Form 8.3 - ABBVIE INC
BARCLAYS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
(a) | Â | Identity of the person whose positions/dealings | Â | Barclays PLC. | |
 | are being disclosed: |  | |||
(b) | Owner or controller of interest and short | ||||
 | positions disclosed, if different from 1(a): |  | |||
(c) | Name of offeror/offeree in relation to whose |
ABBVIE INC |
|||
 | relevant securities this form relates: |  | |||
(d) | If an exempt fund manager connected with an | ||||
offeror/offeree, state this and specify identity of | |||||
 | offeror/offeree: |  | |||
(e) | Date position held/dealing undertaken: | 16 July 2014 | |||
(f) | Has the discloser previously disclosed, or are | YES: | |||
they today disclosing, under the Code in respect | SHIRE PLC | ||||
 | of any other party to this offer? |  |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: | Â | Â | Â | ORD | Â | Â | Â | Â | Â | Â | |
Interests | Short Positions | ||||||||||
 |  | Number | (%) | Number | (%) | ||||||
(1) | Relevant securities owned | ||||||||||
and/or controlled: | 2,121,499 | 0.13% | 3,738,795 | 0.24% | |||||||
 |  |  |  |  |  | ||||||
(2) | Derivatives (other than | ||||||||||
options): | 4,369,385 | 0.27% | 0 | 0.00% | |||||||
 |  |  |  |  |  | ||||||
(3) | Options and agreements to | ||||||||||
purchase/sell: | 429,200 | 0.03% | 1,312,400 | 0.08% | |||||||
 |  |  |  |  |  | ||||||
(4) | TOTAL: | ||||||||||
6,920,084 | 0.44% | 5,051,195 | 0.32% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
Class of relevant security in relation to which subscription right exists: | Â |
Details, including nature of the rights concerned and relevant percentages: | Â |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
Class of relevant | Â | Purchase/sale | Â | Number of | Â | Price per unit | |
security | Â | securities | Â | ||||
ORD | Purchase | 1 | 53.2100 USD | ||||
ORD | Purchase | 28 | 53.3700 USD | ||||
ORD | Purchase | 65 | 52.4100 USD | ||||
ORD | Purchase | 74 | 52.6400 USD | ||||
ORD | Purchase | 81 | 53.3500 USD | ||||
ORD | Purchase | 100 | 53.4900 USD | ||||
ORD | Purchase | 100 | 53.5350 USD | ||||
ORD | Purchase | 100 | 53.5710 USD | ||||
ORD | Purchase | 106 | 52.9967 USD | ||||
ORD | Purchase | 116 | 53.6162 USD | ||||
ORD | Purchase | 200 | 51.8750 USD | ||||
ORD | Purchase | 200 | 51.9200 USD | ||||
ORD | Purchase | 200 | 52.7950 USD | ||||
ORD | Purchase | 200 | 52.9450 USD | ||||
ORD | Purchase | 200 | 53.5000 USD | ||||
ORD | Purchase | 200 | 53.5150 USD | ||||
ORD | Purchase | 200 | 53.5400 USD | ||||
ORD | Purchase | 233 | 53.1644 USD | ||||
ORD | Purchase | 279 | 52.8701 USD | ||||
ORD | Purchase | 300 | 51.9300 USD | ||||
ORD | Purchase | 300 | 53.5200 USD | ||||
ORD | Purchase | 300 | 53.5533 USD | ||||
ORD | Purchase | 400 | 53.0800 USD | ||||
ORD | Purchase | 400 | 53.5500 USD | ||||
ORD | Purchase | 426 | 52.1976 USD | ||||
ORD | Purchase | 446 | 53.4400 USD | ||||
ORD | Purchase | 463 | 53.1060 USD | ||||
ORD | Purchase | 499 | 53.6260 USD | ||||
ORD | Purchase | 500 | 52.1920 USD | ||||
ORD | Purchase | 500 | 52.5660 USD | ||||
ORD | Purchase | 500 | 53.5520 USD | ||||
ORD | Purchase | 500 | 53.6270 USD | ||||
ORD | Purchase | 526 | 52.6450 USD | ||||
ORD | Purchase | 600 | 53.3083 USD | ||||
ORD | Purchase | 600 | 53.3566 USD | ||||
ORD | Purchase | 630 | 53.1809 USD | ||||
ORD | Purchase | 700 | 52.4628 USD | ||||
ORD | Purchase | 888 | 52.9637 USD | ||||
ORD | Purchase | 888 | 53.0438 USD | ||||
ORD | Purchase | 1,055 | 53.1706 USD | ||||
ORD | Purchase | 1,200 | 52.9000 USD | ||||
ORD | Purchase | 1,200 | 53.4983 USD | ||||
ORD | Purchase | 1,337 | 52.8717 USD | ||||
ORD | Purchase | 1,500 | 53.0070 USD | ||||
ORD | Purchase | 1,600 | 53.5381 USD | ||||
ORD | Purchase | 1,692 | 52.5753 USD | ||||
ORD | Purchase | 1,700 | 53.4724 USD | ||||
ORD | Purchase | 1,700 | 53.5100 USD | ||||
ORD | Purchase | 1,700 | 53.6700 USD | ||||
ORD | Purchase | 1,900 | 52.1910 USD | ||||
ORD | Purchase | 1,991 | 52.1962 USD | ||||
ORD | Purchase | 2,105 | 53.1499 USD | ||||
ORD | Purchase | 2,200 | 51.8727 USD | ||||
ORD | Purchase | 2,440 | 52.6735 USD | ||||
ORD | Purchase | 2,500 | 53.2806 USD | ||||
ORD | Purchase | 2,727 | 53.5279 USD | ||||
ORD | Purchase | 2,957 | 53.6165 USD | ||||
ORD | Purchase | 3,500 | 51.8673 USD | ||||
ORD | Purchase | 3,500 | 53.6218 USD | ||||
ORD | Purchase | 3,600 | 51.9287 USD | ||||
ORD | Purchase | 4,100 | 52.6668 USD | ||||
ORD | Purchase | 4,300 | 52.8374 USD | ||||
ORD | Purchase | 4,611 | 52.9317 USD | ||||
ORD | Purchase | 5,373 | 53.6178 USD | ||||
ORD | Purchase | 5,600 | 53.3596 USD | ||||
ORD | Purchase | 5,750 | 52.3882 USD | ||||
ORD | Purchase | 5,800 | 53.6340 USD | ||||
ORD | Purchase | 5,874 | 52.7350 USD | ||||
ORD | Purchase | 5,887 | 52.7411 USD | ||||
ORD | Purchase | 6,844 | 53.0622 USD | ||||
ORD | Purchase | 8,100 | 52.9788 USD | ||||
ORD | Purchase | 8,200 | 52.6257 USD | ||||
ORD | Purchase | 9,029 | 52.9366 USD | ||||
ORD | Purchase | 9,700 | 53.3073 USD | ||||
ORD | Purchase | 10,158 | 52.1967 USD | ||||
ORD | Purchase | 10,278 | 52.9765 USD | ||||
ORD | Purchase | 14,022 | 52.8767 USD | ||||
ORD | Purchase | 15,025 | 52.7789 USD | ||||
ORD | Purchase | 17,202 | 53.3186 USD | ||||
ORD | Purchase | 17,700 | 53.6301 USD | ||||
ORD | Purchase | 19,400 | 53.5572 USD | ||||
ORD | Purchase | 23,500 | 53.1108 USD | ||||
ORD | Purchase | 30,403 | 53.1346 USD | ||||
ORD | Purchase | 32,417 | 53.1539 USD | ||||
ORD | Purchase | 32,682 | 52.9526 USD | ||||
ORD | Purchase | 36,000 | 53.6410 USD | ||||
ORD | Purchase | 38,323 | 52.9653 USD | ||||
ORD | Purchase | 44,202 | 53.0402 USD | ||||
ORD | Purchase | 50,301 | 53.6079 USD | ||||
ORD | Purchase | 53,612 | 52.8729 USD | ||||
ORD | Purchase | 63,426 | 52.9832 USD | ||||
ORD | Purchase | 63,932 | 53.6055 USD | ||||
ORD | Purchase | 73,772 | 52.9747 USD | ||||
ORD | Purchase | 95,770 | 52.8895 USD | ||||
ORD | Purchase | 138,174 | 53.5031 USD | ||||
ORD | Purchase | 187,100 | 53.4606 USD | ||||
ORD | Purchase | 220,214 | 52.9524 USD | ||||
ORD | Purchase | 239,652 | 52.9101 USD | ||||
ORD | Purchase | 292,087 | 52.8141 USD | ||||
ORD | Purchase | 471,544 | 53.6500 USD | ||||
ORD | Purchase | 738,654 | 53.3002 USD | ||||
ORD | Purchase | 1,075,200 | 53.1820 USD | ||||
ORD | Sale | 58 | 53.0300 USD | ||||
ORD | Sale | 100 | 52.4200 USD | ||||
ORD | Sale | 100 | 52.7450 USD | ||||
ORD | Sale | 100 | 53.3100 USD | ||||
ORD | Sale | 143 | 53.5400 USD | ||||
ORD | Sale | 167 | 53.3000 USD | ||||
ORD | Sale | 200 | 51.9401 USD | ||||
ORD | Sale | 200 | 52.2200 USD | ||||
ORD | Sale | 200 | 53.5150 USD | ||||
ORD | Sale | 300 | 52.8200 USD | ||||
ORD | Sale | 300 | 53.2866 USD | ||||
ORD | Sale | 303 | 53.2500 USD | ||||
ORD | Sale | 400 | 53.3025 USD | ||||
ORD | Sale | 446 | 53.4400 USD | ||||
ORD | Sale | 481 | 53.5383 USD | ||||
ORD | Sale | 500 | 53.2520 USD | ||||
ORD | Sale | 500 | 53.2540 USD | ||||
ORD | Sale | 500 | 53.6122 USD | ||||
ORD | Sale | 600 | 52.8016 USD | ||||
ORD | Sale | 600 | 53.0566 USD | ||||
ORD | Sale | 797 | 53.2537 USD | ||||
ORD | Sale | 800 | 53.0450 USD | ||||
ORD | Sale | 900 | 52.9555 USD | ||||
ORD | Sale | 900 | 53.5200 USD | ||||
ORD | Sale | 943 | 53.5600 USD | ||||
ORD | Sale | 1,000 | 52.6300 USD | ||||
ORD | Sale | 1,100 | 53.5363 USD | ||||
ORD | Sale | 1,200 | 53.2658 USD | ||||
ORD | Sale | 1,200 | 53.4141 USD | ||||
ORD | Sale | 1,205 | 53.3001 USD | ||||
ORD | Sale | 1,300 | 51.8862 USD | ||||
ORD | Sale | 1,300 | 53.5469 USD | ||||
ORD | Sale | 1,320 | 53.0690 USD | ||||
ORD | Sale | 1,393 | 53.5414 USD | ||||
ORD | Sale | 1,500 | 53.2543 USD | ||||
ORD | Sale | 1,589 | 52.5713 USD | ||||
ORD | Sale | 1,600 | 53.6400 USD | ||||
ORD | Sale | 1,748 | 53.2397 USD | ||||
ORD | Sale | 1,757 | 53.2652 USD | ||||
ORD | Sale | 1,776 | 52.9637 USD | ||||
ORD | Sale | 1,800 | 53.1889 USD | ||||
ORD | Sale | 1,800 | 53.2255 USD | ||||
ORD | Sale | 1,900 | 52.7473 USD | ||||
ORD | Sale | 1,994 | 53.0281 USD | ||||
ORD | Sale | 2,028 | 53.4235 USD | ||||
ORD | Sale | 2,100 | 53.2528 USD | ||||
ORD | Sale | 2,100 | 53.3921 USD | ||||
ORD | Sale | 2,403 | 53.2221 USD | ||||
ORD | Sale | 3,300 | 52.3581 USD | ||||
ORD | Sale | 3,388 | 53.2456 USD | ||||
ORD | Sale | 3,400 | 52.8529 USD | ||||
ORD | Sale | 3,700 | 53.0611 USD | ||||
ORD | Sale | 3,929 | 53.0213 USD | ||||
ORD | Sale | 3,969 | 52.8014 USD | ||||
ORD | Sale | 4,000 | 53.2502 USD | ||||
ORD | Sale | 4,100 | 52.3218 USD | ||||
ORD | Sale | 4,302 | 52.5438 USD | ||||
ORD | Sale | 4,500 | 53.6535 USD | ||||
ORD | Sale | 4,900 | 52.8691 USD | ||||
ORD | Sale | 5,100 | 52.8838 USD | ||||
ORD | Sale | 5,100 | 53.5525 USD | ||||
ORD | Sale | 5,303 | 53.2737 USD | ||||
ORD | Sale | 5,800 | 53.2503 USD | ||||
ORD | Sale | 5,800 | 53.6340 USD | ||||
ORD | Sale | 6,342 | 52.7978 USD | ||||
ORD | Sale | 6,599 | 53.2224 USD | ||||
ORD | Sale | 6,900 | 53.2102 USD | ||||
ORD | Sale | 7,600 | 53.0547 USD | ||||
ORD | Sale | 7,731 | 53.0304 USD | ||||
ORD | Sale | 7,789 | 52.4712 USD | ||||
ORD | Sale | 8,200 | 52.6668 USD | ||||
ORD | Sale | 8,205 | 52.5866 USD | ||||
ORD | Sale | 8,218 | 53.0337 USD | ||||
ORD | Sale | 8,644 | 53.1953 USD | ||||
ORD | Sale | 8,780 | 53.0393 USD | ||||
ORD | Sale | 9,341 | 53.2349 USD | ||||
ORD | Sale | 9,796 | 52.7379 USD | ||||
ORD | Sale | 9,800 | 53.5866 USD | ||||
ORD | Sale | 9,900 | 52.7400 USD | ||||
ORD | Sale | 11,000 | 53.1129 USD | ||||
ORD | Sale | 11,576 | 53.0658 USD | ||||
ORD | Sale | 13,064 | 53.1929 USD | ||||
ORD | Sale | 13,493 | 52.9981 USD | ||||
ORD | Sale | 16,666 | 52.7567 USD | ||||
ORD | Sale | 16,873 | 53.0517 USD | ||||
ORD | Sale | 17,557 | 53.3210 USD | ||||
ORD | Sale | 19,599 | 53.2654 USD | ||||
ORD | Sale | 20,000 | 53.5512 USD | ||||
ORD | Sale | 21,384 | 52.9984 USD | ||||
ORD | Sale | 21,869 | 53.0303 USD | ||||
ORD | Sale | 24,325 | 53.4315 USD | ||||
ORD | Sale | 25,434 | 52.7819 USD | ||||
ORD | Sale | 35,631 | 52.7822 USD | ||||
ORD | Sale | 37,100 | 53.6371 USD | ||||
ORD | Sale | 44,126 | 52.7779 USD | ||||
ORD | Sale | 57,844 | 52.9267 USD | ||||
ORD | Sale | 61,800 | 53.4365 USD | ||||
ORD | Sale | 63,721 | 53.1188 USD | ||||
ORD | Sale | 71,846 | 52.9148 USD | ||||
ORD | Sale | 73,829 | 53.2952 USD | ||||
ORD | Sale | 82,039 | 53.1959 USD | ||||
ORD | Sale | 98,849 | 52.7882 USD | ||||
ORD | Sale | 128,900 | 53.4351 USD | ||||
ORD | Sale | 165,054 | 53.3506 USD | ||||
ORD | Sale | 183,936 | 53.0094 USD | ||||
ORD | Sale | 189,334 | 53.2954 USD | ||||
ORD | Sale | 202,700 | 53.4775 USD | ||||
ORD | Sale | 240,784 | 52.9708 USD | ||||
ORD | Sale | 394,828 | 52.9225 USD | ||||
ORD | Sale | 470,455 | 53.6500 USD | ||||
ORD | Sale | 537,600 | 53.1820 USD | ||||
ORD | Sale | 537,600 | 53.2619 USD |
(b) Derivatives transactions (other than options)
Class of | Â | Product | Â | Nature of dealing | Â | Number of | Â | Price per | |
relevant | description | reference | unit | ||||||
security | Â | Â | securities | Â | |||||
ORD | SWAP | Long | 115,000 | 53.4400 USD |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | Â | Option | |
of | description | purchasing, | of | price | date | money | |||||||||
relevant | selling, | securities | per unit | paid/ | |||||||||||
security | varying etc | to which | received | ||||||||||||
option | per unit | ||||||||||||||
 |  |  | relates |  |  |  |  | ||||||||
ORD | Call Options | Purchasing | 1,200 | 50 USD | American | 19 Jul 2014 | 2.4500 USD | ||||||||
ORD | Call Options | Purchasing | 20,900 | 55 USD | American | 19 Jul 2014 | 0.1739 USD | ||||||||
ORD | Call Options | Selling | 13,500 | 55 USD | American | 16 Aug 2014 | 0.9206 USD | ||||||||
ORD | Call Options | Selling | 4,500 | 55 USD | American | 22 Nov 2014 | 2.2451 USD | ||||||||
ORD | Call Options | Selling | 820,000 | 57.5 USD | American | 16 Aug 2014 | 0.6000 USD | ||||||||
ORD | Put Options | Purchasing | 13,100 | 50 USD | American | 16 Aug 2014 | 0.6000 USD | ||||||||
ORD | Put Options | Purchasing | 200 | 50 USD | American | 17 Jan 2015 | 2.4500 USD | ||||||||
ORD | Put Options | Purchasing | 1,900 | 70 USD | American | 15 Jan 2016 | 19.9000 USD | ||||||||
ORD | Put Options | Selling | 800 | 47.5 USD | American | 17 Jan 2015 | 1.6000 USD | ||||||||
ORD | Put Options | Selling | 700 | 50 USD | American | 16 Aug 2014 | 0.5000 USD | ||||||||
ORD | Put Options | Selling | 34,900 | 50 USD | American | 17 Jan 2015 | 2.5000 USD | ||||||||
ORD | Put Options | Selling | 1,800 | 57.5 USD | American | 22 Nov 2014 | 5.7000 USD |
(ii) Exercising
Class of relevant security | Â |
Product description
e.g. call option |
 | Number of securities |  | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Â |
Nature of dealing
e.g. subscription, conversion |
 | Details |  | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
If there are no such agreements, arrangements or understandings, state “none†|
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none†|
NONE |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | Â | YES |
Date of disclosure: | 17 Jul 2014 | |
Contact name: | Rajesh Muthanna | |
Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Codeâ€)
1. KEY INFORMATION
Identity of the person whose positions/dealings | Â | Barclays PLC. |
are being disclosed: | Â | |
Name of offeror/offeree in relation to whose | SHIRE PLC | |
relevant securities this from relates: | Â |
2. OPTIONS AND DERIVATIVES
Class | Â | Product | Â | Writing, | Â | Number | Â | Exercise | Â | Type | Â | Expiry | |
of | description | purchasing, | of | price | date | ||||||||
relevant | selling, | securities | per unit | ||||||||||
security | varying etc | to which | |||||||||||
option | |||||||||||||
 |  |  | relates |  |  |  | |||||||
ORD | Call Options | Purchased | 2,000 | 3700.0000 GBP | European | 18 Jul 2014 | |||||||
ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
ADR | Put Options | Purchased | -2,800 | 160.0000 | American | 17 Jan 2015 | |||||||
ADR | Put Options | Purchased | -600 | 185.0000 | American | 17 Jan 2015 | |||||||
ADR | Put Options | Purchased | -200 | 190.0000 | American | 18 Oct 2014 | |||||||
ADR | Put Options | Purchased | -900 | 195.0000 | American | 19 Jul 2014 | |||||||
ADR | Put Options | Purchased | -1,100 | 205.0000 | American | 19 Jul 2014 | |||||||
ADR | Put Options | Purchased | -300 | 210.0000 | American | 19 Jul 2014 | |||||||
ADR | Put Options | Purchased | -100 | 215.0000 | American | 16 Aug 2014 | |||||||
ADR | Put Options | Purchased | -400 | 220.0000 | American | 18 Jul 2014 | |||||||
ADR | Put Options | Purchased | -8,300 | 220.0000 | American | 19 Jul 2014 | |||||||
ADR | Put Options | Purchased | -100 | 220.0000 | American | 16 Aug 2014 | |||||||
ADR | Put Options | Purchased | -10,100 | 230.0000 | American | 19 Jul 2014 | |||||||
ADR | Put Options | Purchased | -500 | 230.0000 | American | 18 Oct 2014 | |||||||
ADR | Put Options | Purchased | -57,700 | 235.0000 | American | 19 Jul 2014 | |||||||
ADR | Put Options | Purchased | -100 | 240.0000 | American | 19 Jul 2014 | |||||||
ADR | Put Options | Purchased | -1,100 | 240.0000 | American | 16 Aug 2014 | |||||||
ADR | Put Options | Purchased | -1,000 | 245.0000 | American | 19 Jul 2014 | |||||||
ADR | Put Options | Purchased | -1,900 | 250.0000 | American | 19 Jul 2014 | |||||||
ADR | Put Options | Purchased | -3,800 | 250.0000 | American | 16 Aug 2014 | |||||||
ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
ADR | Put Options | Purchased | -1,600 | 270.0000 | American | 16 Aug 2014 | |||||||
ADR | Put Options | Written | 400 | 110.0000 | American | 19 Jul 2014 | |||||||
ADR | Put Options | Written | 500 | 130.0000 | American | 19 Jul 2014 | |||||||
ADR | Put Options | Written | 400 | 140.0000 | American | 19 Jul 2014 | |||||||
ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
ADR | Put Options | Written | 100 | 150.0000 | American | 19 Jul 2014 | |||||||
ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
ADR | Put Options | Written | 1,300 | 165.0000 | American | 19 Jul 2014 | |||||||
ADR | Put Options | Written | 600 | 165.0000 | American | 18 Oct 2014 | |||||||
ADR | Put Options | Written | 300 | 170.0000 | American | 19 Jul 2014 | |||||||
ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
ADR | Put Options | Written | 6,700 | 175.0000 | American | 19 Jul 2014 | |||||||
ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
ADR | Put Options | Written | 200 | 185.0000 | American | 19 Jul 2014 | |||||||
ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
ADR | Put Options | Written | 2,200 | 200.0000 | American | 19 Jul 2014 | |||||||
ADR | Put Options | Written | 100 | 200.0000 | American | 16 Aug 2014 | |||||||
ADR | Put Options | Written | 200 | 200.0000 | American | 18 Oct 2014 | |||||||
ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
ADR | Put Options | Written | 100 | 210.0000 | American | 16 Aug 2014 | |||||||
ADR | Put Options | Written | 1,500 | 215.0000 | American | 19 Jul 2014 | |||||||
ADR | Put Options | Written | 200 | 220.0000 | American | 17 Jan 2015 | |||||||
ADR | Put Options | Written | 100 | 225.0000 | American | 19 Jul 2014 | |||||||
ADR | Put Options | Written | 100 | 225.0000 | American | 16 Aug 2014 | |||||||
ADR | Put Options | Written | 35,400 | 230.0000 | American | 19 Jul 2014 | |||||||
ADR | Put Options | Written | 200 | 230.0000 | American | 17 Jan 2015 | |||||||
ADR | Put Options | Written | 800 | 235.0000 | American | 19 Jul 2014 | |||||||
ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
ADR | Put Options | Written | 70,800 | 240.0000 | American | 19 Jul 2014 | |||||||
ADR | Put Options | Written | 1,000 | 240.0000 | American | 18 Oct 2014 | |||||||
ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
ADR | Call Options | Purchased | 1,100 | 175.0000 | American | 19 Jul 2014 | |||||||
ADR | Call Options | Purchased | 100 | 185.0000 | American | 19 Jul 2014 | |||||||
ADR | Call Options | Purchased | 1,000 | 195.0000 | American | 19 Jul 2014 | |||||||
ADR | Call Options | Purchased | 1,600 | 215.0000 | American | 16 Aug 2014 | |||||||
ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
ADR | Call Options | Purchased | 92,000 | 230.0000 | American | 19 Jul 2014 | |||||||
ADR | Call Options | Purchased | 900 | 230.0000 | American | 16 Aug 2014 | |||||||
ADR | Call Options | Purchased | 100 | 240.0000 | American | 16 Aug 2014 | |||||||
ADR | Call Options | Purchased | 7,400 | 250.0000 | American | 19 Jul 2014 | |||||||
ADR | Call Options | Purchased | 1,600 | 250.0000 | American | 17 Jan 2015 | |||||||
ADR | Call Options | Purchased | 133,700 | 255.0000 | American | 19 Jul 2014 | |||||||
ADR | Call Options | Purchased | 11,300 | 260.0000 | American | 19 Jul 2014 | |||||||
ADR | Call Options | Purchased | 123,900 | 260.0000 | American | 16 Aug 2014 | |||||||
ADR | Call Options | Purchased | 3,500 | 260.0000 | American | 18 Oct 2014 | |||||||
ADR | Call Options | Purchased | 400 | 260.0000 | American | 17 Jan 2015 | |||||||
ADR | Call Options | Purchased | 1,600 | 265.0000 | American | 16 Aug 2014 | |||||||
ADR | Call Options | Purchased | 3,100 | 265.0000 | American | 18 Oct 2014 | |||||||
ADR | Call Options | Purchased | 1,100 | 270.0000 | American | 19 Jul 2014 | |||||||
ADR | Call Options | Purchased | 200 | 280.0000 | American | 19 Jul 2014 | |||||||
ADR | Call Options | Purchased | 100 | 280.0000 | American | 16 Aug 2014 | |||||||
ADR | Call Options | Written | -300 | 150.0000 | American | 19 Jul 2014 | |||||||
ADR | Call Options | Written | -1,400 | 155.0000 | American | 19 Jul 2014 | |||||||
ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
ADR | Call Options | Written | -2,500 | 160.0000 | American | 18 Oct 2014 | |||||||
ADR | Call Options | Written | -200 | 165.0000 | American | 19 Jul 2014 | |||||||
ADR | Call Options | Written | -5,200 | 170.0000 | American | 19 Jul 2014 | |||||||
ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
ADR | Call Options | Written | -900 | 180.0000 | American | 19 Jul 2014 | |||||||
ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
ADR | Call Options | Written | -100 | 180.0000 | American | 17 Jan 2015 | |||||||
ADR | Call Options | Written | -1,600 | 190.0000 | American | 19 Jul 2014 | |||||||
ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
ADR | Call Options | Written | -200 | 200.0000 | American | 19 Jul 2014 | |||||||
ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
ADR | Call Options | Written | -400 | 220.0000 | American | 18 Jul 2014 | |||||||
ADR | Call Options | Written | -900 | 220.0000 | American | 19 Jul 2014 | |||||||
ADR | Call Options | Written | -2,200 | 220.0000 | American | 18 Oct 2014 | |||||||
ADR | Call Options | Written | -2,900 | 230.0000 | American | 19 Jul 2014 | |||||||
ADR | Call Options | Written | -1,600 | 230.0000 | American | 18 Oct 2014 | |||||||
ADR | Call Options | Written | -500 | 230.0000 | American | 17 Jan 2015 | |||||||
ADR | Call Options | Written | -22,300 | 235.0000 | American | 19 Jul 2014 | |||||||
ADR | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
ADR | Call Options | Written | -302,200 | 240.0000 | American | 19 Jul 2014 | |||||||
ADR | Call Options | Written | -142,000 | 240.0000 | American | 16 Aug 2014 | |||||||
ADR | Call Options | Written | -300 | 240.0000 | American | 18 Oct 2014 | |||||||
ADR | Call Options | Written | -200 | 240.0000 | American | 17 Jan 2015 | |||||||
ADR | Call Options | Written | -8,700 | 245.0000 | American | 19 Jul 2014 | |||||||
ADR | Call Options | Written | -600 | 245.0000 | American | 17 Jan 2015 | |||||||
ADR | Call Options | Written | -176,800 | 250.0000 | American | 19 Jul 2014 | |||||||
ADR | Call Options | Written | -18,100 | 250.0000 | American | 16 Aug 2014 | |||||||
ADR | Call Options | Written | -100 | 255.0000 | American | 16 Aug 2014 | |||||||
ADR | Call Options | Written | -20,000 | 260.0000 | American | 19 Jul 2014 | |||||||
ADR | Call Options | Written | -1,000 | 265.0000 | American | 19 Jul 2014 | |||||||
ADR | Call Options | Written | -6,000 | 265.0000 | American | 16 Aug 2014 | |||||||
ADR | Call Options | Written | -1,000 | 265.0000 | American | 17 Jan 2015 | |||||||
ADR | Call Options | Written | -200 | 270.0000 | American | 18 Oct 2014 | |||||||
ADR | Call Options | Written | -1,900 | 270.0000 | American | 17 Jan 2015 | |||||||
ADR | Call Options | Written | -400 | 275.0000 | American | 19 Jul 2014 | |||||||
ADR | Call Options | Written | -300 | 285.0000 | American | 19 Jul 2014 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDsâ€) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.