Form 8.3 - ABBVIE INC

Form 8.3 - ABBVIE INC

BARCLAYS PLC

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Identity of the person whose positions/dealings are being disclosed:  

Barclays PLC.

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

The naming of nominee or vehicle companies is insufficient

   
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

 

ABBVIE INC

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:    
(e) Date position held/dealing undertaken:  

15 July 2014

(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer?  

YES:

SHIRE PLC

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:       ORD            
Interests Short Positions  
    Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,008,834 0.13% 3,661,216 0.23%
           
(2) Derivatives (other than
options): 4,194,385 0.26% 0 0.00%
           
(3) Options and agreements to
purchase/sell: 390,500 0.02% 480,800 0.03%
           
(4) TOTAL:
6,593,719 0.41% 4,142,016 0.26%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other executive options)

Class of relevant security in relation to which subscription right exists:  
Details, including nature of the rights concerned and relevant percentages:  

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

(a) Purchases and sales

Class of relevant   Purchase/sale   Number of   Price per unit
security   securities  
ORD Purchase 34 53.4299 USD
ORD Purchase 68 53.9531 USD
ORD Purchase 68 54.5600 USD
ORD Purchase 70 53.9900 USD
ORD Purchase 100 53.4300 USD
ORD Purchase 100 53.6750 USD
ORD Purchase 100 53.8400 USD
ORD Purchase 100 53.9150 USD
ORD Purchase 100 53.9600 USD
ORD Purchase 100 54.5300 USD
ORD Purchase 106 53.0000 USD
ORD Purchase 106 53.9199 USD
ORD Purchase 174 53.7200 USD
ORD Purchase 200 53.6900 USD
ORD Purchase 200 53.8275 USD
ORD Purchase 200 54.0750 USD
ORD Purchase 200 54.3025 USD
ORD Purchase 218 53.8600 USD
ORD Purchase 246 53.4639 USD
ORD Purchase 292 54.0301 USD
ORD Purchase 300 53.4666 USD
ORD Purchase 300 53.6733 USD
ORD Purchase 300 53.9133 USD
ORD Purchase 300 53.9950 USD
ORD Purchase 400 54.0287 USD
ORD Purchase 428 53.8500 USD
ORD Purchase 440 53.9454 USD
ORD Purchase 500 53.9920 USD
ORD Purchase 573 54.0698 USD
ORD Purchase 600 53.8031 USD
ORD Purchase 604 53.6515 USD
ORD Purchase 700 54.0251 USD
ORD Purchase 740 53.9300 USD
ORD Purchase 800 54.0000 USD
ORD Purchase 984 53.8470 USD
ORD Purchase 1,100 53.8290 USD
ORD Purchase 1,280 53.8000 USD
ORD Purchase 1,335 53.8557 USD
ORD Purchase 1,445 53.8800 USD
ORD Purchase 1,480 53.7184 USD
ORD Purchase 1,600 53.8996 USD
ORD Purchase 2,000 53.7345 USD
ORD Purchase 2,100 53.9560 USD
ORD Purchase 2,120 54.0179 USD
ORD Purchase 2,568 54.0744 USD
ORD Purchase 2,599 53.5289 USD
ORD Purchase 3,445 53.7965 USD
ORD Purchase 3,476 53.7819 USD
ORD Purchase 3,627 54.2442 USD
ORD Purchase 3,700 53.5842 USD
ORD Purchase 4,572 54.5617 USD
ORD Purchase 5,261 54.4542 USD
ORD Purchase 6,624 54.3178 USD
ORD Purchase 6,705 54.8500 USD
ORD Purchase 7,600 54.6103 USD
ORD Purchase 8,800 53.9270 USD
ORD Purchase 10,275 54.1072 USD
ORD Purchase 10,703 54.2839 USD
ORD Purchase 10,767 53.9859 USD
ORD Purchase 11,900 53.8631 USD
ORD Purchase 12,171 53.5985 USD
ORD Purchase 17,505 53.5879 USD
ORD Purchase 17,802 53.7961 USD
ORD Purchase 19,619 53.8105 USD
ORD Purchase 22,457 53.7567 USD
ORD Purchase 25,076 54.3748 USD
ORD Purchase 25,100 54.0400 USD
ORD Purchase 26,776 54.4182 USD
ORD Purchase 28,151 54.0544 USD
ORD Purchase 33,300 54.6500 USD
ORD Purchase 37,708 53.7729 USD
ORD Purchase 42,911 54.1408 USD
ORD Purchase 49,215 54.0339 USD
ORD Purchase 52,096 53.7653 USD
ORD Purchase 55,882 54.4572 USD
ORD Purchase 56,301 53.8215 USD
ORD Purchase 66,733 54.5313 USD
ORD Purchase 70,018 54.1728 USD
ORD Purchase 71,300 53.8405 USD
ORD Purchase 90,170 53.7803 USD
ORD Purchase 93,845 54.2045 USD
ORD Purchase 94,741 54.0929 USD
ORD Purchase 96,372 53.8283 USD
ORD Purchase 107,520 54.3740 USD
ORD Purchase 117,123 54.0747 USD
ORD Purchase 117,711 53.9060 USD
ORD Purchase 120,000 53.4697 USD
ORD Purchase 129,080 53.7156 USD
ORD Purchase 133,982 53.9860 USD
ORD Purchase 159,230 53.9410 USD
ORD Purchase 174,400 54.3373 USD
ORD Purchase 371,000 54.1386 USD
ORD Purchase 476,978 54.1414 USD
ORD Purchase 545,540 53.4400 USD
ORD Sale 27 53.4200 USD
ORD Sale 70 53.9900 USD
ORD Sale 91 53.9616 USD
ORD Sale 100 53.4600 USD
ORD Sale 100 54.0000 USD
ORD Sale 100 54.0100 USD
ORD Sale 100 54.0800 USD
ORD Sale 100 54.6300 USD
ORD Sale 106 53.9199 USD
ORD Sale 136 53.9531 USD
ORD Sale 200 53.5050 USD
ORD Sale 200 53.6601 USD
ORD Sale 200 54.0600 USD
ORD Sale 264 54.2621 USD
ORD Sale 300 53.4666 USD
ORD Sale 306 54.0118 USD
ORD Sale 400 53.5375 USD
ORD Sale 400 53.9125 USD
ORD Sale 400 54.0050 USD
ORD Sale 421 53.9952 USD
ORD Sale 500 54.6180 USD
ORD Sale 594 53.6484 USD
ORD Sale 600 53.9716 USD
ORD Sale 600 54.0160 USD
ORD Sale 692 53.9029 USD
ORD Sale 800 53.5137 USD
ORD Sale 900 53.4800 USD
ORD Sale 1,000 53.4820 USD
ORD Sale 1,200 54.5300 USD
ORD Sale 1,200 54.6451 USD
ORD Sale 1,300 54.3253 USD
ORD Sale 1,335 54.0009 USD
ORD Sale 1,400 54.2185 USD
ORD Sale 1,500 53.4613 USD
ORD Sale 1,540 54.6311 USD
ORD Sale 1,700 53.4588 USD
ORD Sale 1,800 54.1000 USD
ORD Sale 1,828 54.1388 USD
ORD Sale 1,872 54.1696 USD
ORD Sale 1,922 53.9855 USD
ORD Sale 1,930 54.4000 USD
ORD Sale 2,000 54.2385 USD
ORD Sale 2,014 53.9995 USD
ORD Sale 2,150 53.6420 USD
ORD Sale 2,202 53.7566 USD
ORD Sale 2,300 53.5091 USD
ORD Sale 2,629 53.5990 USD
ORD Sale 2,857 53.9911 USD
ORD Sale 2,900 53.5515 USD
ORD Sale 2,900 54.1706 USD
ORD Sale 3,201 54.6371 USD
ORD Sale 3,290 53.7987 USD
ORD Sale 3,603 53.5069 USD
ORD Sale 3,629 54.2648 USD
ORD Sale 4,062 54.1551 USD
ORD Sale 4,100 53.4401 USD
ORD Sale 4,300 53.5129 USD
ORD Sale 4,328 53.6710 USD
ORD Sale 4,600 54.3702 USD
ORD Sale 5,500 53.8190 USD
ORD Sale 5,741 53.6103 USD
ORD Sale 5,900 53.5122 USD
ORD Sale 5,927 54.0168 USD
ORD Sale 6,068 54.2495 USD
ORD Sale 6,253 53.5807 USD
ORD Sale 7,000 53.8790 USD
ORD Sale 7,725 54.0421 USD
ORD Sale 10,400 53.5232 USD
ORD Sale 11,360 53.7856 USD
ORD Sale 11,372 54.0400 USD
ORD Sale 11,759 53.9187 USD
ORD Sale 12,666 54.4520 USD
ORD Sale 12,688 53.7662 USD
ORD Sale 12,796 54.1610 USD
ORD Sale 12,800 54.0598 USD
ORD Sale 13,200 53.5565 USD
ORD Sale 13,457 53.8034 USD
ORD Sale 13,552 54.1174 USD
ORD Sale 14,353 54.0524 USD
ORD Sale 18,659 54.6265 USD
ORD Sale 19,100 53.8044 USD
ORD Sale 21,470 53.6848 USD
ORD Sale 21,586 54.0429 USD
ORD Sale 21,910 54.2474 USD
ORD Sale 25,600 53.5378 USD
ORD Sale 27,063 54.3660 USD
ORD Sale 30,177 54.2608 USD
ORD Sale 30,418 54.1684 USD
ORD Sale 30,796 54.0021 USD
ORD Sale 33,649 54.4788 USD
ORD Sale 35,593 54.0977 USD
ORD Sale 38,306 54.1748 USD
ORD Sale 39,328 54.0010 USD
ORD Sale 39,517 54.3311 USD
ORD Sale 51,255 54.0960 USD
ORD Sale 53,523 54.2270 USD
ORD Sale 55,000 53.8417 USD
ORD Sale 60,000 53.4697 USD
ORD Sale 60,000 53.5500 USD
ORD Sale 74,247 54.2573 USD
ORD Sale 77,456 53.9810 USD
ORD Sale 86,900 53.9795 USD
ORD Sale 92,962 53.6223 USD
ORD Sale 98,443 54.1130 USD
ORD Sale 106,601 53.8904 USD
ORD Sale 107,520 54.3740 USD
ORD Sale 111,333 54.1681 USD
ORD Sale 124,559 53.9897 USD
ORD Sale 133,982 53.9860 USD
ORD Sale 143,311 53.9569 USD
ORD Sale 288,480 54.0735 USD
ORD Sale 307,616 53.8068 USD
ORD Sale 376,700 54.3366 USD
ORD Sale 427,823 53.4400 USD

(b) Derivatives transactions (other than options)

Class of   Product   Nature of dealing   Number of   Price per
relevant description reference unit
security     securities  
ORD SWAP Long 115,000 53.4400 USD

(c) Options transactions in respect of existing securities

(i) Writing, selling, purchasing or varying

Class   Product   Writing,   Number   Exercise   Type   Expiry   Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
      relates        
ORD Call Options Purchasing 106,600 55 USD American 19 Jul 2014 0.2531 USD
ORD Call Options Selling 400 55 USD American 19 Jul 2014 0.6000 USD
ORD Put Options Purchasing 100 52.5 USD American 16 Aug 2014 0.9700 USD
ORD Put Options Purchasing 1,000 57.5 USD American 15 Jan 2016 9.8000 USD
ORD Put Options Selling 700 50 USD American 16 Aug 2014 0.3500 USD
ORD Put Options Selling 100 50 USD American 16 Aug 2014 0.4200 USD

(ii) Exercising

Class of relevant security   Product description

e.g. call option

  Number of securities   Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security   Nature of dealing

e.g. subscription, conversion

  Details   Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

NONE

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?  

YES

Date of disclosure:  

16 Jul 2014

Contact name:

Rajesh Muthanna

Telephone number:

020 3555 4634

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

143221.01

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of person whose open positions are being disclosed:  

Barclays PLC.

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

ABBVIE INC

2. OPTIONS AND DERIVATIVES

Class   Product   Writing,   Number   Exercise   Type   Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
      relates      
ORD Put Options Purchased -300 25.0000 American 17 Jan 2015
ORD Put Options Purchased -100 32.5000 American 17 Jan 2015
ORD Put Options Purchased -100 32.5000 American 15 Jan 2016
ORD Put Options Purchased -600 35.0000 American 16 Aug 2014
ORD Put Options Purchased -14,100 35.0000 American 17 Jan 2015
ORD Put Options Purchased -500 37.5000 American 16 Aug 2014
ORD Put Options Purchased -8,300 37.5000 American 17 Jan 2015
ORD Put Options Purchased -500 37.5000 American 15 Jan 2016
ORD Put Options Purchased -2,600 40.0000 American 16 Aug 2014
ORD Put Options Purchased -8,700 40.0000 American 17 Jan 2015
ORD Put Options Purchased -500 40.0000 American 15 Jan 2016
ORD Put Options Purchased -1,400 42.5000 American 16 Aug 2014
ORD Put Options Purchased -1,200 42.5000 American 22 Nov 2014
ORD Put Options Purchased -3,600 42.5000 American 17 Jan 2015
ORD Put Options Purchased -900 42.5000 American 15 Jan 2016
ORD Put Options Purchased -29,700 45.0000 American 16 Aug 2014
ORD Put Options Purchased -900 45.0000 American 17 Jan 2015
ORD Put Options Purchased -500 45.0000 American 15 Jan 2016
ORD Put Options Purchased -11,700 47.5000 American 16 Aug 2014
ORD Put Options Purchased -200 47.5000 American 20 Feb 2015
ORD Put Options Purchased -3,900 50.0000 American 16 Aug 2014
ORD Put Options Purchased -4,100 50.0000 American 22 Nov 2014
ORD Put Options Purchased -3,400 50.0000 American 17 Jan 2015
ORD Put Options Purchased -400 50.0000 American 20 Feb 2015
ORD Put Options Purchased -1,100 50.0000 American 15 Jan 2016
ORD Put Options Purchased -16,000 52.5000 American 19 Jul 2014
ORD Put Options Purchased -5,500 52.5000 American 17 Jan 2015
ORD Put Options Purchased -500 55.0000 American 19 Jul 2014
ORD Put Options Purchased -600 55.0000 American 16 Aug 2014
ORD Put Options Purchased -600 55.0000 American 22 Nov 2014
ORD Put Options Purchased -1,400 55.0000 American 17 Jan 2015
ORD Put Options Purchased -1,900 55.0000 American 15 Jan 2016
ORD Put Options Purchased -300 57.5000 American 16 Aug 2014
ORD Put Options Purchased -200 57.5000 American 17 Jan 2015
ORD Put Options Purchased -1,000 57.5000 American 15 Jan 2016
ORD Put Options Purchased -400 60.0000 American 22 Nov 2014
ORD Put Options Purchased -400 60.0000 American 15 Jan 2016
ORD Put Options Purchased -100 62.5000 American 17 Jan 2015
ORD Put Options Purchased -300 65.0000 American 15 Jan 2016
ORD Put Options Written 200 27.5000 American 17 Jan 2015
ORD Put Options Written 300 30.0000 American 17 Jan 2015
ORD Put Options Written 400 30.0000 American 15 Jan 2016
ORD Put Options Written 1,000 35.0000 American 15 Jan 2016
ORD Put Options Written 4,100 45.0000 American 17 Jan 2015
ORD Put Options Written 3,800 47.5000 American 22 Nov 2014
ORD Put Options Written 3,300 47.5000 American 17 Jan 2015
ORD Put Options Written 1,700 47.5000 American 15 Jan 2016
ORD Put Options Written 900 50.0000 American 19 Jul 2014
ORD Put Options Written 700 50.0000 American 16 Aug 2014
ORD Put Options Written 1,300 52.5000 American 19 Jul 2014
ORD Put Options Written 5,700 52.5000 American 16 Aug 2014
ORD Put Options Written 800 60.0000 American 17 Jan 2015
ORD Call Options Purchased 700 42.5000 American 17 Jan 2015
ORD Call Options Purchased 100 47.5000 American 15 Jan 2016
ORD Call Options Purchased 5,200 50.0000 American 22 Nov 2014
ORD Call Options Purchased 1,700 50.0000 American 17 Jan 2015
ORD Call Options Purchased 5,700 52.5000 American 16 Aug 2014
ORD Call Options Purchased 4,400 52.5000 American 22 Nov 2014
ORD Call Options Purchased 200 52.5000 American 17 Jan 2015
ORD Call Options Purchased 200 52.5000 American 15 Jan 2016
ORD Call Options Purchased 106,600 55.0000 American 19 Jul 2014
ORD Call Options Purchased 38,800 55.0000 American 16 Aug 2014
ORD Call Options Purchased 5,700 55.0000 American 22 Nov 2014
ORD Call Options Purchased 5,000 55.0000 American 17 Jan 2015
ORD Call Options Purchased 4,000 55.0000 American 15 Jan 2016
ORD Call Options Purchased 123,300 57.5000 American 19 Jul 2014
ORD Call Options Purchased 16,400 57.5000 American 16 Aug 2014
ORD Call Options Purchased 4,600 57.5000 American 22 Nov 2014
ORD Call Options Purchased 4,400 57.5000 American 17 Jan 2015
ORD Call Options Purchased 400 57.5000 American 15 Jan 2016
ORD Call Options Purchased 100 60.0000 American 19 Jul 2014
ORD Call Options Purchased 7,400 60.0000 American 16 Aug 2014
ORD Call Options Purchased 13,200 60.0000 American 22 Nov 2014
ORD Call Options Purchased 1,700 60.0000 American 17 Jan 2015
ORD Call Options Purchased 4,500 60.0000 American 15 Jan 2016
ORD Call Options Purchased 500 62.5000 American 16 Aug 2014
ORD Call Options Purchased 500 62.5000 American 22 Nov 2014
ORD Call Options Purchased 400 62.5000 American 17 Jan 2015
ORD Call Options Purchased 400 62.5000 American 15 Jan 2016
ORD Call Options Purchased 5,900 65.0000 American 17 Jan 2015
ORD Call Options Purchased 2,700 65.0000 American 15 Jan 2016
ORD Call Options Purchased 1,000 70.0000 American 17 Jan 2015
ORD Call Options Purchased 100 75.0000 American 17 Jan 2015
ORD Call Options Purchased 200 75.0000 American 15 Jan 2016
ORD Call Options Purchased 300 77.5000 American 17 Jan 2015
ORD Call Options Written -100 35.0000 American 15 Jan 2016
ORD Call Options Written -100 37.5000 American 15 Jan 2016
ORD Call Options Written -300 40.0000 American 17 Jan 2015
ORD Call Options Written -5,000 40.0000 American 15 Jan 2016
ORD Call Options Written -3,400 45.0000 American 17 Jan 2015
ORD Call Options Written -100 45.0000 American 15 Jan 2016
ORD Call Options Written -4,100 47.5000 American 22 Nov 2014
ORD Call Options Written -800 47.5000 American 17 Jan 2015
ORD Call Options Written -200 50.0000 American 16 Aug 2014
ORD Call Options Written -100,000 50.0000 American 17 Jan 2015
ORD Call Options Written -3,300 50.0000 American 15 Jan 2016
ORD Call Options Written -2,400 52.5000 American 17 Jan 2015
ORD Call Options Written -800 52.5000 American 15 Jan 2016
ORD Call Options Written -100,900 55.0000 American 19 Jul 2014
ORD Call Options Written -129,500 57.5000 American 16 Aug 2014
ORD Call Options Written -1,300 57.5000 American 20 Feb 2015

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

Companies

Abbvie Inc (0QCV)
UK 100
FTSE quotes by TradingView

Latest directors dealings

All directors dealings today