Form 8.3 - ABBVIE INC - AMENDMENT

Form 8.3 - ABBVIE INC - AMENDMENT

BARCLAYS PLC

FORM 8.3 Amendment to Purchase

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION

Name of person dealing (Note 1)	Barclays PLC.
Company dealt in	ABBVIE INC
Class of relevant security to which the dealings being disclosed relate (Note 2)	ORD
Date of dealing	05 May 2020

2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)

Class of relevant security:		ORD
		Long		Short
		Number	(%)	Number	(%)
(1)	Relevant securities
		2,351,543	0.16%	3,793,400	0.26%
(2)	Derivatives (other than options):
		1,951,823	0.13%	722,501	0.05%
(3)	Options and agreements to
	purchase/sell:	1,276,600	0.09%	1,283,500	0.09%
	TOTAL:
		5,579,966	0.38%	5,799,401	0.39%

(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3)

Class of relevant security:	Long			Short
	Number		(%)	Number		(%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total

Ap20

3. DEALINGS (Note 4)

(a) Purchases and sales

Purchase/sale	Number of relevant securities	Price per unit
Purchase	8	85.9300 USD
Purchase	100	84.8700 USD
Purchase	100	84.8600 USD
Purchase	100	84.8950 USD
Purchase	100	84.8300 USD
Purchase	100	85.7100 USD
Purchase	100	86.3700 USD
Purchase	166	82.9200 USD
Purchase	175	84.5700 USD
Purchase	194	85.7396 USD
Purchase	200	84.6600 USD
Purchase	200	84.8650 USD
Purchase	200	86.1400 USD
Purchase	200	84.8850 USD
Purchase	215	85.4251 USD
Purchase	281	84.6569 USD
Purchase	284	85.0400 USD
Purchase	300	85.7400 USD
Purchase	300	84.6200 USD
Purchase	300	84.8833 USD
Purchase	300	84.4800 USD
Purchase	300	85.7433 USD
Purchase	300	85.0666 USD
Purchase	300	85.7333 USD
Purchase	306	84.8014 USD
Purchase	317	84.4289 USD
Purchase	400	84.5950 USD
Purchase	500	85.0460 USD
Purchase	672	84.8686 USD
Purchase	681	84.6458 USD
Purchase	681	85.7300 USD
Purchase	700	84.4914 USD
Purchase	700	85.0842 USD
Purchase	800	84.6175 USD
Purchase	800	85.3687 USD
Purchase	995	85.4904 USD
Purchase	1,000	84.4000 USD
Purchase	1,015	84.8471 USD
Purchase	1,110	84.7245 USD
Purchase	1,191	84.9961 USD
Purchase	1,228	85.0144 USD
Purchase	1,289	84.8717 USD
Purchase	1,500	86.1010 USD
Purchase	1,770	84.7001 USD
Purchase	2,200	84.9222 USD
Purchase	2,300	84.5708 USD
Purchase	2,388	84.7459 USD
Purchase	2,738	83.6392 USD
Purchase	2,800	84.7110 USD
Purchase	2,800	85.8479 USD
Purchase	2,877	85.4447 USD
Purchase	2,912	84.8359 USD
Purchase	2,929	84.6085 USD
Purchase	3,893	85.0345 USD
Purchase	4,650	84.7117 USD
Purchase	5,013	84.8898 USD
Purchase	6,516	84.3799 USD
Purchase	6,575	84.6141 USD
Purchase	7,500	84.5934 USD
Purchase	7,729	84.6417 USD
Purchase	8,400	84.9896 USD
Purchase	9,400	84.9088 USD
Purchase	10,678	85.0883 USD
Purchase	11,598	84.6167 USD
Purchase	12,120	84.1633 USD
Purchase	14,000	85.7943 USD
Purchase	14,335	85.0567 USD
Purchase	27,533	85.8427 USD
Purchase	32,599	84.9259 USD
Purchase	33,210	86.0629 USD
Purchase	38,485	85.2785 USD
Purchase	45,000	84.9220 USD
Purchase	45,600	85.5100 USD
Purchase	48,908	85.3700 USD
Purchase	63,651	85.9925 USD
Purchase	63,700	85.3740 USD
Purchase	68,656	85.1562 USD
Purchase	87,371	85.2611 USD
Purchase	152,218	85.1103 USD
Sale	6	85.2050 USD
Sale	7	84.4100 USD
Sale	10	84.5200 USD
Sale	17	84.5400 USD
Sale	42	84.8057 USD
Sale	50	86.0800 USD
Sale	60	84.8400 USD
Sale	60	84.4400 USD
Sale	90	84.5100 USD
Sale	100	84.2000 USD
Sale	100	85.5800 USD
Sale	100	85.6700 USD
Sale	100	85.9900 USD
Sale	100	86.0700 USD
Sale	100	86.1000 USD
Sale	100	86.1100 USD
Sale	100	86.1200 USD
Sale	100	86.1350 USD
Sale	100	86.1700 USD
Sale	100	86.2200 USD
Sale	100	86.3400 USD
Sale	139	85.6733 USD
Sale	148	85.9709 USD
Sale	162	85.5312 USD
Sale	166	82.9200 USD
Sale	187	86.2006 USD
Sale	200	85.4750 USD
Sale	200	85.7900 USD
Sale	200	84.5000 USD
Sale	200	84.3500 USD
Sale	200	84.5300 USD
Sale	200	86.1850 USD
Sale	200	86.1750 USD
Sale	200	85.7500 USD
Sale	200	86.1125 USD
Sale	200	86.1050 USD
Sale	228	86.1111 USD
Sale	300	85.8300 USD
Sale	300	86.1400 USD
Sale	300	84.2983 USD
Sale	300	86.1033 USD
Sale	347	85.8699 USD
Sale	379	84.7104 USD
Sale	400	84.2150 USD
Sale	400	84.2325 USD
Sale	400	86.1512 USD
Sale	400	85.8575 USD
Sale	400	85.8347 USD
Sale	400	84.2550 USD
Sale	408	85.9955 USD
Sale	499	84.8845 USD
Sale	500	85.7820 USD
Sale	500	84.7040 USD
Sale	569	84.9662 USD
Sale	600	84.4841 USD
Sale	709	85.9266 USD
Sale	790	86.0474 USD
Sale	800	85.8094 USD
Sale	800	84.2912 USD
Sale	869	85.7935 USD
Sale	900	84.3755 USD
Sale	900	84.4200 USD
Sale	924	84.7538 USD
Sale	952	85.9015 USD
Sale	977	84.8454 USD
Sale	1,000	84.4000 USD
Sale	1,006	85.8335 USD
Sale	1,018	86.1420 USD
Sale	1,052	85.7144 USD
Sale	1,123	84.7784 USD
Sale	1,200	86.0941 USD
Sale	1,211	86.1196 USD
Sale	1,380	86.0181 USD
Sale	1,453	86.0255 USD
Sale	1,600	83.2984 USD
Sale	1,674	84.8366 USD
Sale	1,775	85.7339 USD
Sale	1,794	85.9451 USD
Sale	2,014	84.8120 USD
Sale	2,024	86.0592 USD
Sale	2,153	85.9100 USD
Sale	2,180	86.0908 USD
Sale	2,241	86.0683 USD
Sale	2,295	85.7521 USD
Sale	2,300	85.6800 USD
Sale	2,406	85.8557 USD
Sale	2,527	85.9486 USD
Sale	2,589	85.8778 USD
Sale	2,592	86.0521 USD
Sale	2,595	84.7446 USD
Sale	2,909	85.7568 USD
Sale	3,324	85.8607 USD
Sale	3,345	85.6141 USD
Sale	3,532	84.8986 USD
Sale	3,724	86.0610 USD
Sale	3,753	86.0214 USD
Sale	4,532	85.8782 USD
Sale	4,600	84.8839 USD
Sale	4,700	83.8840 USD
Sale	4,926	85.5428 USD
Sale	4,982	85.6030 USD
Sale	5,195	86.0022 USD
Sale	5,361	85.5647 USD
Sale	5,384	85.8353 USD
Sale	5,766	85.6827 USD
Sale	6,202	85.9938 USD
Sale	6,261	85.6851 USD
Sale	6,320	85.8116 USD
Sale	6,548	85.7228 USD
Sale	7,526	85.3253 USD
Sale	8,900	84.8392 USD
Sale	9,505	84.7454 USD
Sale	10,200	86.0128 USD
Sale	10,207	85.9927 USD
Sale	13,300	85.9902 USD
Sale	15,700	85.9356 USD
Sale	17,143	84.9602 USD
Sale	17,511	85.9924 USD
Sale	20,200	85.9866 USD
Sale	21,368	85.4473 USD
Sale	35,718	85.0840 USD
Sale	43,317	84.6181 USD
Sale	45,600	85.5100 USD
Sale	46,005	85.1931 USD
Sale	46,900	84.9082 USD
Sale	61,351	85.3700 USD
Sale	66,860	85.1611 USD
Sale	73,813	84.9702 USD
Sale	86,508	84.9806 USD
Sale	112,491	85.0643 USD

(b) Derivatives transactions (other than options transactions)

Product name, e.g. CFD	Nature of transaction (Note 6)	Number of relevant securities (Note 7)	Price per unit (Note 5)

(c) Options transactions in respect of existing relevant securities

(i) Writing, selling, purchasing or varying

Product Name	Writing,	Number	Exercise	Type	Expiry	Option
	purchasing,	of	price		date	money
	selling,	securities				paid/
	varying etc	to which				received
		option
		relates
Call Option	Purchasing	7,200	80 USD	American	19 Jun 2020	6.7000 USD
Call Option	Purchasing	100	88 USD	American	15 May 2020	0.7400 USD
Call Option	Purchasing	300	90 USD	American	21 Aug 2020	3.4833 USD
Call Option	Selling	100	70 USD	American	19 Jun 2020	15.8000 USD
Call Option	Selling	1,800	80 USD	American	19 Jun 2020	7.2444 USD
Call Option	Selling	1,600	88 USD	American	19 Jun 2020	2.4900 USD
Call Option	Selling	100	88 USD	American	18 Sep 2020	5.5000 USD
Call Option	Selling	100	95 USD	American	19 Jun 2020	0.5500 USD
Put Option	Purchasing	200	70 USD	American	21 Aug 2020	1.9000 USD
Put Option	Selling	400	40 USD	American	21 Jan 2022	2.1400 USD
Put Option	Selling	1,000	50 USD	American	19 Jun 2020	0.0200 USD
Put Option	Selling	200	50 USD	American	18 Sep 2020	0.4500 USD
Put Option	Selling	400	73 USD	American	15 Jan 2021	5.3875 USD
Put Option	Selling	100	95 USD	American	19 Jun 2020	10.0000 USD

(ii) Exercising

Product name, e.g. call option	Number of securities	Exercise price per unit (Note 5)

(d) Other dealings (including transactions in respect of new securities) (Note 4)

Nature of transaction (Note 8)	Details	Price per unit (if applicable) (Note 5)

Ap21

2. OTHER INFORMATION

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.

None

Is a Supplemental Form 8 attached? (Note 9) YES

Date of disclosure	7 May 2020
Contact name	Large Holdings Regulatory Operations
Telephone number	020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection (Note 10)

Ap23

SUPPLEMENTAL FORM 8

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DETAILS OF OPEN POSITIONS

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)

OPEN POSITIONS (Note 1)

Product name	Written or	Number of	Exercise	Type	Expiry
	purchased	relevant securities	price		date
		to which the option
		or derivative
		relates
Put Options	Written	90,000	60.0000	American	Jun 19, 2020
Call Options	Purchased	2,800	115.0000	American	Sep 18, 2020
Put Options	Written	2,400	70.0000	American	Sep 18, 2020
Call Options	Purchased	5,500	97.5000	American	Jan 15, 2021
Put Options	Purchased	-3,000	135.0000	American	Jan 15, 2021
Call Options	Written	-1,900	135.0000	American	Jan 15, 2021
Call Options	Written	-400	90.0000	American	Aug 21, 2020
Call Options	Written	-5,000	80.0000	American	Jan 21, 2022
Put Options	Purchased	-48,100	85.0000	American	May 15, 2020
Put Options	Purchased	-10,200	50.0000	American	Jan 15, 2021
Call Options	Written	-1,100	82.5000	American	Jan 21, 2022
Call Options	Written	-3,700	130.0000	American	Jan 15, 2021
Call Options	Written	-2,800	120.0000	American	Jan 15, 2021
Put Options	Purchased	-1,500	50.0000	American	Jan 21, 2022
Put Options	Purchased	-5,000	47.5000	American	Jun 19, 2020
Put Options	Written	5,200	75.0000	American	Sep 18, 2020
Put Options	Written	300,000	60.0000	American	Jan 15, 2021
Call Options	Purchased	2,800	72.5000	American	Jun 19, 2020
Call Options	Purchased	5,900	95.0000	American	Sep 18, 2020
Put Options	Written	5,700	57.5000	American	Jan 15, 2021
Call Options	Written	-19,800	110.0000	American	Jan 15, 2021
Put Options	Purchased	-4,200	55.0000	American	Jan 15, 2021
Call Options	Written	-6,400	125.0000	American	Aug 21, 2020
Put Options	Purchased	-30,000	62.5000	American	Jan 15, 2021
Call Options	Written	-200	87.5000	American	May 15, 2020
Put Options	Purchased	-20,100	85.0000	American	Sep 18, 2020
Call Options	Written	-6,700	105.0000	American	May 15, 2020
Put Options	Purchased	-34,400	95.0000	American	Jun 19, 2020
Call Options	Purchased	4,200	70.0000	American	Jun 19, 2020
Put Options	Written	34,400	90.0000	American	Aug 21, 2020
Call Options	Purchased	1,400	97.5000	American	Sep 18, 2020
Put Options	Purchased	-1,400	50.0000	American	Sep 18, 2020
Put Options	Purchased	-2,700	50.0000	American	Jun 19, 2020
Call Options	Written	-5,700	110.0000	American	Jun 19, 2020
Call Options	Written	-700	75.0000	American	Jan 15, 2021
Put Options	Purchased	-2,600	110.0000	American	Jan 15, 2021
Put Options	Purchased	-6,000	90.0000	American	Sep 18, 2020
Put Options	Written	150,000	65.0000	American	Jun 19, 2020
Put Options	Written	26,900	57.5000	American	Jun 19, 2020
Put Options	Written	175,200	80.0000	American	Jan 15, 2021
Call Options	Purchased	3,200	55.0000	American	Jan 15, 2021
Call Options	Purchased	3,000	67.5000	American	Jan 15, 2021
Call Options	Purchased	1,400	65.0000	American	Sep 18, 2020
Put Options	Written	6,600	77.5000	American	Jan 15, 2021
Call Options	Purchased	1,200	92.5000	American	Sep 18, 2020
Put Options	Written	600	70.0000	American	Aug 21, 2020
Put Options	Written	600	85.0000	American	May 15, 2020
Put Options	Written	200	40.0000	American	Jan 21, 2022
Put Options	Purchased	-100	90.0000	American	Jun 19, 2020
Put Options	Purchased	-5,000	42.5000	American	Jun 19, 2020
Put Options	Purchased	-14,000	67.5000	American	Sep 18, 2020
Put Options	Purchased	-2,200	40.0000	American	Sep 18, 2020
Call Options	Written	-75,900	70.0000	American	Jan 15, 2021
Put Options	Purchased	-351,800	87.5000	American	Jan 15, 2021
Call Options	Written	-50,000	92.5000	American	Jan 15, 2021
Call Options	Purchased	14,200	75.0000	American	Sep 18, 2020
Call Options	Purchased	1,100	60.0000	American	Jan 15, 2021
Call Options	Purchased	7,300	87.5000	American	Sep 18, 2020
Put Options	Purchased	-600	77.5000	American	Jan 15, 2021
Put Options	Purchased	-11,100	95.0000	American	Jan 15, 2021
Put Options	Purchased	-70,000	67.5000	American	Jan 15, 2021
Call Options	Written	-5,200	130.0000	American	Jun 19, 2020
Put Options	Purchased	-2,300	35.0000	American	Jan 15, 2021
Put Options	Purchased	-2,100	100.0000	American	Jan 15, 2021
Call Options	Written	-2,500	125.0000	American	Jan 15, 2021
Put Options	Purchased	-5,000	55.0000	American	May 15, 2020
Call Options	Written	-2,800	115.0000	American	Jun 19, 2020
Call Options	Written	-2,600	60.0000	American	Aug 21, 2020
Call Options	Purchased	2,800	95.0000	American	Jun 19, 2020
Put Options	Written	1,500	57.5000	American	Sep 18, 2020
Put Options	Written	1,300	62.5000	American	May 15, 2020
Put Options	Written	300	75.0000	American	Jan 15, 2021
Put Options	Written	90,000	50.0000	American	Jun 19, 2020
Put Options	Purchased	-100,000	92.5000	American	Jan 15, 2021
Call Options	Written	-1,200	72.5000	American	Sep 18, 2020
Put Options	Purchased	-1,900	40.0000	American	Jan 15, 2021
Put Options	Purchased	-7,700	72.5000	American	Jan 15, 2021
Put Options	Written	22,400	90.0000	American	Jan 15, 2021
Put Options	Written	9,300	72.5000	American	Sep 18, 2020
Put Options	Written	275,000	70.0000	American	Jan 15, 2021
Put Options	Written	7,800	87.5000	American	Jun 19, 2020
Call Options	Purchased	200	80.0000	American	Jun 19, 2020
Call Options	Written	-15,800	105.0000	American	Jan 15, 2021
Put Options	Written	9,600	72.5000	American	May 15, 2020
Put Options	Written	2,900	92.5000	American	Jan 15, 2021
Call Options	Purchased	1,700	57.5000	American	Jan 15, 2021
Call Options	Written	-3,800	95.0000	American	Jan 15, 2021
Put Options	Purchased	-250,000	85.0000	American	Jan 15, 2021
Call Options	Written	-4,200	110.0000	American	May 15, 2020
Call Options	Written	-6,000	140.0000	American	Jan 15, 2021
Call Options	Written	-6,100	120.0000	American	Jun 19, 2020
Call Options	Written	-60,000	87.5000	American	Jan 15, 2021

Notes

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.

2. For all prices and other monetary amounts, the currency must be stated.

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.

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