USD | ||||
ORD | Sale | 186,182 | 53.6946 USD | ||||
ORD | Sale | 217,820 | 53.2593 USD | ||||
ORD | Sale | 413,398 | 53.5200 USD | ||||
ORD | Sale | 1,000,000 | 53.6500 USD |
(b) Derivatives transactions (other than options)
Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | Â | Option | |
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
 |  |  | relates |  |  |  |  | ||||||||
ORD | Call Options | Purchasing | 200 | 55 USD | American | 17 Jan 2015 | 2.8800 USD | ||||||||
ORD | Call Options | Purchasing | 50,000 | 57.5 USD | American | 16 Aug 2014 | 0.5500 USD | ||||||||
ORD | Call Options | Selling | 28,500 | 55 USD | American | 19 Jul 2014 | 0.5500 USD | ||||||||
ORD | Call Options | Selling | 300 | 57.5 USD | American | 19 Jul 2014 | 0.1500 USD | ||||||||
ORD | Call Options | Selling | 100 | 57.5 USD | American | 16 Aug 2014 | 0.5800 USD | ||||||||
ORD | Call Options | Selling | 900 | 57.5 USD | American | 22 Nov 2014 | 1.3500 USD | ||||||||
ORD | Call Options | Selling | 200 | 60 USD | American | 17 Jan 2015 | 1.2800 USD | ||||||||
ORD | Put Options | Purchasing | 200 | 50 USD | American | 16 Aug 2014 | 0.5000 USD | ||||||||
ORD | Put Options | Selling | 400 | 47.5 USD | American | 15 Jan 2016 | 4.4000 USD |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Â | Product description e.g. call option | Â | Writing, purchasing, selling, varying etc. | Â | Number of securities to which option relates | Â | Exercise price per unit | Â |
Type
e.g. American, European etc. |
 | Expiry date |  | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security | Â |
Product description
e.g. call option |
 | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state “none†|
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â | YES | |
Date of disclosure: | 18 Jul 2014 | ||
Contact name: | Rajesh Muthanna | ||
Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Â | Barclays PLC. | |
are being disclosed: | Â | ||
Name of offeror/offeree in relation to whose | ABBVIE INC | ||
relevant securities this from relates: | Â |
2. OPTIONS AND DERIVATIVES
Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | |
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
 |  |  | relates |  |  |  | |||||||
ORD | Put Options | Purchased | -300 | 25.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -100 | 32.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -100 | 32.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -600 | 35.0000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -14,100 | 35.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -500 | 37.5000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -8,300 | 37.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -500 | 37.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -2,600 | 40.0000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -8,700 | 40.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -500 | 40.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,400 | 42.5000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -1,200 | 42.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -3,600 | 42.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -900 | 42.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -29,700 | 45.0000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -900 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -500 | 45.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -11,700 | 47.5000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -200 | 47.5000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -17,200 | 50.0000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -4,100 | 50.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -400 | 50.0000 | American | 20 Feb 2015 | |||||||
ORD | Put Options | Purchased | -1,100 | 50.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -16,000 | 52.5000 | American | 19 Jul 2014 | |||||||
ORD | Put Options | Purchased | -5,500 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -500 | 55.0000 | American | 19 Jul 2014 | |||||||
ORD | Put Options | Purchased | -600 | 55.0000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -600 | 55.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -1,400 | 55.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -1,900 | 55.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -300 | 57.5000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Purchased | -200 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -1,000 | 57.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -400 | 60.0000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Purchased | -400 | 60.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -100 | 62.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Purchased | -300 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Purchased | -1,900 | 70.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 200 | 27.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 300 | 30.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 400 | 30.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 1,000 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 4,100 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 3,800 | 47.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 4,100 | 47.5000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 2,100 | 47.5000 | American | 15 Jan 2016 | |||||||
ORD | Put Options | Written | 900 | 50.0000 | American | 19 Jul 2014 | |||||||
ORD | Put Options | Written | 1,400 | 50.0000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Written | 31,300 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Put Options | Written | 1,300 | 52.5000 | American | 19 Jul 2014 | |||||||
ORD | Put Options | Written | 5,700 | 52.5000 | American | 16 Aug 2014 | |||||||
ORD | Put Options | Written | 1,800 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Put Options | Written | 800 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 700 | 42.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 100 | 47.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 1,200 | 50.0000 | American | 19 Jul 2014 | |||||||
ORD | Call Options | Purchased | 5,200 | 50.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 1,700 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 5,700 | 52.5000 | American | 16 Aug 2014 | |||||||
ORD | Call Options | Purchased | 4,400 | 52.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 200 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 200 | 52.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 99,000 | 55.0000 | American | 19 Jul 2014 | |||||||
ORD | Call Options | Purchased | 25,300 | 55.0000 | American | 16 Aug 2014 | |||||||
ORD | Call Options | Purchased | 1,200 | 55.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 5,200 | 55.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 4,000 | 55.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 123,000 | 57.5000 | American | 19 Jul 2014 | |||||||
ORD | Call Options | Purchased | 66,400 | 57.5000 | American | 16 Aug 2014 | |||||||
ORD | Call Options | Purchased | 3,700 | 57.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 4,400 | 57.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 400 | 57.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 100 | 60.0000 | American | 19 Jul 2014 | |||||||
ORD | Call Options | Purchased | 7,400 | 60.0000 | American | 16 Aug 2014 | |||||||
ORD | Call Options | Purchased | 13,200 | 60.0000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 1,500 | 60.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 4,500 | 60.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 500 | 62.5000 | American | 16 Aug 2014 | |||||||
ORD | Call Options | Purchased | 500 | 62.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Purchased | 400 | 62.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 400 | 62.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 5,900 | 65.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 2,700 | 65.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 1,000 | 70.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 100 | 75.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Purchased | 200 | 75.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Purchased | 300 | 77.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100 | 35.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -100 | 37.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -300 | 40.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -5,000 | 40.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -3,400 | 45.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -100 | 45.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -4,100 | 47.5000 | American | 22 Nov 2014 | |||||||
ORD | Call Options | Written | -800 | 47.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -200 | 50.0000 | American | 16 Aug 2014 | |||||||
ORD | Call Options | Written | -100,000 | 50.0000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -3,300 | 50.0000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -2,400 | 52.5000 | American | 17 Jan 2015 | |||||||
ORD | Call Options | Written | -800 | 52.5000 | American | 15 Jan 2016 | |||||||
ORD | Call Options | Written | -100,900 | 55.0000 | American | 19 Jul 2014 | |||||||
ORD | Call Options | Written | -949,600 | 57.5000 | American | 16 Aug 2014 | |||||||
ORD | Call Options | Written | -1,300 | 57.5000 | American | 20 Feb 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDsâ€) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.